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FY21 Annual Comprehensive Financial Report - City of Prattville City of Prattville, Alabama For the Fiscal Year Ended September 30, 2021 Annual Comprehensive Financial Report Prepared by the Finance Department Daniel F. Oakley, CPA Finance Director Introductory Section City of Prattville, Alabama Annual Comprehensive Financial Report For the Fiscal Year Ended September 30, 2021 i Page Table of Contents i - ii Letter of Transmittal iii - vii Certificate of Achievement for Excellence in Financial Reporting viii List of Principal Officials ix Organizational Chart x Map of the City xi Independent Auditor's Report 1 - 2 Management's Discussion and Analysis 3 - 12 Government-Wide Financial Statements Statement of Net Position 13 Statement of Activities 14 Fund Financial Statements Balance Sheet - Governmental Funds 15 Reconciliation of Balance Sheet of Governmental Funds to Statement of Net Position 16 17 18 19 - 21 22 23 Statement of Net Position - Proprietary Funds 24 Statement of Revenues, Expenses, and Changes in Net Position - Proprietary Funds 25 Statement of Cash Flows - Proprietary Funds 26 Notes to Financial Statements 27 - 58 Schedule of Changes in Net Pension Liability and Related Ratios 59 Schedule of Employer Contributions 60 Schedule of Changes in Total OPEB Liability and Related Ratios 61 Table of Contents Statement of Revenues, Expenditures, and Changes in Fund Balances - Governmental Funds Required Supplementary Information Basic Financial Statements Reconciliation of Statement of Revenues,Expenditures,and Changes in Fund Balances - Governmental Funds to Statement of Activities Statement of Revenues,Expenditures,and Changes in Fund Balances -Budget to Actual - General Fund Statement of Revenues,Expenditures,and Changes in Fund Balances -Budget to Actual - Gas Tax Special Revenue Fund Statement of Revenues,Expenditures,and Changes in Fund Balances -Budget to Actual - Judicial Special Revenue Fund Introductory Section Financial Section City of Prattville, Alabama Annual Comprehensive Financial Report For the Fiscal Year Ended September 30, 2021 ii Page 62 63 64 Financial Trends Schedule 1 Net Position by Component 65 Schedule 2 Changes in Net Position 66 - 67 Schedule 3 Fund Balances of Governmental Funds 68 Schedule 4 Changes in Fund Balances of Governmental Funds 69 Revenue Capacity Schedule 5 Net Taxable Sales by Category 70 Schedule 6 Sales Tax Revenue Payers by Category 71 - 72 Schedule 7 Direct and Overlapping Sales Tax Rates 73 Debt Capacity Schedule 8 Ratios of Outstanding Debt by Type 74 Schedule 9 Ratios of Net General Bonded Debt Outstanding 75 Schedule 10 Direct and Overlapping Governmental Activities Debt 76 Schedule 11 Legal Debt Margin Information 77 Demographic and Economic Information Schedule 12 Demographic and Economic Statistics 78 Schedule 13 Principal Employers 79 Operating Information Schedule 14 Full-Time Equivalent City Government Employees by Function 80 Schedule 15 Operating Indicators by Function/Program 81 Schedule 16 Capital Asset Statistics by Function/Program 82 Table of Contents Schedule of Revenues,Expenditures,and Changes in Fund Balances -Budget to Actual - Debt Service Fund Schedule of Revenues,Expenditures,and Changes in Fund Balances -Budget to Actual - Capital Projects Fund Other Supplementary Information Statistical Section Notes to Schedules of Revenues,Expenditures,and Changes in Fund Balances - Budget and Actual 1 0 1 We s t Ma i n St r e et \ Pr a t t vi ll e , AL 3 6 0 6 7 \ 3 3 4 . 59 5 .0 1 0 0 \ p ra t t v i l l e al . go v iii BILL GILLESPIE, JR. MAYOR JERRY STARNES Council President District 4 LORA LEE BOONE President Pro Tempore District 7 ALBERT C. STRIPLIN District 1 MARCUS JACKSON District 2 JOHN CHAMBERS District 3 BLAIR GORNTO District 5 ROBERT E. STRICHIK District 6 Letter of Transmittal February 18, 2022 To the Mayor, Members Of Council, and the Citizens Of the City of Prattville, Alabama The Annual Comprehensive Financial Report (ACFR) of the City of Prattville (the government) for the fiscal year ended September 30, 2021 is hereby transmitted. Responsibility for both the accuracy of the data and the completeness and fairness of the presentation, including all disclosures, rests with the City of Prattville management. To the best of our knowledge and belief, the enclosed data is accurate in all material aspects and is reported in a manner designed to present fairly the financial position and results of operations of the various funds of the government and its component units. All disclosures necessary to enable the reader to gain an understanding of the