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FY10 Comprehensive Annual Financial Report - City of PrattvilleCITY OF PRATTVILLE,ALABAMA FOR THE FISCAL YEAR ENDED SEPTEMBER 30,2010 COMPREHENSIVE ANNUAL FINANCIAL REPORT Prepared by: Department ofFinance John R.Morgan,III Finance Director INTRODUCTORY SECTION CITY OF PRATTVILLE,ALABAMA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED SEPTEMBER 30,2010 TABLE OF CONTENTS I.INTRODUCTORY SECTION Table ofcontents List ofprincipal officials II.FINANCIAL SECTION Independent auditors'report Management's discussion and analysis BASIC FINANCIAL STATEMENTS Government-Wide Financial Statements Statement ofnet assets Statement ofactivities Fund Financial Statements Balance sheet -governmental funds Reconciliation ofbalance sheet ofgovernmental funds to statement ofnet assets Statement ofrevenues,expenditures,and changes in fund balances -governmental funds Reconciliation ofstatement ofrevenues,expenditures,and changes in fund balances ofgovernmental funds to statement ofactivities Notes to financial statements REQUIRED SUPPLEMENTARY INFORMATION Budgetary comparison schedule -general fund Notes to budgetary comparison schedules Schedule offunding progress ofthe City's defined benefit pension plan i -ii iii 1- 2 3 -12 13 14 15 16 17 18 19 -44 45 -48 49 50 CITY OF PRATTVILLE,ALABAMA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED SEPTEMBER 30,2010 TABLE OF CONTENTS SUPPLEMENTARY INFORMATION Combining balance sheet -nonmajor governmental funds Combining statement ofrevenues,expenditures,and changes in fund balances -nonmajor governmental funds Combining balance sheet -nonmajor special revenue funds Combining statement ofrevenues,expenditures,and changes in fund balances -nonmajor special revenue funds Budgetary comparison schedule -state gasoline excise tax fund Budgetary comparison schedule -state gasoline and lubricating oil excise tax fund ii 51 52 53 54 55 56 CITY OF PRATTVILLE,ALABAMA LIST OF PRINCIPAL OFFICIALS AS OF SEPTEMBER 30,2010 Mayor CITY COUNCIL Dean R.Argo,President Willie Lee Wood,Jr. Nathan Fank Thomas Miller,President Pro Tempore HEADS OF DEPARTMENTS Municipal Court City Attorney City Prosecutor City Clerk Finance Director Engineering Streets Sanitation Police Fire Interim Vehicle Maintenance Wastewater Leisure Services Human Resources Planning Information Technology iii Jim Byard,Jr. Mike Renegar Bill Gillespie,Jr. Ray Boles Judge Louis C.Colley David McDowell Robert E.Riddle Gina P.Smith John R.Morgan,III Robby Anderson George Williams Edward Clinton ChiefAlfred Wadsworth ChiefStanley Gann Kenny Rawlinson Kenny DeRamus Andrew Peterson Lisa Thrash Joel Duke Brad Belden FINANCIAL SECTION MONTGOMERY,ALABAMA Dothan Prattville Wetumpka The Honorable Mayor and Members ofthe City Council City ofPrattville,Alabama JACKSON THORNTON A PROFESSIONAL CORPORATION www.jacksonthornton.com INDEPENDENT AUDITORS'REPORT .• ••••••• •••••••••••••••••••••••••••••••••••• •. We have audited the accompanying financial statements ofthe governmental activities,the discretely presented component units,each major fund,and the aggregate remaining fund information of the City of Prattville,Alabama (the City),as of and for the year ended September 30,2010,which collectively comprise the City's basic financial statements as listed in the table of contents.These financial statements are the responsibility of the City of Prattville,Alabama's management.Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards,issued by the Comptroller General of the United States.Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement.An audit includes examining,on a test basis,evidence supporting the amounts and disclosures in the financial statements.An audit also includes assessing the accounting principles used and significant estimates made by management,as well as evaluating the overall financial statement presentation.We believe that our audit provides a reasonable basis for our opinion. In our opinion,the financial statements present fairly,in all material respects,the respective financial position of the governmental activities,the discretely presented component units,each major fund, and the aggregate remaining fund information ofthe City of Prattville,Alabama,as ofSeptember 30, 2010,and the respective changes in financial position,thereof for the year then ended in conformity with accounting principles generally accepted in the United States ofAmerica. In accordance with Governmental Auditing Standards,we have also issued our report dated February 15,2011 on our consideration of the City of Prattville,Alabama's internal control over financial reporting and on our tests of its compliance with certain provisions of laws,regulations, contracts and grant agreements,and other matters.The purpose ofthat report is to describe the scope ofour testing ofinternal control over financial reporting and compliance and the results ofthat testing and not to provide an opinion on the internal control over financial reporting or on compliance.That report is an integral part of an audit performed in accordance with Governmental Auditing Standards and should be considered in assessing the results ofour audit. A PROFESSIONAL CORPORATION CERTIFIED PUBLIC ACCOUNTANTS AND CONSULTANTS MEMBER OF AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS The management's discussion and analysis,budgetary comparison information,and trend data on pension funding on pages 3 through 12 and pages 45 through 50 are not a required part of the basic financial statements but are supplementary information required by Governmental Accounting Standards Board.We have applied certain limited procedures,which consist principally of inquiries of management regarding the methods of measurement and presentation of the required supplementary information.However,we did not audit the information and express no opinion on it. Our audit was conducted for the purpose of forming an opinion on the financial statements that collectively comprise the City of Prattville,Alabama's basic financial statement.The introductory section,combining individual nonmajor fund financial statements and the nonmajor fund budgetary comparison schedules are presented for the purposes of additional analysis and are not a required part of the basic financial statements.The combining and individual nonmajor fund financial statements and the nonmajor fund budgetary comparison schedules have been subjected to the auditing procedures applied in the audit ofthe basic financial statement and,in our opinion,are fairly stated in all material respects in relation to the basic financial statements taken as a whole.The introductory section has not been subjected to the auditing procedures applied in the audit of the basic financial statements and,accordingly,we express no opinion on it. Prattville,Alabama February 15,2011 2 MANAGEMENT'S DISCUSSION AND ANALYSIS As management ofthe City ofPrattville,Alabama,we offer readers of the City's financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended September 30,2010.This discussion and analysis is designed to look at the City's financial performance as a whole.We encourage readers to consider the information presented here in conjunction with the City's financial statements. Financial Highlights •The City of Prattville,Alabama's liabilities exceeded its assets at September 30, 2010,by ($17,208,700)(net assets).Of the net asset balance amount,($46,256,970) (unrestricted net assets)is the deficit balance of the City representing the indebtedness incurred for incentive obligations including the purchase of development property supporting the significant retail development activities within the City. •During the year,the City's total net assets decreased by $4,517,105,as expenses of $37,634,635 exceeded revenues of $33,117,530.The increase in expenses over the prior year is primarily due to the increased debt service payments and increased personnel costs. •In the.prior year the City implemented Government Accounting Standards Board Statement Number 45,Accounting and Financial Reporting by Employees for Post Retirement Benefits Other than Pensions (GASB 45).As a result,the City recognized an expense of $548,822 in the current year to record unfunded OPEB obligation. •The City's personnel expenses increased by approximately 7.5%during the current fiscal year. •As of the close of the current fiscal year,the City's governmental funds reported combined ending fund balances of($584,573). •The City's total outstanding long-term debt,excluding capital leases and compensated absences,increased during the current fiscal year.The City financed capital outlay totaling approximately $2,670,000. •The City refunded its 2001 and 2002 General Obligation Warrants into the 2009 General Obligation Refunding Warrant Series in the amount of $6,315,000. Overview ofthe Financial Statements This discussion and analysis is intended to serve as an introduction to the City of Prattville, Alabama's basic financial statements.The City's basic financial statements comprise of three components:(1)government-wide financial statements,(2)fund financial statements,and (3)notes to the financial statements.In addition to the basic financial statements,this report contains other supplementary information that will enhance the reader's understanding of the financial condition of the City ofPrattville,Alabama. 3 Government-Wide Financial Statements The government-wide financial statements are designed to provide readers with a broad overview of the City ofPrattville,Alabama's finances in a manner similar to a private-sector business.The basic financial statements include two kinds of statements that present different views of the City,a statement of net assets and a statement of activities.These statements included the City's three component units,the Autauga-Prattville Public Library (the Library),the Prattville Airport Authority (the Authority)and the Historic Prattville Redevelopment Authority (HPRA),which are separate legal entities.Although legally separate,these "component units"are important because the City is financially accountable for them.Complete financial statements of the Library and the Authority can be obtained at their administrative offices located in Prattville,Alabama. The statement of net assets presents information on all of the City's assets and liabilities,with the difference between the two reported as net assets.Over time,increases or decreases in net assets may serve as a useful indicator ofwhether the financial position of the City is improving or deteriorating. The statement ofactivities presents information showing how the City's net assets changed during the most recent fiscal year.All changes in net assets are reported as soon as the underlying event giving rise to the change occurs,regardless of the timing of the related cash flows.Thus,revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods. Both statements distinguish functions of the City ofPrattville,Alabama that are principally supported by sales taxes,property taxes,and gasoline taxes (governmental activities)from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities).The governmental activities reported in the statements include general government,public safety,public works,and cultural/recreational.The City does not maintain any business-type activities. Fund Financial Statements The fund financial statements provide more detailed information about the City's most significant activities.A fund is a grouping ofrelated accounts that is used to maintain control over resources that have been segregated for specific activities or objectives.Like other state and local governments,the City ofPrattville,Alabama uses fund accounting to ensure and demonstrate compliance with finance- related legal matters.All of the funds of the City of Prattville,Alabama are governmental funds which account for the basic services of the government.Experienced readers of governmental financial statements will find these financial statements most familiar. Governmental funds -Governmental funds are used to account for those functions reported as governmental activities in the government-wide financial statements.Most of the City's basic services are accounted for in governmental funds.These funds focus on how assets can readily be converted into cash flow in and out,and what monies are left at year-end that will be available for spending in the next year.Governmental funds are reported using an accounting method called modified accrual accounting,which provides a conservative short-term spending focus.As a result, the governmental fund financial statements give the reader a detailed short-term view that helps in determining ifthere are more or less financial resources available to finance the City's programs.The relationship between governmental activities in the government-wide financial statements and the governmental funds financial statements is described in a reconciliation that is a part of the fund financial statements. 