government’s financial activities have been included. The Report The ACFR is presented in four sections; introductory, financial, other supplementary information, and statistical. The introductory section includes this transmittal letter, a copy of the City’s Certificate of Achievement for Excellence in Financial Reporting, list of principal officials, the primary government’s organizational chart and a map of the City. The financial section includes the management’s discussion and analysis (MD&A), the basic financial statements including notes for the primary government and its separately presented component units, and the primary government’s combining and individual financial statements and schedules, as well as the independent auditor’s report on the financial statements and schedules. The MD&A contains a narrative introduction, overview and analysis of the City’s financial statements. It should be read in conjunction with this letter of transmittal. The other supplementary information section includes budget to actual schedules and related notes. The statistical section includes selected financial and demographic information, generally presented on a multi-year basis. In contrast to the financial section information, the statistical section information has not been audited. This report includes all funds of the primary government and its component units. The primary government provides a full range of services. These services include public safety, public works, environmental services, culture and recreation, economic and community development, planning and general administrative services. C I T Y C O U N C I L iv Governmental Accounting Standards Board (GASB) Reporting Requirements The City of Prattville presents financial information that meet requirements of accounting standards issued by the GASB. Each year, management evaluates new GASB reporting requirements to determine applicability to the City. The requirements issued by GASB that became effective during this fiscal period and those that will become effective in the next fiscal period are described in this section. The City implemented the following statements during fiscal year 2021: GASB Statement No. 84, Fiduciary Activities, establishes criteria for identifying all fiduciary activities for all states and local governments and clarifies whether and how business-type activities should report their fiduciary activities. There was no impact on the City’s financial reporting. Management is aware of the following statement and will implement those applicable to the City in the next fiscal period: GASB Statement No. 87, Leases, significantly changes the reporting of leases by governments. The new lease reporting model requires leases to be reported as financing transactions. Accordingly, governments that lease assets from others (lessees) will report liabilities for all of their leases of land, buildings, and equipment. This includes leases that previously were considered operating leases, and therefore, were not reported as liabilities. In addition, all lease liabilities under this statement will be disclosed in the schedule of changes in long-term liabilities. City Profile The City of Prattville is the County seat of Autauga County, was incorporated on August 8, 1865, and is located in south central Alabama. It serves a population of approximately 37,800. The City of Prattville operates under a Mayor/Council form of government with a fiscal year from October 1st through September 30th. The Mayor and seven (7) Council members are each elected to four (4) year terms. City services include police and fire protection; sanitation services; sewer services; the construction and maintenance of highways, streets, and infrastructure; recreational activities and cultural events. Formal budgetary integration is employed as a management control device. On a day to be set by the Council, the Mayor submits to the Council a balanced budget for the next fiscal year. The Council schedules public hearings for the purpose of discussing and adopting the budget and may add to or delete from the budget submitted by the Mayor as long as the budget remains in balance. The Council, by a majority vote, shall adopt the budget. Activities of the General Fund, Debt Service Fund, Capital Projects Fund, Gas Tax Special Revenue Fund, Judicial Special Revenue Fund, Wastewater Enterprise Fund and Sanitation Enterprise Fund are included in the annual appropriated budget. The City also maintains an encumbrance accounting system as one technique of accomplishing budgetary control. Appropriations lapse at the end of the fiscal year unless expended or