4 The City maintains four individual governmental funds.Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues,expenditures, and changes in fund balance.Data for the other governmental funds is combined into a single, aggregated presentation.Individual fund data for the other governmental funds is provided in the form ofcombining statements elsewhere in this report. Notes to the Financial Statements The notes provide additional information that is essential to a full understanding ofthe data provided in the government-wide and fund financial statements.The notes to the basic financial statements also include information regarding the City of Prattville,Alabama's progress in funding its obligation to provide pension benefits to its employees.The notes are presented on pages 19 through 44 of this report. Other Information In addition to the basic financial statements·and accompanying notes,this report also presents certain required supplementary information concerning the City of Prattville,Alabama's budgetary comparison schedules for the general fund.Required supplementary information can be found on pages 45 through 50 ofthis report. The combining statements referred to earlier in connection with the non-major governmental funds are presented immediately following the required supplementary information and can be found beginning on page 51. Government-Wide Financial Analysis The City's condensed statement ofnet assets as ofSeptember 30,2010 and 2009,derived from the government-wide statement ofnet assets is presented below. GOVERNMENTAL ACTIVITIES Current and other assets Capital assets,net ofdepreciation Restricted assets Total assets Long-term liabilities outstanding Other liabilities Total liabilities Net assets: Invested in capital assets,net ofrelated debt Restricted Unrestricted Total net assets 5 $4,755,426 46,198,870 233,307 51,187,603 62,113,513 6,282,790 68,396,303 28,197,019 851,251 (46,256,970) $(17,208,700) $5,732,858 44,017,250 2,779,320 52,529,428 60,356,777 4,864,246 65,221,023 27,913,767 3,761,598 (44,366,960) $(12,691,595) The largest component of the City's net assets as of September 30,2010 reflects its investment in capital assets (Le.land,buildings,furniture and equipment,infrastructure,etc.);less any related outstanding debt used to acquire those assets.The City uses these capital assets to provide services to citizens;consequently,these assets are not available for future spending.Although the City's investment in its capital assets is reported net of related debt,it should be noted that the resources needed to repay this debt must be provided from other resources, since the capital assets themselves cannot be used to liquidate these liabilities.The City's capital assets,net of accumulated depreciation,at September 30,2010 increased by $2,181,620 from the prior year primarily due to current year additions. As noted earlier in this discussion,changes in net assets over time can be one of the best and most useful indicators of the City's financial position.The City of Prattville,Alabama's total liabilities exceeded assets by ($17,208,700).The decrease in net assets is attributed to the utilization of fund reserves necessary to fund current expenditures. A portion of net assets is restricted,or has restrictions on how they may be used.Governmental activities restricted net assets totaled $851,251 at September 30,2010 and are restricted for use in public capital projects and debt service.The remaining balance of unrestricted net assets generally may be used to meet the City's ongoing obligations.The City,at September 30,2010,reported a deficit balance in unrestricted net assets in governmental type activities of ($46,256,970),of which $43,420,000 is due to outstanding general obligation warrants that were issued to finance economic development incentive obligations for retail development within the City.It is anticipated the governmental revenues generated from the retail growth will provide the primary source of revenue for repayment ofthis debt. 6 The following presents the City's condensed statement of activities for the fiscal years ended September 30,2010 and 2009 as derived from the government-wide statement of activities.Over time,increases and decreases in net assets measure whether the City's financial position is improving or deteriorating.During the fiscal year,the net assets of the governmental activities decreased by $4,517,105,primarily due to the recognition of the post employment benefit obligation of $548,822, depreciation expense of$2,338,270,and the deficit from current year operations. CITY OF PRATTVILLE,ALABAMA STATEMENT OF ACTIVITIES GOVERNMENTAL ACTIVITIES Revenues: Program revenues: Charges for services Operating grants,capital grants,and contributions Total program revenues General revenues: Sales tax Property tax Motor fuel taxes Intergovernmental revenues Investment earnings and miscellaneous Total general revenues Total revenues Expenses: General government Public works Public safety Culture and recreation Debt service Total expenses Decrease in net assets Net assets -beginning Net assets -ending 7 $10,840,248 2,329,230 13,169,478 16,796,679 2,500,129 240,547 410,697 19,948,052 33,117,530 9,124,172 8,755,792 14,719,827 2,449,184 2,585,660 37,634,635 (4,517,105) (12,691,595) $(17,208,700) $10,293,536 2,351,405 12,644,941 15,890,723 2,481,450 238,361 9,159 426,071 19,045,764 31,690,705 8,093,740 8,005,500 13,401,417 2,549,480 2,445,024 34,495,161 (2,804,456) (9,887,139) $(12,691,595) 8 Expenses and Program Revenues for Governmental Activities Governmental activities decreased the City of Prattville, Alabama’s net assets by $4,517,105 for fiscal year 2010. A key element of the decrease in net assets is the increase in expenses from the prior year as follows: • Revenues from recurring sources increased by approximately $600,000 due to the increase in sanitation fees. • Personnel expenditures increased over the prior year by approximately 7.5% which increased all functional expense categories. • The increase in public works expenses by $750,292, is due to the Cooters Pond project and the Autauga Levee rehabilitation project, which were partially funded by a FEMA grant. This increase is also due to some cost associated with road resurfacing. • Public safety expenses increased over the prior year by $1,318,410, primarily due to the increase in personnel expenses. • General government expenses increased $1,030,432 due to the difference in reporting sales tax incentives in the current year and prior year. In the current year, sales tax incentives of $835,933 were reported as a general government expense. In the prior year, sales tax incentives of $546,170 were included as a reduction in sales tax revenue. - 2,000,000.00 4,000,000.00 6,000,000.00 8,000,000.00 10,000,000.00 12,000,000.00 14,000,000.00 16,000,000.00 General government Public safety Public works Culture and recreation Interest on long-term debt Expenses and Program Revenue - Governmental Activity 2010 Expenses 2010 Revenues 2009 Expenses 2009 Revenues 9 Program and General Revenues for Governmental Activities 33% 51% 7% 7% 1%0% 1% 0% Revenues By Source - Governmental Activities - FYE 2010 Charges for services Sales tax Property taxes Operating grants & contributions Motor fuel taxes Intergovernmental revenues Miscellaneous Investment earnings 33% 50% 8% 7% 1% 0% 1% 0% Revenues By Source - Governmental Activities - FYE 2009 Charges for services Sales tax Property taxes Operating grants & contributions Motor fuel taxes Intergovernmental revenues Miscellaneous Investment earnings Financial Analysis of the City’s Funds As noted earlier, the City of Prattville, Alabama uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. Governmental funds - The focus of the City’s governmental funds is to provide information on near- term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City’s financing requirements. Specifically, unreserved fund balance can be a useful measure of a government’s net resources available for spending at the end of the fiscal year. The general fund is the chief operating fund of the City of Prattville, Alabama. As of September 30,2010,governmental funds reported a combined ending fund balance of ($584,573),a decrease of $5,109,019 in comparison with prior year balance.Of this balance $1,520,339 has been reserved to indicate that it is not available for new spending because it has already been committed for capital projects,debt service,special revenues,and other restricted purposes. The fund balance of the general fund decreased $2,218,551 during the current fiscal year after other financing sources including fund transfers.Total revenue increased $1,745,760 as compared to the prior year.The most significant increase came from the increase in amount reported as sales tax revenue of$905,956.The increase in the amount reported as sales tax revenue is due to how sales tax incentives were reflected in the current and prior years.Sales tax incentives were included as a general government expense in the current year and were included as a reduction in sales tax revenue in the prior year.The increase in charges for fees and services in the amount of $658,911 was the result of an increase in sanitation fees.There was also an increase in income from grants.Total expenses increased $2,298,570 as compared to the prior year.General government expenses increased $1,232,760,which can be contributed to the way that sales tax incentives were reported in the current and prior years,as previously mentioned.There was also an increase in public safety expenses of$I,033,400,which were primarily personnel costs. Capital Assets and Long-term Debt Administration Capital assets -The City of Prattville,Alabama's investment in capital assets for its governmental activities as of September 30,2010 was $46,198,870 (net of accumulated depreciation).This investment in capital assets includes land,infrastructure,buildings,improvements,construction in progress,vehicles,and machinery and equipment. Major capital asset additions during the year include: •Investment in infrastructure of $1,385,000 resulting from donated infrastructure from residential developments. •Purchase of vehicles of $730,116 including the purchase of one pumper truck totaling $449,190. •Purchase of building improvements of $1,747,765 including $1,736,265 for an energy efficiency project. •Purchase ofoffice,non-office,and computer equipment of$525,770. 10 CITY OF PRATTVILLE,ALABAMA CAPITAL ASSETS GOVERNMENTAL ACTIVITIES Land Construction in progress Buildings and building improvements Land improvements Vehicles Office,non-office,and computer equipment Infrastructure Total $ $ 2,661,060 547,182 10,713,673 9,134,531 7,484,599 6,210,484 31,042,242 67,793,771 Long-term debt -As of September 30,2010,the governmental activities had total debt outstanding of $62,113,513. Outstanding debt: Warrants and other notes payable Capital lease payable Post retirement benefits other than pensions Compensated absences Total $ $ 58,503,021 1,239,844 1,081,342 1,289,306 62,113,513 The City of Prattville,Alabama's total debt outstanding increased by $1,756,736 during the current fiscal year.This increase is net of debt reductions for payments made in accordance with regularly scheduled maturity dates.Additional information on the City's debt can be found in Note 7 of the financial statements. Budgetary Highlights for the fiscal year ending September 30,2010 The actual operating revenues for the general fund were less than the budgeted amount by $1,617,940,or 5%.This is primarily due to revenues from taxes which were $1,217,692 less than the budgeted amount.Of this amount,general sales tax revenues were $1,189,071 less than the budgeted amount,and lodging tax revenues were $86,933 less than budgeted. The actual operating expenditures for the general fund were more than the budgeted amount by $2,367,130 or 8%.The individual sources within the expenses fluctuated both positively and negatively. 