encumbered. In order to prepare a financial report, it is necessary to identify all components of the reporting entity. Potential component units were evaluated to determine whether they should be reported in the City’s financial report. A component unit was considered to be part of the City’s reporting entity if it was concluded that the City was financially accountable for the entity or the nature and significance of the relationship between the City and the entity was such that exclusion would cause the City’s financial statements to be misleading or incomplete. The Autauga-Prattville Public Library, Prattville Airport Authority, and Historic Prattville Redevelopment Authority were determined to be the only reportable component units and have been included in this report. v Economic Condition and Outlook The proximity of the state capital and Maxwell Gunter Air Force Base make significant contributions to the local economy. Beginning in March 2020, the COVID-19 pandemic negatively affected City operations and services; the local, state, national and world economies; and disrupted the daily lives of citizens. Individuals and businesses alike were required to change habits and adjust to circumstances brought on by the pandemic. On a local level, the economy slowed overall during the early stages of the pandemic due to various state- level mandates and business shutdowns. However, the City’s economy began to rebound and even thrive in certain industries such as grocery stores and home improvement stores. While certain industries were more adversely affected such as lodging and gasoline sales in the initial year of the pandemic, virtually all industries within the City have rebounded to pre-pandemic levels. Financial Information Management of the government is responsible for establishing and maintaining an internal control structure designed to ensure that the assets of the government are protected from loss, theft or misuse and to ensure that adequate data is compiled to allow for the presentation of financial statements in conformance with generally accepted accounting principles. The internal control structure is designed to provide reasonable, but not absolute, assurance that these objectives are met. The concept of reasonable assurance recognizes that: 1) the cost of a control should not exceed the benefits likely to be derived; and 2) that valuation of costs and benefits requires estimates and judgments by management. Single Audit - As recipient of federal and state financial assistance, the government is also responsible for ensuring that an adequate internal control structure is in place to ensure compliance with applicable laws and regulations related to those programs. This internal control structure is subject to periodic evaluation by management. As part of the City’s audit in accordance with generally accepted government auditing standards, tests are made to determine the adequacy of the internal control structure, including that portion related to federal assistance programs, as well as to determine that the government has complied with applicable laws and regulations. Budgeting - Budgetary tracking is maintained at the line item level by the encumbrance of actual or estimated purchase amounts prior to the release of purchase orders to vendors. Accountability for budgetary compliance is held at the department level. The objective of these budgetary controls is to ensure compliance with legal provisions embodied in the annual appropriated budget approved by the City’s governing body. Purchase orders resulting in an overrun within a department balance are released only after the approval of the finance director or mayor. Budget amendments are effected by resolutions enacted by the governing body when needed. Activities of the General Fund, Debt Service Fund, Capital Projects Fund, Gas Tax Special Revenue Fund, Judicial Special Revenue Fund, Wastewater Enterprise Fund and Sanitation Enterprise Fund are included in the budget. Encumbrances lapse at year-end; however, encumbrances remaining against a positive department budget balance may be re-appropriated as a “prior year carryover.” vi The City’s budget is prepared in accordance with generally accepted accounting principles (GAAP), with the exception that encumbrances are included with expenditures. Reconciliations of expenditures reported in accordance with GAAP and those presented in accordance with the non-GAAP budgetary basis are presented in the notes to the financial statements and in the notes to the schedules of revenues, expenditures, and changes in fund balance - budget to actual. Healthcare Costs - With the