11 Economic Factors and Year 2011 Budget Economic conditions for the City of Prattville,Alabama remain stable in the current environment. •The City relies on taxes,fees,fines,and charges for services to fund their governmental activities.The primary source of revenue is sales taxes,which comprised approximately 54.29 %of general fund revenues in fiscal year 2010.In the current economic climate,the City has maintained sales tax revenues comparable to the prior year to fund current operations. •The unemployment rate for Autauga County,where the City of Prattville,Alabama is located,is currently 8.8%,which is a decrease over the prior year.The unemployment rate compares favorably to the state's current unemployment rate of 9.1 %and is comparable to the national average rate of9%. •Inflationary trends in the region compare favorably to national indices. •The 2010 -2011 budget is currently being formulated to provide long term financial stability for the City. •The level oftaxes,fees,and charges for services have a direct bearing on the City's ability to (a)annex additional land into its corporate limits and (b)encourage development (office,retail,residential,and industrial)to choose to be located in the jurisdiction.The City places emphasis on encouraging both annexation and economic development. Requests for Information This financial report is designed to provide our citizens,taxpayers,customers and investors,and creditors with a general overview ofthe City ofPrattville,Alabama's finances and to demonstrate the City's accountability.Questions concerning any ofthe information provided in this report or requests for additional financial information should be addressed to the City Clerk,101 West Main Street, Prattville,Alabama 36067. 12 BASIC FINANCIAL STATEMENTS THIS PAGE INTENTIONALLY LEFT BLANK CITY OF PRATTVILLE,ALABAMA STATEMENT OF NET ASSETS SEPTEMBER 30,2010 PRIMARY GOVERNMENT COMPONENT UNITS HISTORICAL AUTAUGA-PRATTVILLE PRATTVILLE PRATTVILLE GOVERNMENTAL PUBLIC AIRPORT REDEVELOPMENT ACTIVITIES LIBRARY AUTHORITY AUTHORITY ASSETS: Cash and cash equivalents $1,115,176 $297,911 $87,392 $75,223 Taxes receivable 1,444,469 Accounts receivable,net 888,865 42,104 23,183 Other current assets 101,946 Prepaid items 148,232 Deferred debt expense 1,158,684 Capital assets,not depreciated 3,208,242 2,593,729 183,500 Capital assets,net ofaccumulated depreciation 42,990,628 146,948 6,223,499 259,792 Restricted assets: Cash and cash equivalents 233,307 20,485 Accounts receivable,net 105,000 Total assets 51,187,603 444,859 9,174,155 541,698 LIABILITIES: Accounts payable 3,377,016 3,539 60,420 Accrued liabilities 534,670 23,958 Accrued interest 868,168 5,987 Deferred revenues 60,976 Other liabilities 502,936 Notes payable 1,000,000 Long-term liabilities: Portion due or payable in one year, General obligation warrants payable capital leases,and other long-term debt 3,554,647 92,202 Compensated absences 874,698 Portion due or payable after one year: General obligation warrants payable, capital leases,and other long-term debt 57,269,560 661,864 204,884 Compensated absences 414,608 Total liabilities 68,396,303 88,473 728,271 297,086 NET ASSETS: Invested in capital assets,net ofrelated debt 28,197,019 146,948 8,155,364 Restricted for: Debt service 80,178 Capital projects 260,983 12,706 Special revenue 510,090 Cultural and recreational 337 Unrestricted (deficit)(46,256,970)209,101 277,814 244,612 Total net assets $(17,208,700)$356,386 $8,445,884 $244,612 The accompanying notes are an integral part ofthese financial statements. 13 CITY OF PRATTVILLE,ALABAMA STATEMENTOF ACTIVITIES FORTHE YEAR ENDED SEPTEMBER 30,2010 NET (EXPENSE)REVENUE AND CHANGES INNETASSETS _____P_R_OG_RAM__RE_VE_NUE PRIMARY GOVERNMENT COMPONENTUNITS EXPENSES GOVERNMENTAL ACTIVITIES AUTAUGA- PRATTVILLE PUBLIC LIBRARY PRATTVILLE AIRPORT AUTHORITY HISTORICAL PRATTVILLE REDEVELOPMENT AUTHORITY ACTIVITIES: Primary government: Governmental activities: General government $9,124,172 $4,874,993 $161,534 $1,385,800 $(2,701,845) Public safety 14,719,827 1,287,322 45,227 414,762 (12,972,516) Public works 8,755,792 4,412,889 321,907 (4,020,996) Cultural and recreational 2,449,184 265,044 (2,184,140) Interest on long-term debt 2,585,660 (2,585,660) Total primarygovernment $37,634,635 $10,840,248 $206,761 $2,122,469 (24,465,157) Componentunits:,+::.Autauga -Prattville Public Library $578,371 $31,345 $77,864 $58,409 $(410,753) City ofPrattville Airport Authority 677,789 339,126 $129,302 $(209,361) Historical PrattvilleRedevelopment Authority 48,088 91,232 $ Total component units $1,304,248 $461,703 $77,864 $187,711 (410,753)(209,361) General revenue: Salestaxes 16,796,679 Real and personal propertytaxes 2,500,129 Motorfuel taxes 240,547 Intergovernmental revenues 450,000 Investmentearnings 42,318 4,369 207 Miscellaneous revenue 368,379 Total general revenues 19,948,052 454,369 207 CHANGE IN NET ASSETS (4,517,105)43,616 (209,154) NETASSETS -BEGINNING (12,691,595)312,770 8,655,038 NETASSETS -ENDING $(17,208,700)$356,386 $8,445,884 $ The accompanying notes are an integral part ofthese financialstatements. 43,144 43,144 177 177 43,321 201,291 244,612 CITY OF PRATTVILLE,ALABAMA BALANCE SHEET GOVERNMENTAL FUNDS SEPTEMBER 30,2010 CAPITAL DEBT OTHER TOTAL PROJECTS SERVICE GOVERNMENTA GOVERNMENTAL GENERAL FUNDS FUNDS L FUNDS FUNDS ASSETS: Cash and cash equivalents $467,699 $137,387 $510,090 $1,115,176 Receivables: Taxes receivable 1,444,469 ],444,469 Accounts receivable,net 624,082 208,616 56,167 888,865 Prepaid items 148,232 148,232 Restricted assets: Cash and cash equivalents ]53,129 $80,178 233,307 Total assets $2,684,482 $499,132 $80,178 $566,257 $3,830,049 LIABILITIES AND FUND BALANCES: Liabilities: Accounts payable $3,138,867 $238,149 $3,377,016 Accrued liabilities 534,670 534,670 Other liabilities 502,936 502,936 Total liabilities 4,176,473 238,149 4,414,622 Fund balances: Reserved for: Capital projects 153,]29 ]53,129 Debt service funds $80,178 80,178 Self-insurance fund 230,292 230,292 Encumbrances 262,382 465,739 728,]21 Department specification 180,387 180,387 Prepaid items 148,232 148,232 Unreserved (2,313,284)(357,885)(2,671,169) Unreserved,reported in: Special revenue funds $566,257 566,257 Total fund balances (1,491,991 )260,983 80,]78 566,257 (584,573) Total liabilities and fund balances $2,684,482 $499,]32 $80,178 $566,257 $3,830,049 The accompanying notes are an integral part ofthese financial statements. 15 CITY OF PRATTVILLE,ALABAMA RECONCILIATION OF BALANCE SHEET OF GOVERNMENTAL FUNDS TO STATEMENT OF NET ASSETS SEPTEMBER 30,2010 Differences in amounts reported for governmental activities in the statement ofnet assets on page 13. Total fund balances -governmental funds Capital assets used in governmental activities are not financial resources and, therefore,are not reported in the governmental funds.Those assets consist of: Land Construction in progress Land improvements,net of$4,609,544 accumulated depreciation Buildings and building improvements,net of$2,906,007 accumulated depreciation Office,non-office,and computer equipment,net of$3,808,042 accumulated depreciation Vehicles,net of$5,544,301 accumulated depreciation Infrastructure,net of$4,727,007 accumulated depreciation Total capital assets Deferred debt expenses are allocated over the life ofthe debt and are shown net ofamortization expense as an asset on the statement of net assets. Long-term liabilities,including general obligation warrants payable and capital leases,are not due and payable in the current period and,therefore,are not reported in the governmental funds. Balances at September 30,20 I0 were: Accrued interest on bonds General obligation warrants and other notes payable Unamortized net premium Capitalized lease obligations Compensated absences Postemployment benefit plans other than pensions Total long-term liabilities Total net assets ofgovernmental activities The accompanying notes are an integral part ofthese financial statements. 16 $2,661,060 547,182 4,524,987 7,807,666 2,402,442 1,940,298 26,315,235 868,168 59,068,424 434,597 1,239,844 1,289,306 1,081,342 $(584,573) 46,198,870 1,158,684 (63,981,681) $(17,208,700) CITY OF PRATTVILLE,ALABAMA STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30,20]° CAPITAL DEBT OTHER TOTAL PROJECT SERVICE GOVERNMENTAL GOVERNMENTAL GENERAL FUNDS FUNDS FUNDS FUNDS REVENUES: Sales taxes $]6,796,679 $16,796,679 Real and personal property taxes 2,500,]29 2,500,]29 Motor fuel taxes $240,547 240,547 Licenses and pennits 4,874,993 4,874,993 Intergovernmental revenues 217,701 2]7,701 Charges and fees for services 5,564,563 5,564,563 Fines and forfeitures 400,692 400,692 Interest 44,844 44,844 Miscellaneous revenues 755,910 $265,740 $78,264 1,099,914 Total revenues 30,937,810 265,740 78,264 458,248 3],740,062 EXPENDITURES: Current: General governmental 7,377,962 159,999 7,537,96] Publicworks 7,213,]76 670,605 123,904 8,007,685 Public safety ]4,023,058 14,023,058 Cultural and recreational 2,371,770 2,371,770 Capital outlay 1,305,566 1,984,954 3,290,520 Debt service: Principal payments 1,126,364 1,205,000 2,331,364 Interest and fiscal charges 179,741 2,285,386 2,465,127 Debt issuance costs 162,777 54,634 217,411 Total expenditures 33,760,414 2,870,192 3,490,386 123,904 40,244,896 Excess ofrevenue over(under)expenditures (2,822,604)(2,604,452)(3,412,122)334,344 (8,504,834) OTHER FINANCING SOURCES (USES): Warrant proceeds 850,000 1,820,000 2,670,000 Refunding warrants 6,315,000 6,315,000 Bond premium (discount)177,389 (3,648)173,741 Proceeds from notes payable 300,000 300,000 Proceeds from capital lease 260,000 260,000 Payment to refunded bond escrow agent (6,322,926)(6,322,926) Transfers in ]29,68]535,323 2,464,345 19,879 3,]49,228 Transfers out (1,105,091)(1,882,603)(161,534)(3,149,228) Total other financing sources (uses)604,053 469,072 2,464,345 (141,655)3,395,815 NET CHANGE IN FUND BALANCE (2,218,551)(2,135,380)(947,777)192,689 (5,109,019) FUND BALANCE-BEGINNING 726,560 2,396,363 1,027,955 373,568 4,524,446 FUND BALANCE -ENDING $(1,491,991)$260,983 $80,178 $566,257 $(584,573) The accompanying notes are an integral part ofthese financial statements. 17 CITY OF PRATTVILLE,ALABAMA RECONCILIATION OF STATEMENT OF REVENUES,EXPENDITURES, AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS TO STATEMENT OF ACTIVITIES FOR THE YEAR ENDED SEPTEMBER 30,2010 Differences in amounts reported for governmental activities in the statement ofactivities on page 14. Net change in fund balance -total governmental funds Capital outlay,reported as expenditures in governmental funds, is shown as capital assets in the statement ofnet assets. Donations ofcapital assets increase net assets in the statement ofnet assets but do not appear in the governmental funds because they are not financial resources. Depreciation expense on governmental capital assets included in the governmental activities in the statement ofactivities. The net effect oftransactions involving the sale ofcapital assets is to decrease net assets in the statement ofnet assets. Loan proceeds provide current financial resources to the governmental funds and thus contribute to the change in fund balance.However,issuing debt increases long-term liabilities in the statement ofnet assets: Capital lease payable General obligation warrants and notes payable Refunding warrants Notes payable Repayment oflong-term debt is reported as an expenditure in governmental funds,but a reduction oflong-term liabilities in the statement ofnet assets: Capitalized lease obligations General obligation warrants payable Notes payable Some expenses reported in the statement ofactivities do not require the use ofcurrent financial resources and,therefore, are not reported as expenditures in governmental funds: Accrued interest payable Compensated absences Postemployment benefit plans other than pensions Governmental funds report the effect ofissuance costs,premiums and discounts,and similar items when debt is first issued,whereas these amounts are deferred and amortized in the statement ofactivities: Debt issuance cost Bond premium Amortization Change in net assets ofgovernmental activities The accompanying notes are an integral part ofthese financial statements. 18 $(260,000) (2,670,000) (6,315,000) (300,000) 465,618 7,740,715 300,000 24,899 (35,382) (548,822) 217,411 (173,741) (35,404) $(5,109,019) 3,207,290 1,385,800 (2,338,270) (73,200) (9,545,000) 8,506,333 (559,305) 8,266 $(4,517,105) CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30,2010 NOTE 1-SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES: Reporting entity -The City of Prattville,Alabama (the City)was incorporated under the laws ofthe State of Alabama in 1839 and operates under a Mayor-Council form of government.The Mayor is elected at large and all seven council members are elected by districts for concurrent terms of four years.As required by accounting principles generally accepted in the United States of America,the financial statements of the reporting entity include those of the City of Prattville,Alabama (the primary government)and its component units.The component units discussed below are included in the City's reporting entity because of the significance ofits operational or financial relationship with the City.Each component unit is reported in a separate column in the government-wide financial statements to emphasize that it is legally separate from the City. The component unit's column in the combined financial statements includes the financial data ofthe Autauga-Prattville Public Library (the Library),the Prattville Airport Authority (the Authority),and the Historic Prattville Redevelopment Authority (HPRA),which are determined to be component units ofthe City. The Library operates for the benefit of the City and Autauga County residents.The City annually provides significant operating subsidies to the Library and appoints its governing body.Based on this criteria,the Library is included as a component unit ofthe City for the year ended September 30, 2010.The Library operates on a fiscal year ending September 30.Complete financial statements of the Library can be obtained at its administrative office located in Prattville,Alabama. The Prattville Airport Authority was established for the purpose of acquiring,operating, constructing,and developing airport and industrial facilities.The City appoints the governing body and became obligated under a federal grant initiated by the Authority in September 2000.Based on this criteria,the Authority is included as a component unit of the City for the year ended September 30,2010.The Authority also operates on a fiscal year ending September 30.Complete financial statements ofthe Authority can be obtained at its administrative office located in Prattville, Alabama. The Historic Prattville Redevelopment Authority (HPRA)was formed to promote trade and commerce by inducing commercial enterprises to upgrade,improve,modernize,and expand existing facilities and to locate new facilities to the central business district of Prattville.The City annually provides operating subsidies to the HPRA and appoints its governing body.Based on this criteria, the HPRA is included as a component unit ofthe City for the year ended September 30,2010. The City's officials are also responsible for appointing the members of the boards of other organizations,but the City's accountability for these organizations does not extend beyond making the appointments.The City Council appoints board members to the Water Works Board of the City of Prattville,two of the three members of the Cooperative District of the City of Prattville,the Commercial Development Authority of the City of Prattville,the Industrial Development Board of the City of Prattville,and three of the seven members of the Autauga County Emergency Management District.These entities are not considered component units ofthe City;therefore,their financial information is not reflected in the City's financial statements. 19 CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30,2010 NOTE 1-SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES:(continued) Government-wide and fund financial statements -The basic financial statements consist of the government-wide financial statements and fund financial statements.Government-wide financial statements are comprised ofthe statement of net assets and the statement ofactivities.The City has determined that there are no business-type activities.The effects of interfund activity have been removed from these statements.Governmental activities generally are financed through taxes, intergovernmental revenues,and other nonexchange transactions. The statement of activities demonstrates the degree to which the direct expenses of the City's governmental activities are offset by the City's program revenues.Direct expenses are those that are clearly identifiable with a specific program or function.Program revenues are classified into three categories:(1)fines,fees,and charges,(2)operating grants and contributions,and (3)capital grants and contributions.Charges for services refer to direct recovery from customers for services rendered.Grants and contributions refer to revenues restricted for specific programs whose use may be restricted further to operational or capital items.The general revenues section displays revenue collected that helps support all functions ofgovernment and contribute to the change in the net assets for the fiscal year. The fund financial statements follow and report additional and detailed information about operations for major funds individually and nonmajor funds in the aggregate for governmental funds.A reconciliation is provided that converts the results of governmental fund accounting to the government-wide presentations. The City reports the following major governmental funds: General fund -This is the City's primary operating fund.It accounts for all financial resources of the general government,except those required to be accounted for in another fund. Capital projects funds -Capital projects funds are used to account for financial resources used for the acquisition or construction ofmajor capital facilities. Debt service fund -The debt service fund is used to account for the resources accumulated and payments made for principal and interest on general long-term debt. Measurement focus,basis of accounting,and financial statement presentation -Government-wide financial statements -The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting.Revenues are recorded when earned and expenses are recorded when a liability is incurred,regardless of when the related cash flows take place.Nonexchange transactions,in which the City gives (or receives)value without directly receiving (or giving)equal value in exchange,include property taxes,grants,entitlements, and donations.On an accrual basis,revenue from property taxes is recognized in the fiscal year for which the taxes are levied.Grants and similar items are recognized as revenue in the fiscal year in which all eligibility requirements imposed by the provider have been met. 20 CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30,2010 NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES:(continued) Governmental fund financial statements -The governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting.Revenues are recognized as soon as they are both measurable and available.Revenues are considered to be available when they are collectible within 90 days after year-end.Sales taxes, gasoline taxes,grants,donations,and interest revenue are all considered to be susceptible to accrual. Deferred revenue arises when assets are recognized before revenue recognition criteria have been satisfied.All other revenue items are considered to be measurable and available only when cash is received by the City. Expenditures generally are recorded when a liability is incurred,as under accrual accounting. However,debt service expenditures,as well as expenditures related to compensated absences and claims and judgements,are recorded only when payment is due.Allocations of cost,such as depreciation and amortization,are not recognized in governmental funds.General capital asset acquisitions are reported as expenditures in governmental funds.Proceeds of general long-term debt and acquisitions under capital leases are reported as other financing sources. Under the terms of grant agreements,the City funds certain programs by a combination of specific cost-reimbursement grants,categorical block grants,and general revenues.Thus,when program expenses are incurred,there are both restricted and unrestricted net assets available to finance the program.It is the City's policy to first apply cost-reimbursement grant resources to such programs, followed by categorical block grants,and then by general revenues. All governmental activities of the City follow FASB Statements and Interpretations issued on or before November 30,1989,Accounting Principles Board Opinions,and Accounting Research Bulletins,unless those pronouncements conflict with GASB pronouncements. Cash and cash equivalents -Cash and cash equivalents are considered to be cash on hand,demand deposits,and short-term investments with original maturities ofthree months or less from the date of acquisition. Property tax calendar -All ad valorem taxes levied by the state,county,and any municipality in Autauga County are assessed by the Tax Assessor and collected by the Tax Collector of Autauga County.The Autauga County property tax calendar requires the Tax Assessor to assess and attach taxes as enforceable liens on property as of September 30 and are due October 1 through December 31 of the following year.Property taxes that have not been paid by January 1 are considered delinquent.Tax collections received by the County Tax Collector are remitted to the City on a monthly basis. 21 CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30,2010 NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES:(continued) Receivables -Activity between funds that are representative of lending/borrowing arrangements outstanding at the end of the fiscal year are referred to as either "due to/from other funds"(Le.,the current portion of inter-fund loans)or "advances to/from other funds"(Le.,the non-current portion of inter-fund loans).All other outstanding balances between funds are reported as "due to/from other funds." Prepaid items -Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government-wide and fund financial statements. Restricted assets -Certain proceeds of the City's Series 2006,2006A,2006B,2007,and 2009A warrants,as well as certain resources set aside for their repayment,are classified as restricted assets on the balance sheet because they are maintained in separate bank accounts and their use is limited by applicable bond covenants.Resources from Federal and state grants are also classified as restricted assets on the balance sheet. Certain resources from Federal and state grants set aside for airport improvements are classified as restricted assets on the statement of net assets of the Prattville Airport Authority because their use is limited by their funding agreement. Capital assets -Capital assets,which include property,plant,equipment,and infrastructure assets (e.g.roads,bridges,sidewalks,and similar items),are reported in the governmental-type activities column in the government-wide financial statements.Such assets are recorded at historical cost or estimated historical cost.Donated capital assets are recorded at their estimated fair value at the date ofdonation. The cost of normal maintenance and repairs that do not add to the value of the asset or materially extend assets'lives are not capitalized.Capital assets of the primary government and the Autauga- Prattville Public Library,a component unit,are depreciated using the straight-line method over the following estimated useful lives: ASSET CLASS ESTIMATED USEFUL LIVES CAPITALIZATION THRESHOLD Land improvements Buildings Improvements other than buildings Office,non-office,and computer equipment Infrastructure 22 20 years $ 40 years 20 years 5 -20 years 50 years 25,000 25,000 25,000 5,000 50,000 CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAl.;STATEMENTS SEPTEMBER 30,2010 NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES:(continued) Capital assets of the Prattville Airport Authority,a component unit,are depreciated using the straight-line method over the following estimated useful lives: ASSET CLASS ESTIMATED USEFUL LIVES CAPITALIZATION THRESHOLD Building and improvements Furniture and equipment Runways 3 -25 years 5 - 7 years 8 -25 years $5,000 5,000 5,000 Capital assets of the Historic Prattville Redevelopment Authority,a component unit,are depreciated using the straight-line method ofdepreciation over the following estimated useful lives: ASSET CLASS ESTIMATED USEFUL LIVES CAPITALIZATION THRESHOLD Machinery and equipment Land improvements Buildings 5 years 15 years 39 years $5,000 25,000 25,000 The City has historical assets including statues and fountains that are not capitalized,in accordance with established criteria.Specifically,the historical assets are held for reasons other than financial gain.The assets are protected,kept unencumbered,cared for and preserved,and are subject to a city policy requiring that sales proceeds from any historical assets be used to acquire similar assets. Compensated absences -The City allows employees to accumulate vacation and sick leave up to certain limits for use in subsequent periods.Upon termination ofemployment,an employee receives payment ofaccumulated vacation hours up to a maximum of360 hours at current wage rates.Upon retirement,an employee can receive payment of 500/0 of accumulated sick leave hours up to a maximum of 360 hours at current wage rates.All vacation and sick pay is accrued when incurred in the government-wide financial statements up to certain limits for use in subsequent periods.A liability for these amounts is reported in governmental funds only ifthey have matured,for example, as a result ofemployee resignations and retirements. Long-term obligations -In the government-wide financial statements,long-term obligations are reported as liabilities in the statement of net assets.Bond premiums and discounts,as well as issuance costs,are deferred and amortized over the life of the bonds using the effective interest method.Bonds payable are reported net ofthe applicable bond premium or discount.Bond issuance costs are reported as deferred charges and amortized over the term ofthe related debt. 23 CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30,2010 In the fund financial statements,governmental fund types recognize bond premiums and discounts,as well as bond issuance costs,during the current period.The face amount ofdebt issued is reported as other financing sources.Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses.Issuance costs, whether or not withheld from the actual debt proceeds received,are reported as debt service expenditures. Lease obligations -Capital lease obligations are stated at the original fair market value of leased assets capitalized,less payments since the inception of the lease discounted at the implicit rate of interest in the lease.Also,in the year an asset is acquired by capital lease,the expenditure for the asset and the offsetting amount of the financing source are reflected in the fund financial statements in the statement of revenues,expenditures,and changes in fund balances.Capital lease obligations of governmental activities in the government-wide financial statements and the cost of assets so acquired are reflected in the accounts ofthose funds and statements. Fund equity -In the fund financial statements,governmental funds report reservations of fund balance for amounts that are not available for appropriation or are legally restricted by outside parties for use for a specific purpose.Designations of fund balance represent tentative management plans that are subject to change. Management estimates and assumptions -The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amount of revenues and expenses during the reporting period.Actual results could vary from estimates used. NOTE 2 -STEWARDSHIP,COMPLIANCE,AND ACCOUNTABILITY: Budgets and budgetary accounting -The budget is adopted annually at the beginning of each fiscal year for the general fund and the state gasoline tax fund.The Council must approve transfers of appropriations or revisions between and among government function categories.Management can approve transfers within government function categories only.Actual expenditures should not exceed appropriations in governmental function categories.Appropriations lapse at the end of the fiscal year.In addition to the legally adopted budget,formal budgetary integration is employed as a management control device during the year for the general fund. Budgets for the above-mentioned funds are adopted on a basis other than accounting principles generally accepted in the United States of America (GAAP)insofar as encumbrances are included with expenditures.Reconciliation of expenditures reported in accordance with GAAP and those presented in accordance with the Non-GAAP budgetary basis is shown in the budgetary comparison schedules. 24 CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30,2010 NOTE 3 -CASH,CASH EQUIVALENTS,AND INVESTMENTS: Deposits -Custodial credit risk -The City's investment policy requires that bank deposits be fully insured by the Federal Deposit Insurance Corporation or be covered under the Security for Alabama Funds Enhancement (SAFE)Program.The SAFE program is a multiple financial collateral pool administered by the State Treasurer according to State ofAlabama statute. NOTE 4 -RECEIVABLES: Accounts receivable are stated at the amount management expects to collect from balances outstanding at year-end.Based on management's assessment,it has concluded that realization losses on balances outstanding at year-end will be immaterial.Receivables as of year end are considered fully collectible and are recorded at net realizable value. 25 CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30,2010 NOTE 5 -CAPITAL ASSETS: Capital asset activity for the year ended September 30,2010 was as follows: BEGINNING ENDING BALANCE INCREASE DECREASE BALANCE Governmental activities: Capital assets,not being depreciated: Construction in progress $363,015 $184,167 $547,182 Land 2,661,060 2,661,060 Total capital assets,not being depreciated 3,024,075 184,167 3,208,242 Capital assets,being depreciated: Buildings and building improvements 9,008,658 1,747,765 $42,750 10,713,673 Land improvements 9,115,059 19,472 9,134,531 Vehicles 7,549,525 730,116 795,042 7,484,599 Office,non-office,and computer equipment 6,392,654 525,770 707,940 6,210,484 Infrastructure 29,656,442 1,385,800 31,042,242 Total capital assets, being depreciated 61,722,338 4,408,923 1,545,732 64,585,529 Less accumulated depreciation for: Buildings and building improvements 2,687,510 232,659 14,162 2,906,007 Land improvements 4,116,431 493,113 4,609,544 Vehicles 5,831,108 488,389 775,196 5,544,301 Office,non-office,and computer equipment 3,968,983 522,233 683,174 3,808,042 Infrastructure 4,125,131 601,876 4,727,007 Total accumulated depreciation 20,729,163 2,338,270 1,472,532 21,594,901 Total capital asset, being depreciated,net 40,993,175 2,070,653 73,200 42,990,628 Governmental activity capital assets,net $44,017,250 $2,254,820 $73,200 $46,198,870 26 CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30,2010 NOTE 5 -CAPITAL ASSETS:(continued) Depreciation expense was charged to functions/programs ofthe primary government as follows: Governmental activities: General government Public works Public safety Cultural and recreational Total depreciation expense -governmental activities $778,403 597,892 629,373 332,602 $2,338,270 Component units -Capital asset activity for the Prattville Airport Authority for the fiscal year ended September 30,2010 is as follows: BEGINNING ENDING BALANCE INCREASE DECREASE BALANCE Capital assets,not being depreciated: Land $2,593,729 $2,593,729 Construction in progress 50,000 $50,000 Total capital assets, not being depreciated 2,643,729 50,000 2,593,729 Capital assets,being depreciated: Land improvements 1,442,418 1,442,418 Runways 5,925,109 $8,598 5,933,707 Building improvements 955,849 459,827 1,415,676 Furniture and equipment 126,570 126,570 Total capital assets, being depreciated 8,449,946 468,425 8,918,371 Less:Accumulated depreciation 2,380,912 313,960 2,694,872 Total capital assets, being depreciated net 6,069,034 154,465 6,223,499 Net total capital assets $8,712,763 $154,465 $50,000 $8,817,228 27 CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30,2010 NOTE 5 -CAPITAL ASSETS:(continued) Capital asset activity for the Autauga-Prattville Public Library for the fiscal year ended September 30,2010 is as follows: BEGINNING BALANCE INCREASE DECREASE ENDING BALANCE Capital assets,being depreciated: Equipment Total capital assets, being depreciated $170,971 $51,724 $ 170,971 51,724 15,709 $206,98~ 15,709 206,986 Less:Accumulated depreciation 45,597 25,429 10,988 60,038 Total capital assets, being depreciated,net $125,374 $26,295 $4,721 $146,948======== Capital asset activity for the Historic Prattville Redevelopment Authority for the fiscal year ended September 30,2010 is as follows: BEGINNING ENDING BALANCE INCREASE DECREASE BALANCE Capital assets,not being depreciated: Land $183,500 $183,500 Total capital assets, not being depreciated 183,500 183,500 Capital assets,being depreciated: Land improvements 12,000 12,000 Building improvements 285,000 285,000 Machinery and equipment 23,000 23,000 Total capital assets, being depreciated 320,000 320,000 Less:Accumulated depreciation 51,383 $8,825 60,208 Total capital assets, being depreciated,net 268,617 (8,825)259,792 Total capital assets,net $452,117 $(8,825)$$443,292 28 CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30,2010 NOTE 6 -INTERFUND BALANCES: Interfund transactions are generally used to meet cash demands necessary to pay operating expenditures.These amounts should be repaid during the next fiscal year.Amounts reported in the fund financial statements as interfund receivables and payables are eliminated in the entity-wide governmental column of the statement of net assets.There are no interfund balances as of September 30,2010. Transfers were made primarily from the general fund and capital projects fund to nonmajor and major governmental funds to pay the matching portion of operating grants received during the year, to eliminate outstanding internal balances,and to fund capital improvements and debt service payments. Interfund transfers: TRANSFER OUT TRANSFER IN CAPITAL DEBT OTHER GENERAL PROJECTS SERVICE GOVERNMENTAL FUND FUND FUND FUNDS TOTAL General fund $373,789 $711,423 $19,879 $1,105,091 Capital projects fund $129,681 1,752,922 1,882,603 Other governmental funds 161,534 161,534 Totals $129,681 $535,323 $2,464,345 $19,879 $3,149,228 NOTE 7 -LONG-TERM DEBT: State statute limits the amount of long-term debt the City can incur.The amount of debt applicable to this limit during a year can be no greater than 20%of the assessed value of taxable property as of the beginning of the fiscal year.As of September 30,2010,the amount of outstanding debt applicable to this limit was equal to 4.190/0 of property assessments as ofOctober 1,2009. 29 CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30,2010 NOTE 7 -LONG-TERM DEBT:(continued) Long-term debt activity for the year ended September 30,2010,was as follows: DUE WITHIN BEGINNING ENDING ONE BALANCE ADDITION REDUCTION BALANCE YEAR Governmental activities: Warrant and other notes payable $56,824,139 $8,985,000 $7,740,715 $58,068,424 $2,923,822 Add deferred amounts: Debt issuance premiums 300,732 173,741 39,876 434,597 Total warrants and other notes payable 57,124,871 9,158,741 7,780,591 58,503,021 2,923,822 Capital lease payable 1,445,462 260,000 465,618 1,239,844 487,830 Compensated absences 1,253,924 763,203 727,821 1,289,306 874,698 Post employee benefits other than pensions 532,520 661,215 112,393 1,081,342 142,995 Totals $60,356,777 $10,843,159 $9,086,423 $62,113,513 $4,429,345 Compensated absences typically have been liquidated in the general fund. Long-term debt at September 30,2010 consists ofthe following: General Obligation Sewer Warrant,Series 1996;due in annual principal payments each August 15 and semiannual interest payments due each February 15 and August 15;interest rate of3.180/0;final maturity date is August 15,2017. General Obligation Sewer Warrant,Series 2004;due in annual principal payments each February 15 and semiannual interest payments due each February 15 and August 15;interest rate of 3.050/0;final maturity date is February 18,2025. General Obligation Warrants,Series 2006;due in annual principal payments beginning November 1,2009 and semiannual interest payments due each November 1 and May 1;interest at 3.625%to 3.70%;final maturity date is November 1,2011. 30 $1,335,000 1,680,000 1,495,000 CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30,2010 NOTE 7 -LONG-TERM DEBT:(continued) General Obligation Economic Development Improvement Warrants,Series 2006A;due in annual principal payments beginning November 1,2010 and semiannual interest payments due each November 1 and May 1;interest at 3.65%to 4.625%;final maturity date is November 1,2026. General Obligation Economic Development Improvement Warrants,Series 2006B;due in annual principal payments beginning November 1,2009 and semiannual interest payments due each November 1 and May 1;interest at 3.50%to 5.00%;final maturity date is November 1,2025. General Obligation Economic Development Improvement Warrant,Series 2007;due in annual principal payments beginning November 1,2010 and semiannual interest payments due each November 1 and May 1;interest at 3.50%to 4.375%;final maturity date is November 1,2025. General Obligation Warrant,Series 2008;due in semiannual installments of principal and interest on November 20 and May 20 of each year,beginning November 20,2008;interest at 3.21 %;final maturity date is May 20,2018. General Obligation Revenue Warrant,Series 2008,due in semiannual installments of principal and interest on May 1 and November 1 of each year,beginning May 1, 2008;interest at 3.44%until September 30,2013 and adjusted annually thereafter to the highest prime rate published in the Money section of the Wall Street Journal:final maturity date is September 30"2023. General Obligation Warrant,Series 2009,scheduled monthly payments of principal and interest;interest rate 3.690/0;unsecured;final payment on February 1,2014. 31 $19,875,000 8,625,000 14,920,000 312,500 442,600 779,368 CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30,2010 NOTE 7 -LONG-TERM DEBT:(continued) Whitney Series 2009A,due in monthly principal and interest payments of $2,387,beginning December 15, 2009;interest rate is 3.825%;final balloon payment due on November 15,2014. 2009 General Obligation Refunding Warrants,due in semiannual installments of principal and interest on March 1 and September 1,beginning March 1,2010; interest rate ranges from 20/0 to 4%;final payment is due September 1,2022. Whitney Series 2009B,due in monthly principal and interest payments of $4,519 ,beginning December 15, 2009;interest rate is 3.825%;final balloon payment due November 15,2014. General Obligation Chevron Warrants Series 2009A, due in semiannual installments of principal and interest on June 1 and December 1,beginning June 1,2010; interest rate ranges from 2.20/0 to 4.5%;final payment is due December 1,2029. Total $388,717 5,980,000 415,239 1,820,000 $58,068,424 On December 1,2009,the City issued $6,315,000 in General Obligation Refunding Warrants with interest rates ranging from 2.00/0 -4.0%to advance refund $1.675 million of outstanding Series 2001 Warrants and $4.5 million of Series 2002 Warrants with interest rates ranging from 4.0%- 5.0%.The net proceeds after payment of $169,462 in underwriting fees,insurance,and other issuance costs were deposited with an escrow agent to provide for all future debt service payments with full redemption on January 15,2010 and February 1,2010 for the Series 2001 Warrants and Series 2002 Warrants,respectively.As a result,the Series 2001 and Series 2002 warrants are considered to be defeased and the liability for those warrants has been removed from the City's long- term liabilities on.the statement ofnet assets.The City completed the current refunding to reduce its total debt service payments over the next 13 years by $3 1,975 and to obtain an economic gain (difference between the present values of the old and new debt service payments)on the transaction of$280,281. 32 CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30,2010 NOTE 7 -LONG-TERM DEBT:(continued) Debt service requirements on long-term debt at September 30,2010 are as follows: GOVERNMENTAL ACTIVITIES PRINCIPAL INTEREST TOTAL YEAR ENDING SEPTEMBER 30: 2011 $2,923,822 $2,391,047 $5,314,869 2012 3,065,228 2,286,375 5,351,603 2013 3,192,471 2,166,330 5,358,801 2014 3,183,430 2,030,490 5,213,920 2015 3,700,923 1,879,328 5,580,251 2016 -2020 17,156,614 7,320,614 24,477,228 2021 -2025 18,555,936 3,530,149 22,086,085 2026 -2030 6,290,000 301,033 6,591,033 Totals $58,068,424 $21,905,366 $79,973,790 The Historic Prattville Redevelopment Authority's notes payable at September 30,2010 are as follows: BankTrust secured by real estate;monthly interest payments due the 15th of every month,for 12 months beginning May 15,2006.After 12 months the obligation converts to 47 installments ofprincipal and interest in the amount of$2,714, based on an 84 month amortization and a final balloon installment of all principal and accrued interest due at maturity;interest rate of5.36%;final maturity date is April 5, 2011. BankTrust secured by real estate;monthly principal and interest payments of $1,972 due on the 5th of every month; interest rate of 6.15%;final maturity date is July 5,2014. BankTrust unsecured; monthly principal and interest payments of $393.02 due on the 15th ofevery month;interest rate of6.15%;maturity date ofSeptember 15,2014. Total 33 $ $ 77,183 188,007 31,896 297,086 CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30,2010 NOTE 7 -LONG-TERM DEBT:(continued) Notes payable maturities at September 30,2010 are as follows: HISTORIC PRATTVILLE REDEVELOPMENT AUTHORITY PRINCIPAL INTEREST TOTAL YEAR ENDING SEPTEMBER 30: 2011 2012 2013 2014 Totals $92,202 15,964 16,980 171,940 $297,086 $ $ 18,258 $110,460 12,420 28,384 11,405 28,385 8,896 180,836 50,979 $348,065 Long-term debt activity for the Historic Prattville Redevelopment Authority for the year ended September 30,2010,was as follows: BEGINNING ENDING DUE WITHIN BALANCE ADDITION REDUCTION BALANCE ONE YEAR BankTrust;secured loan $105,159 $27,976 $77,183 $77,183 BankTrust;secured loan 202,823 14,816 188,007 12,216 BankTrust;unsecured loan 35,000 3,104 31,896 2,803 Totals $342,982 $$45,896 $297,086 $92,202 34 CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30,2010 NOTE 7 -LONG-TERM DEBT:(continued) The City of Prattville Airport Authority capital debt at September 30,2010 is as follows: Revenue and Grant Anticipation Bond Series 2008 -BankTrust;$1,000,000;amount drawn to date $661,864;interest rate of 3.58%until July 1, 2013,variable rate equal to 65%of BankTrust base rate thereafter;interest due quarterly beginning October 1,2008;principal payments due quarterly beginning October 1,2011; remaining balance due on July 1,2016.$661,864 Total long-term capital debt $661,864 Maturities on capital debt are as follows: PRINCIPAL INTEREST TOTAL $22,786 $22,786 51,336 22,616 73,952 53,199 20,675 73,874 55,129 18,728 73,857 57,129 16,710 73,839 445,071 11,214 456,285 661,864 $112,729 $774,593Totals$===== YEAR ENDING SEPTEMBER 30: 2011 2012 $ 2013 2014 2015 2016 Total interest cost on capital debt in 2010 was $13,979. 35 CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30,2010 Capital debt activity for the year ended September 30,2010 was as follows: BEGINNING ENDING DUE WITHIN BALANCE INCREASE DECREASE BALANCE ONE YEAR GMAC Financing Company $5,790 $5,790 Revenue and grant anticipation bond -BankTrust 339,385 $327,000 4,521 $661,864 Totals $345,175 $327,000 $10,311 $661,864 NOTE 8 -NOTES PAYABLE: The City issued General Obligation Note,Series 2009A dated July 16,2009 in the amount of $1,000,000.The proceeds of the note were used as a line of credit for paying operation expenditures as needed for the City.The line of credit has been renewed several times since originated.The line of credit currently bears an interest rate of 3.15%.At September 30,2010,the outstanding balance totaled $1,000,000 with a maturity date of March 31,2011. Short-term debt activity for the year ended September 30,2010,was as follows: BEGINNING BALANCE ENDING ADDITION REDUCTION BALANCE Notes payable $1,000,000 $300,000 $300,000 $1,000,000 NOTE 9 -CAPITAL LEASES: The City leases assets with a historical cost and accumulated depreciation of $2,875,373 and $1,547,621 respectively,under capital lease arrangements.Future minimum lease payments at September 30,2010 were as follows: 36 CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30,2010 FISCAL YEAR ENDING SEPTEMBER 30: 2011 2012 2013 2014 Total minimum lease payments Less:Deferred interest Present value minimum lease payments AMOUNT $526,176 450,761 225,555 105,513 1,308,005 68,161 $1,239,844 NOTE 10 -PENSION COSTS: Plan description -The City of Prattville,Alabama participates in the Employees'Retirement System of Alabama (ERS),an agent multiple-employer public employee retirement system (PERS)that acts as a common investment and administrative agent for qualified persons employed by local government entities in Alabama.ERS PERS is a defined benefit plan that provides retirement, disability,and death benefits to plan members and beneficiaries. The ERS was established October 1945 under the provisions of Act 515,Acts of Alabama 1945,for the purpose of providing retirement allowances and other specified benefits for State employees, State police,and on an elective basis to all cities,counties,towns,and quasi-public organizations. The responsibility for general administration and operation of the ERS is vested in the Board of Control.Benefit provisions are established by the Code of Alabama 1975.Authority to amend the benefit provisions ofthe plan rests with the State Legislature. ERS PERS issues a publicly available financial report that includes financial statements and required supplemental information for the Employees'Retirement System of Alabama.That report may be obtained by writing to:The Retirement Systems of Alabama,P.O.Box 302150,Montgomery, Alabama 36130-2150 or by calling (334)832-4140. Funding policy -Plan members are required by statute to contribute 50/0 oftheir annual salary,except for full-time,certified firefighters and law enforcement officers,who contribute 6%of their annual covered salary.The City is required to contribute at an actuarially determined rate;the current rate is 8.53%of covered payroll based on the actuarial valuation report of September 30,2009.The contribution requirements of plan members are set by the State Legislature.The contribution requirements of the City are established and may be amended by the ERS based on actuarial valuations. 37 CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30,2010 Annual pension cost -For the year ended September 30,2010,the City's annual pension cost of $1,258,574 was equal to the City's required and actual contributions. Trend information for the City of Prattville,Alabama is as follows: FISCAL YEAR ENDED ANNUAL PENSION COST (APC) PERCENTAGE OF APC CONTRIBUTED NET PENSION OBLIGATION September 30,2008 $ September 30,2009 September 30,2010 1,052,937 1,160,890 1,258,574 1000/0 1000/0 100% -0- -0- -0- The required contribution was determined as part ofthe September 30,2007 actuarial valuation using the entry age actuarial cost method.The actuarial assumptions included (a)an investment rate of return on assets of 8.00%per year,and (b)projected salary increases of 4.61%to 7.750/0 per year, including inflation of 4.500/0.The actuarial value of assets was determined using techniques that smooth the effects of short-term volatility in the market value ofinvestments over a five-year period. The unfunded actuarial accrued liability is being amortized as a level percentage of projected payroll on an open basis.The remaining amortization period as of September 30,2007 was 19 years. Funding status and progress -As of September 30,2009,the most recent actuarial valuation date,the plan was 72.5%funded.The actuarial accrued liability for benefits was $39,315,613,and the actuarial value of assets was $28,514,587 resulting in funding deficit of $10,801,026.The covered payroll (annual payroll of active employees covered by the plan)was $14,254,467,and the ratio of the funding deficit to the covered payroll was 75.80%. The schedule of funding progress for the City of Prattville,Alabama,presented as required supplementary information following the notes to the financial statements,presents multiyear trend information about whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial accrued liability for benefits. NOTE 11 -POST EMPLOYMENT BENEFITS: The City ofPrattville's OPEB Plan is a single-employer,defined benefit OPEB plan.From an accrual accounting perspective, the cost of postemployment healthcare benefits,like the cost of pension benefits,should be associated with the periods in which the cost occurs,rather than in the future year when it will be paid.Under the requirements of GASB Statement No.45,the City recognizes the cost ofpostemployment healthcare in the year when employee services are received,reports the accumulated liability from prior years,and provides information useful in assessing potential demands on the City's future cash flows.Under GASB Statement No.45,recognition ofthe liability accumulated from prior years will be phased in over 30 years,commencing with the 2009 liability. 38 CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30,2010 NOTE 11 -POST EMPLOYMENT BENEFITS:(continued) Plan description -The City provides medical benefits to employees upon retirement according to the retirement eligibility provisions as follows:25 years ofservice at any age;or,age 60 and 10 years of service.The retirees pay a portion ofthe premium costs.The City pays for all costs in excess ofthe required premiums.Benefits and contribution requirements (both employee and employer)for the OPEB Plan are contained in the official plan documents.No separate financial statements are issued. The number of participants as of September 30,2008,the effective date of the biannual OPEB valuation,follows: NUMBER OF ENROLLEES Active employees Retired employees Total 355 14 369 Funding policy -The City currently pays for postemployment health care benefits on a pay-as-you-go basis.Although the City could establish a trust to accumulate and invest assets necessary to pay for the accumulated liability,these financial statements assume that pay-as-you-go funding will continue. Annual other postemployment benefit cost and obligation -For the fiscal year ended September 30, 2010,the City's annual OPEB expense of$548,822 is not equal to the annual required contribution, as adjusted,which is estimated at $661,215.Considering the City's annual OPEB cost as well the payment of current estimated health insurance premiums,which totaled $112,393 for retirees,the result was an increase in the net OPEB obligation of $548,822 for the year ended September 30, 2010. The table below shows the City's net other post-employment benefit obligation for the fiscal year ending September 30,2010: 39 CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30,2010 NOTE 11 -POST EMPLOYMENT BENEFITS:(continued) MEDICAL Annual required contribution Interest on net OPEB obligation Adjustment to annual required contribution Annual OPEB cost (expense) Contributions made Current year retiree premium Increase in net OPEB obligation Net OPEB obligation -beginning ofyear Net OPEB obligation -end ofyear $670,710 21,301 (30,796) 661,215 -0- (112,393) 548,822 532,520 $1,081,342 The following table shows the City of Prattville's annual post employment benefits (PEB)cost, percentage of the cost contributed,and the net unfunded post employment benefits (PEB)liability (asset): POST EMPLOYMENT BENEFIT Medical Medical FISCAL YEAR ANNUAL ENDED OPEB COST September 30,2009 $644,913 September 30,2010 661,215 PERCENTAGE OF ANNUAL COST CONTRIBUTED 17.430/0 17.000/0 NETOPEB OBLIGATION $532,520 1,081,342 Actuarial methods and assumptions -The "value of benefits"has been assumed to be the portion of the premium after retirement date expected to be paid by the employer for each retiree and has been used as the basis for calculating the actuarial present value of OPEB benefits to be paid.The employer portion has been estimated as the difference between the unblended rate,estimated to be 130%of the blended rate (combined rate paid by active employees and retirees),and the portion paid by the retiree. The unfunded actuarial accrued liability is being amortized over 30 years on a level dollar basis.It is assumed that entitlement to benefits will commence immediately upon coverage eligibility and end at age 65.An age-related turnover scale based on actual experience has been used.The rates,when applied to the active employee census,produce an annual turnover of approximately 9%.It is also assumed that 10%of retirees elect not to have retiree medical coverage because of the substantial retiree contribution required. 40 CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30,2010 The projection of future benefits for an ongoing plan involves estimates of the value of reported amounts and assumptions about the probability of occurrence of future events far into the future. Actuarially determined amounts are subject to continual revision as actual results are compared with past expectations and new estimates are made about the future.The actuarial methods and assumptions used include techniques that are designed to reduce the effects of short-term volatility in actuarial accrued liabilities and the actuarial value of assets,consistent with the long-term perspective ofthe calculations. In the September 30,2008,actuarial valuation,the liabilities were computed using the projected unit credit cost method and level dollar amortization.The actuarial assumptions utilized a 4%discount rate.This discount rate is a conservative estimate ofthe expected long term return of a balanced and conservative investment portfolio under professional management.The expected rate of increase in medical cost is based on projections performed by the Office of the Actuary at the Centers for Medicare and Medicaid Services.The valuation assumes an 80/0 healthcare cost trend increase for fiscal year 2008,graded down to an ultimate annual rate of 5%for 2016 and later. NOTE 12 -RESERVES OF FUND BALANCES: Reserves indicate that portions of fund balances are not available for appropriation or are legally segregated.A detail ofthe reserves ofeach fund is as follows: GENERAL FUND CAPITAL FUND DEBT SERVICE FUND Reserved for: Capital projects $153,129 Self-insurance fund $230,292 Encumbrances 262,382 465,739 Department specification 180,387 Prepaid items 148,232 Debt service $80,178 Total reserved fund balances $821,293 $618,868 $80,178 NOTE 13 -CONTINGENT LIABILITIES: The City has received federal and state grants for specific purposes which are subject to review and audit by the grantor agencies.Such audits could produce requests for reimbursements to the grantor agencies due to the disallowance ofexpenditures pursuant to the terms of the grant.It is the opinion ofthe City that such disallowances,ifany,would not be material. The City is a defendant in various lawsuits.Although the outcome ofthese lawsuits is not presently determinable,in the opinion of the City's counsel,the resolution of these matters will not have a material adverse effect on the financial condition ofthe City. 41 CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30,2010 NOTE 14 -RISK MANAGEMENT: The City is exposed to various risks of losses related to tort;theft of,damage to,and destruction of assets;errors and omissions;natural disasters;injuries to employees;and self-insured employee health.The City purchases commercial insurance for property,general liability claims,and title insurance.Settlement amounts have not exceeded insurance coverage for the current year or the three prior years.All risk management activities are accounted for in the General Fund. Employees'medical insurance fund -The City maintains the employees'medical insurance fund to account for and finance its uninsured risks of loss.Liabilities of the fund are reported when it is probable that a loss has occurred and the amount ofthe loss can be reasonably estimated.Liabilities include an amount for claims that have been incurred but not reported (IBNRs).The result of the process to estimate the claims liability is not an exact amount,as it depends on many complex factors,such as inflation,changes in legal doctrines,and damage awards.Accordingly,claims are reevaluated periodically to consider the effects of inflation,recent claim settlement trends (including frequency and amount ofpayouts),and other economic and social factors.The estimate of the claims liability also includes amounts for incremental claim adjustments related to specific claims and other claim adjustments regardless of whether they are allocated to specific claims.Estimated recoveries are another component ofthe claims liability estimate.An excess coverage insurance policy covers individual claims in excess of $100,000.Settlements have not exceeded coverage.Changes in the balances ofclaims liabilities during the year are as follows: Unpaid claims,beginning offiscal year Incurred claims (including IBNRs) Claim payments Unpaid claims,end offiscal year $208,300 3,355,182 (3,387,182) $176,300 NOTE 15 -RELATED PARTY TRANSACTIONS: The City chose the Water Works Board ofthe City of Prattville as the collection agent for the sewer and sanitation collection fees.The City receives the receipts for services when collected by the Water Works Board of the City of Prattville.The amount receivable to the City for sewer and sanitation collection fees not yet received at September 30,2010 was $370,754. The City imposes a 3%license fee on gross water receipts.The 30/0 fees are collected by the Water Works Board of the City of Prattville from charges to water customers on their monthly water bill and remitted to the City annually on January 1.The receivable from the Water Works Board of the City of Prattville for license fees at September 30,2010 was $126,512. On May 1,2006,the City of Prattville,Alabama entered into a lease agreement with the Historic Prattville Redevelopment Authority to lease a building on West 4th Street.The term of the lease is five years with quarterly rent payments of $8,183.The City of Prattville,Alabama paid $32,732 in rent payments to Historic Prattville Redevelopment Authority during fiscal year ended September 30, 2010. 42 CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30,2010 NOTE 16 -FUNDING AGREEMENT: On April 12,2006,the City of Prattville,Alabama entered into a funding agreement with Sunbelt- CPA,LLC,a limited liability company,to facilitate additional commercial development within the City by locating a national lodging franchise within the City.The funding agreement provides that the City agrees to pay Sunbelt-CPA,LLC an amount not more than $175,000 in the form of a monthly rebate of 33%of lodging taxes derived from the property,less any amounts required to be paid by the City to Elmore County or the State of Alabama.This incentive is contingent upon an $85.00 per night average daily rate. On September 1,2006,the City of Prattville,Alabama entered into a funding agreement with the Cooperative District of the City of Prattville (the District),a public corporation,simultaneously with the District's issuance of Limited Obligation Taxable Economic Development Bonds (Bass Pro Project),Series 2006 which were used to finance the acquisition,construction,and installation of a retail shopping center and related improvements in the City of Prattville,Alabama.The funding agreement provides that the City agrees to collect certain taxes on persons,firms,and corporations which sell at retail certain tangible personal property (excluding automotive vehicles)in the area owned by the District.Pursuant to the funding agreement,the City will collect and remit to First Commercial Bank,the trustee ofthe District's bond indenture,an amount equal to 2.5%of the gross proceeds of such sales through the earlier date of September 2026 or full payment of bonds.The Limited Obligation Taxable Economic Development Bonds (Bass Pro Project),Series 2006 do not constitute an obligation ofthe City of Prattville,Alabama. In December 2008,the City of Prattville,Alabama entered into a funding agreement with The Exchange Cooperative District (the "District"),a public corporation to provide assistance in connection with proposed financing,construction,and installation of a retail shopping facility and related improvements in the City (the Project).The funding agreement provides that the City agrees to collect Project sales tax revenues and remit 50%ofthe City's actual receipts from the businesses located within the Project to fund the indebtedness ofThe Exchange Cooperative District.Payments under the agreement shall be made directly to the Trustee for the account of the District,if requested by the District,otherwise,all payments shall be made to the District or to the District Director.The maximum amount shall be the aggregate amount necessary to amortize $9,000,000 over thirty (30) years at an average yield.The average yield is the annual cost of any credit enhancement or remarketing fees expressed as a percentage,plus the average yield of the District's tax-exempt indebtedness,if any,or if no tax-exempt indebtedness is outstanding,the average yield of all ofthe indebtedness ofthe District,in the event the indebtedness is refinanced or fully satisfied.The City shall have no obligation to make any payment from any other sources.Any indebtedness issued by the Exchange Cooperative District does not constitute an obligation of the City of Prattville, Alabama. 43 CITY OF PRATTVILLE,ALABAMA NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30,2010 NOTE 17 -COMMITMENTS: The City has a contractual commitment with the Autauga County Commission for the funding ofthe metro jail facility.The contract provides for annual payments not to exceed $325,000 for a period of 20 years.Monthly payments on the commitment commenced when the facility became operational in July 2004.These annual payments include facility rental payments of $160,000 and operating cost of $165,000. The City entered an agreement to support the indebtedness incurred to finance property of the Historic Prattville Redevelopment Authority with an annual allocation in the event that the lease arrangements on the financed property prove not to be financially viable.The initial loan balance on the property totaled $252,200.The loan balance as of September 30,2010 was $188,007. On March 30,2009,the City entered into a contract with an engineering company to provide engineering services related to the widening and resurfacing of McQueen Smith Road from South Memorial Drive to Cobbs Ford Road.The contract amount is $642,704.This cost of the contract is federally funded at 80%up to $520,000,and the remainder is to be paid from the City's funds. As ofSeptember 30,2010,commitments to contractors on capital projects are as follows: Commitments Spent-to-date Remaining commitments $2,952,130 (2,486,391 ) $465,739 The remaining commitments are included in fund balance reserved for encumbrances. NOTE 18 -SUBSEQUENT EVENTS: On October 29,2010,the City issued General Obligation Note,Series 2011 in the amount of $3,100,000 to refund that portion of the principal and interest on a series of General Obligation Warrants which were due and payable on November 1,2010.The General Obligation note bears interest at a rate of 1.23%with a maturity date of May 2,2011. On January 4,2011,the City passed a resolution to authorize the Mayor to enter into a contract for the purchase and implementation of a Public Safety Traffic Signal Pre-emption Program at a cost not to exceed $150,075 for equipment and $2,000 for training.Funding for this program will be from the 2010 Congressional Appropriations Act. 44 REQUIRED SUPPLEMENTARY INFORMATION THIS PAGE INTENTIONALLY LEFT BLANK CITY OF PRATTVILLE,ALABAMA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARYCOMPARISON SCHEDULE GENERAL FUND FOR THE YEAR ENDED SEPTEMBER 30,2010 BUDGETED AMOUNTS ORIGINAL FINAL ACTUAL AMOUNTS BUDGETARY BASIS VARIANCE WITH FINAL BUDGET - POSITIVE (NEGATIVE) REVENUES: Taxes: Ad valorem taxes Sales taxes Local gasoline tax Cigarette tax Whiskey tax Beer tax Wine tax ABC sales tax Excise tax Lodging tax Rental tax Total taxes Licenses and permits: Business licenses Yard sale permits Franchise fees Building permits and inspection fees Zoning and plat fees Total licenses and permits Intergovernmental revenue: Shared state revenue: ABC profits Total intergovernmental revenues Charges and fees for services: Ambulance fees Ambulance fees,county Sewercharges Sanitation fees Sewer impact fees Street cut/repairs Recreation rentals Total charges and fees for services $2,468,000 $2,468,000 $2,500,129 $ 15,295,500 15,295,500 14,106,429 895,000 895,000 899,562 145,000 145,000 149,222 45,000 45,000 47,036 230,000 230,000 225,141 13,000 13,000 14,320 30,000 30,000 33,072 18,972 1,150,000 1,150,000 1,063,067 243,000 243,000 239,858 20,514,500 20,514,500 19,296,808 4,120,000 4,120,000 4,218,715 4,000 4,000 4,840 500,000 500,000 425,634 451,000 451,000 208,144 17,660 5,075,000 5,075,000 4,874,993 8,000 8,000 8,000 8,000 730,000 730,000 637,244 290,000 290,000 249,386 2,290,000 2,290,000 2,176,999 2,051,000 2,051,000 2,084,834 146,707 2,500 2,500 4,349 213,500 213,500 265,044 5,577,000 5,577,000 5,564,563 45 32,129 (1,189,071) 4,562 4,222 2,036 (4,859) 1,320 3,072 18,972 (86,933) (3,142) (1,217,692) 98,715 840 (74,366) (242,856) 17,660 (200,007) (8,000) (8,000) (92,756) (40,614) (113,001) 33,834 146,707 1,849 51,544 (12,437) CITY OF PRATTVILLE,ALABAMA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE GENERAL FUND FORTHE YEAR ENDED SEPTEMBER 30,2010 ACTUAL AMOUNTS VARIANCE WITH BUDGETED AMOUNTS BUDGETARY FINAL BUDGET - ORIGINAL FINAL BASIS POSITIVE (NEGATIVE) REVENUES:(continued) Fines and forfeitures: Court fines $352,000 $352,000 $288,584 $(63,416) Drug proceeds 160,000 160,000 55,191 (104,809) Court costs 51,000 51,000 56,917 5,917 Total fines and forfeitures 563,000 563,000 400,692 (162,308) Miscellaneous revenues: Donations 75,000 75,000 75,535 535 County commission -RTJ 50,000 50,000 50,000 Interest income 5,000 5,000 44,844 39,844 Accident reports 1,000 1,000 10,675 9,675 Friday night live club 1,000 1,000 721 (279) Cemetery lots 1,000 1,000 (1,000) Miscellaneous income 311,250 311,250 33,338 (277,912) Parades 3,000 3,000 3,880 880 Performing and creative arts 15,500 15,500 29,373 13,873 Penalties 9,000 9,000 17,572 8,572 Sale ofsurplus equipment 25,000 25,000 5,805 (19,195) Stanley stadium 4,000 4,000 5,500 1,500 Swimming pool concessions 8,000 8,000 10,578 2,578 Lambert property tower 5,500 5,500 7,260 1,760 Grant income 300,000 300,000 85,196 (214,804) Bullet proofvest grant 4,000 4,000 5,714 1,714 Law enforcement BG funds 414,763 414,763 Total miscellaneous revenues 818,250 818,250 800,754 (17,496) Total revenues $32,555,750 $32,555,750 $30,937,810 $(1,617,940) 46 CITY OF PRATTVILLE,ALABAMA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE GENERAL FUND FOR THE YEAR ENDED SEPTEMBER 30,2010 BUDGETED AMOUNTS ORIGINAL FINAL ACTUAL AMOUNTS BUDGETARY BASIS VARIANCE WITH FINAL BUDGET - POSITIVE (NEGATIVE) $1,208,635 $1,208,635 $ 193,555 193,555 420,415 420,415 704,442 704,442 333,956 333,956 439,844 439,844 970,305 970,305 1,165,222 1,165,222 703,935 703,935 6,140,309 6,140,309 1,396,642 1,396,642 1,834,729 1,834,729 1,312,269 1,312,269 2,383,339 2,383,339 430,496 430,496 7,357,475 7,357,475 6,332,521 6,332,521 7,251,620 7,251,620 13,584,141 13,584,141 2,272,162 2,272,162 287,643 287,643 2,559,805 2,559,805 EXPENDITURES: General government: Executive Legislative Judicial Administrative finance Administrative city clerk Human resources Information technology Vehicle maintenance Sales tax incentives Total general government Public works: Street Sanitation Planning and development Wastewater Engineering Total public works Public safety: Police Fire Total public safety Cultural and recreation: Leisure services Performing and creative art Total cultural and recreation Debt service: Debt issuance cost Principal Interest Total debt service 1,363,940 1,363,940 47 1,363,940 1,363,940 1,387,106 $(178,471) 209,087 (15,532) 434,238 (13,823) 744,337 (39,895) 293,447 40,509 616,625 (176,781) 1,134,797 (164,492) 1,305,576 (140,354) 835,933 (131,998) 6,961,146 (820,837) 1,463,668 (67,026) 1,925,820 (91,091) 1,186,412 125,857 2,699,232 (315,893) 469,913 (39,417) 7,745,045 (387,570) 7,428,968 (1,096,447) 7,476,331 (224,711) 14,905,299 (1,321,158) 2,142,182 129,980 255,188 32,455 2,397,370 162,435 162,777 (162,777) 1,126,364 237,576 179,741 (179,741) 1,468,882 (104,942) CITY OF PRATTVILLE,ALABAMA REQUIREDSUPPLEMENTARY INFORMATION BUDGETARY COMPARISONSCHEDULE GENERAL FUND FOR THE YEAR ENDED SEPTEMBER 30,2010 BUDGETED AMOUNTS ORIGINAL FINAL ACTUAL AMOUNTS BUDGETARY BASIS VARIANCE WITH FINAL BUDGET - POSITIVE (NEGATIVE) $(159,028)$(159,028) $417,732 $417,732 $ 417,732 417,732 31,423,402 31,423,402 1,132,348 1,132,348 (2,964,007)(2,964,007) 417,732 417,732 33,895,474 $(2,472,072) (2,957,664)(4,090,012) (711,423)2,252,584 (373,789)(373,789) 129,681 129,681 (19,879)(19,879) 850,000 (822,631) 6,315,000 6,315,000 300,000 300,000 260,000 260,000 177,389 177,389 (6,322,926)(6,322,926) 604,053 1,895,429 (2,353,611)$(2,194,583) 1,672,631 (1,291,376)~_ 1,672,631 (1,291,376) Net change in fund balance,budgetary basis Excess ofrevenues over expenditures Total expenditures Other financing sources (uses): Transfers to debt service fund Transfers to capital improvement fund Transfer from capital improvement fund Transfer to special revenue fund Warrant proceeds Refunding warrants Proceeds from notes payable Proceeds from capital leases Bond premium Payment to refunded bond escrow agent Total other financing sources (uses) EXPENDITURES:(continued) Transfers: Transfers to component units Total transfers Deduct other reconciling items to adjust from budgetary basis to modified accrual basis: Change in encumbrances 135,060 135,060 NET CHANGE IN FUND BALANCE,MODIFIED ACCRUAL BASIS (2,218,551) FUND BALANCE -BEGINNING 726,560 FUND BALANCE -ENDING $(l,491 ,991) See accompanying notes to budgetary comparison schedules. 48 CITY OF PRATTVILLE,ALABAMA REQUIRED SUPPLEMENTARY INFORMATION NOTES TO BUDGETARY COMPARISON SCHEDULES NOTE A -EXPLANATION OF DIFFERENCES BETWEEN GAAP REVENUES AND EXPENDITURES AND BUDGETARY INFLOW AND OUTFLOWS: The City uses encumbrance accounting for budgetary control purposes.Outstanding encumbrances, which are outstanding purchase orders,contracts,and other commitments,are not treated as expenditures in the operating statements,but instead are reflected as a reservation offund balance for expenditure or liquidation in the subsequent fiscal year.The only exception to this rule is in the Budgetary Comparison Schedule -General Fund.Encumbrances are included in the actual expenditure figures on this statement so that a meaningful comparison can be made with the adopted budget ofthe City. A reconciliation ofthe two statements is as follows: GENERAL FUND Excess ofrevenues and other financing sources over expenditures and other uses (GAAP basis) Encumbrances at beginning ofthe year Encumbrances at end ofthe year Excess of revenues and other financing sources over (under) expenditures and other uses -actual (non-GAAP budgetary basis) $ $ (2,218,551 ) 127,322 (262,382) (2,353,611 ) NOTE B -EXCESS OF EXPENDITURES OVER APPROPRIATIONS: The General Fund expenditures exceeded appropriations by $2,472,072 primarily due to the excess operating expenditures of $1,321,158 incurred in public safety,of which $400,000 was for capital outlay that was funded by a capital grant.There were also excess operating expenditures of $820,837 incurred in general government.These excess expenditures were funded by current revenues and other financing sources. 49 CITY OF PRATTVILLE,ALABAMA REQUIRED SUPPLEMENTARY INFORMATION SCHEDULE OF FUNDING PROGRESS OF THE CITY'S DEFINED BENEFIT PENSION PLAN LAST THREE FISCAL YEARS EXCESS ACTUARIAL ASA ACCRUED PERCENTAGE ACTUARIAL LIABILITY UNFUNDED OF ACTUARIAL VALUE OF (AAL)OF ASSETS FUNDED COVERED COVERED VALUATION ASSETS ENTRY AGE OVERAAL RATIO PAYROLL PAYROLL DATE (a)(b)(a-b)(alb)(c)((a-b)/c) September 30,2007 $26,441,912 $33,056,377 $(6,614,465)80.00/0 $12,483,719 53.0% September 30,2008 27,900,405 36,003,149 (8,102,744)77.5%13,452,621 60.2°Al September 30,2009 28,514,587 39,315,613 (10,801,026)72.5%14,254,467 75.8% 50 SUPPLEMENTARY INFORMATION NONMAJOR GOVERNMENTAL FUNDS SPECIAL REVENUE FUNDS These include operating funds which are restricted as to use by the federal or state government and special purpose funds established by authority ofthe City Council. State gasoline excise tax fund accounts for proceeds from a state gasoline tax.The use ofthese funds is restricted to expenditures related to construction,improvements,and maintenance of highways,bridges,and streets. State gasoline and lubricating oil tax fund accounts for proceeds from a state gasoline tax.The use ofthese funds is restricted to expenditures related to resurfacing,restoration,and rehabilitation of roads,bridges,and streets. Alabama trust fund accounts for funds received from the Alabama Trust Fund to be used solely for capital improvements and the renovation ofcapital improvements determined by the municipal governing body. Miscellaneous grant fund accounts for funding arising from miscellaneous federal and state government grants. THIS PAGE INTENTIONALLY LEFT BLANK CITY OF PRATTVILLE,ALABAMA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS SEPTEMBER 30,2010 TOTAL NONMAJOR SPECIAL GOVERNMENTAL REVENUE FUNDS FUNDS ASSETS: Cash $510,090 $510,090 Accounts receivable 56,167 56,167 Total assets $566,257 $566,257 FUND BALANCE: Unreserved: Undesignated $566,257 $566,257 Total fund balance $566,257 $566,257 51 CITY OF PRATTVILLE,ALABAMA COMBINING STATEMENT OF REVENUES,EXPENDITURES, AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30,2010 TOTAL NONMAJOR GOVERNMENTAL FUNDS SPECIAL REVENUE FUNDS REVENUES: Taxes and fees Intergovernmental revenue Total revenues $240,547 $ 217,701 458,248 240,547 217,701 458,248 EXPENDITURES: Current operations: Public works Total expenditures EXCESS OF REVENUES OVER EXPENDITURES OTHER FINANCING (SOURCES)USES: Transfers in Transfers out Total other financing (sources)uses EXCESS OF REVENUES AND OTHER FINANCING USES OVER EXPENDITURES FUND BALANCES AT BEGINNING OF YEAR FUND BALANCES AT END OF YEAR 52 $ 123,904 123,904 123,904 123,904 334,344 334,344 19,879 19,879 (161,534)(161,534) (141,655)(141,655) 192,689 192,689 373,568 373,568 566,257 $566,257 CITY OF PRATTVILLE,ALABAMA COMBINING BALANCE SHEET NONMAJOR SPECIAL REVENUE FUNDS SEPTEMBER 30,2010 STATE STATE GASOLINE GASOLINE AND MISCELLANEOUS EXCISE LUBRICATING GRANT TOTAL TAX FUND OIL TAX FUND FUND ASSETS: Cash $510,090 $282,127 $227,963 Accounts receivable 56,167 $56,167 Vl Total assets $566,257 $282,127 $227,963 $56,167w FUND BALANCE: Fund balances: Unreserved: Undesignated $566,257 $282,127 $227,963 $56,167 Total fund balances $566,257 $282,127 $227,963 $56,167 CITY OF PRATTVILLE,ALABAMA COMBINING STATEMENT OF REVENUES,EXPENDITURES, AND CHANGES IN FUND BALANCES NONMAJOR SPECIAL REVENUE FUNDS FOR THE YEAR ENDED SEPTEMBER30,2010 STATE STATE GASOLINE GASOLINE AND ALABAMA MISCELLANEOUS EXCISE LUBRICATING TRUST GRANT TOTAL TAX FUND OIL TAX FUND FUND FUND REVENUES: Taxes and fees $240,547 $135,208 $105,339 Intergovernmental revenues 217,701 $161,534 $56,167 Total revenues 458,248 135,208 105,339 161,534 56,167 Vl~EXPENDITURES: Current operations: Public works 123,904 35,661 32,076 56,167 Total expenditures 123,904 35,661 32,076 56,167 OTHER FINANCING SOURCES (USES): Transfers in 19,879 19,879 Transfers out (161,534)(161,534) Total other fmancing sources (uses)(141,655)(161,534)19,879 Excess ofrevenues over expenditures 192,689 99,547 73,263 19,879 FUND BALANCES AT BEGINNING OF YEAR 373,568 182,580 154,700 36,288 FUND BALANCES AT END OF YEAR $566,257 $282,127 $227,963 $$56,167 CITY OF PRATTVILLE,ALABAMA BUDGETARY COMPARISON SCHEDULE STATE GASOLINE EXCISE TAX FUND FOR THE YEAR ENDED SEPTEMBER 30,2010 BUDGET ACTUAL OVER BUDGET REVENUES: State gasoline excise tax Total revenues $130,500 130,500 $135,208 135,208 $4,708 4,708 EXPENDITURES: Current operations: Public works Total expenditures Net change in fund balance,budgetary basis FUND BALANCE AT BEGINNING OF YEAR FUND BALANCE AT END OF YEAR 55 35,661 (35,661) 35,661 (35,661) $130,500 99,547 $(30,953) 182,580 $282,127 CITY OF PRATTVILLE,ALABAMA BUDGETARY COMPARISON SCHEDULE STATE GASOLINE AND LUBRICATING OIL EXCISE TAX FUND FOR THE YEAR ENDED SEPTEMBER 30,2010 BUDGET ACTUAL OVER BUDGET REVENUES: State gasoline and lubricating oil excise tax Total revenues $100,000 100,000 $105,339 105,339 $5,339 5,339 EXPENDITURES: Current operations: Public works Total expenditures Net change in fund balance,budgetary basis FUND BALANCE AT BEGINNING OF YEAR FUND BALANCE AT END OF YEAR 56 32,076 (32,076) 32,076 (32,076) $100,000 73,263 $(26,737) 154,700 $227,963