healthcare costs continuing to increase, the City of Prattville opened the primary healthcare clinic in 2011. This clinic provides City employees and their dependents with those services that would be rendered by a family practice physician. The City hired CareHere LLC to manage all aspects of operations for this clinic. General Fund Reserves - Management has, through council ordinance, established a General Fund Reserves Policy for the City to identify the parameters and calculations required to maintain an adequate balance in the General Fund Reserves bank account. The balance in the General Fund Reserves bank account shall meet the following requirement: 1) General Fund Cash Reserves equal to or exceeding the greater of: a. $6,000,000.00; or b. Twenty (20) percent (%) of the previous year’s audited General Fund revenue. 2) Unrestricted General Fund balance equal to or exceeding twenty-five (25) percent (%) of the previous year’s audited General Fund revenue. Unrestricted General Fund balance shall include the General Fund “assigned” and “unassigned” fund balance categories, as well as any “committed” fund balance amounts attributable specifically to the General Fund Reserves. Awards and Acknowledgements Two bronze medals were awarded to the City of Prattville for action taken to improve access to healthy affordable food and increased opportunities for physical activity. These medals were awarded because of Prattville's achievements in collaborating with other agencies on early care and education programs and for also having at least 60% of public schools participating in the School Breakfast Program. During 2018 the City achieved the distinction of earning a Class 1 Public Protection Classification rating by the Insurance Services Office (ISO), an organization that independently evaluates municipal fire protection efforts in communities across the United States. The City of Prattville is now the 11th community in the State of Alabama with a Class 1 rating, and this classification has been obtained by less than 1% of fire departments nationwide. In 2021 the City was named a 2021 Tree City USA by the Arbor Day Foundation in honor of its commitment to effective urban forest management. With this recognition, the City has done its part in helping to address challenges that communities worldwide are facing including issues with air quality, water resources, personal health and well-being, energy use, and protection from extreme heat and flooding. This is the 36th consecutive year that the City has been recognized with this distinguished designation. vii In 2021 the City received an Outstanding Planning Award from the Alabama Chapter of the American Planning Association for a Comprehensive Plan for Project Prattville 2040. The Outstanding Planning Award for a Comprehensive Plan for Communities with a population under 50,000 recognizes an outstanding comprehensive plan addressing the long-range development of an area, city, county or region. The City of Prattville Planning Commission adopted the new comprehensive plan, Project Prattville 2040, on April 15, 2021, and City Council unanimously adopted on July 6, 2021, after over a year of preparation. The Government Finance Officers Association (GFOA) of the United States and Canada awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Prattville for its Annual Comprehensive Financial Report (ACFR) for the fiscal year ended September 30, 2020. In order to be awarded a Certificate of Achievement, a governmental entity must publish an easily readable and efficiently organized ACFR. This report must satisfy both accounting principles generally accepted in the United States of America and applicable legal requirements. A Certificate of Achievement is valid for a period of only one year. We believe the City’s 2021 ACFR continues to meet the Certificate of Achievement Program's requirements, and it is being submitted to the GFOA to determine its eligibility for another certificate. Other Information Independent Audit - The government is required by State law to undergo an annual audit by independent public accountants. To meet federal requirements of the Single Audit Act Amendments of 1996, and the resultant issuance of Subpart F of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance); and the City’s audit report must be signed by a certified public accountant. The accounting firm of Jackson Thornton & Co. P.C. completed the City’s fiscal year 2021 audit. The auditor’s report on the basic financial statements and the combining and individual fund statements and schedules is included in the financial section of this report. Acknowledgements - The preparation of the comprehensive annual financial report could not be accomplished without the dedicated services of all City departments but in particular an efficient Finance Department staff. We express appreciation to each member of the department and to those members of other City departments for their contributions made in the preparation of this report. In closing, the commitment to the achievement of mandated priorities speaks to the progressive leadership and dedication to public service of the Mayor and City Council. Their support for a policy of financial integrity has been instrumental in the preparation of this report. Respectfully submitted, Daniel F. Oakley, Finance Director Government Finance Officers Association Certificate of Achievement for Excellence in Financial Reporting Presented to City of Prattville Alabama For its Annual Comprehensive Financial Report For the Fiscal Year Ended September 30, 2020 Executive Director/CEO viii City of Prattville, Alabama List of Principal Officials As of September 30, 2021 ix Mayor Bill Gillespie, Jr. City Council Jerry Starnes, Council President Lora Lee Boone, President Pro Tempore Albert C. Striplin Marcus Jackson John Chambers Blair Gornto Robert E. Strichik Heads of Departments Municipal Court - Judge Louis C. Colley City Attorney - Rob Riddle City Attorney - Andrew Odom City Prosecutor - Brad E. Ekdahl Interim City Clerk - Lisa Byrd Finance Director - Daniel F. Oakley Engineering - Robby Anderson Public Works - Dale Gandy Police - Chief Mark Thompson Fire - Chief Terry Brown Parks and Recreation - Kellie Cook Human Resources - Lisa Thrash Information Technology - Jose Figueroa Planning - Scott Stephens City Judge Information Technology Finance Human Resources Benefits Management Judicial Public Safety Parks & Recreation Sanitation- Enterprise Fund Urban Management City Clerk Authorities, Boards & Commissions Wastewater- Enterprise Fund Performing Arts Engineering Planning & Develpment Maintenance Animal Control Public Works Mayor City Council Payroll Risk Management Accounting Accounts Payable Prosecuting Attorney Executive Department Computer Forensics Drug Enforcement Investigations School Relations Sex Offender Registry Special Operations Traffic Patrol Building Division Codes & Standards EMS Fire Marshal Fire Suppression Fire Training Police Fire Recycling Code Enforcement Policy or Judicial Authority Department Department Division City Attorney Street Division Business Licenses Revenue General Government Performing Creative Arts & Recreation Adult Programs & Sports Park Maintenanace Senior Programs Youth Programs & Sports Service Area Engineering Services Facilities Maintenance Vehicle Maintenance Storm Water Management GIS Economic Development General Government Executive Economic Development Citizens of Prattville City Council Authorities, Boards & Department City Clerk Finance Accounting Accounts Payable Business Public Safety Police Fire Commissions Public Works Maintenance City Judge Judicial Prosecuting Attorney Engineering Services Engineering City Attorney Performing Creative Arts & Recreation Performing 2021 Licenses Revenue Human Resources Benefits Management Payroll Risk Management Information Technology Planning & Develpment GIS Animal Control Computer Forensics Drug Enforcement Investigations School Relations Sex Offender Registry Special Operations Traffic Patrol Code Enforcement Legend: Building Division Codes & Standards EMS Fire Marshal Fire Suppression Fire Training Facilities Maintenance Vehicle Maintenance Sanitation- Enterprise Fund Recycling Storm Water Management Urban Management Wastewater- Enterprise Fund Street Division Arts Parks & Recreation Adult Programs & Sports Park Maintenanace Senior Programs Youth Programs & Sports Department Division Department Service Area Policy or Judicial Authority Mayor x I 6 5 S I 6 5 N HWY 14 W CO RD 4 E CO R D 5 7 HW Y 8 2 B Y P E E MAIN ST HWY 82 W GOL S O N R D S M E M O R I A L D R CO R D 8 5 CO R D 1 0 CO R D 2 9 CO R D 2 7 FAIRVIEW AVE H W Y 8 2 B Y P W DOSTER RD H W Y 3 1 N UPP E R K I N G S T O N R D DURD E N R D E 6TH ST OLD RIDGE RD E TARA DR MA R T I N L U T H E R K I N G J R D R N M E M O R I A L D R CO RD 50 BRI D G E C R E E K R D S E L M A H W Y CO RD 4 W CO R D 5 1 NORTHINGTON RD OLD F A R M L N N COBBS FORD RD CO R D 3 9 JA S M I N E T R L SI M M O N S R D WA S H I N G T O N F E R R Y R D 1ST ST N C O U R T S T CO R D 4 1 WO O D V A L E R D W 4TH ST LO W E R K I N G S T O N R D POWELL RD OL D F A R M L N S GIN S H O P H I L L R D MONFEE RD ROLLING HILLS DR HUIE ST P I E R C E L N LI P S C O M B R D H W Y 3 1 S MU R F E E D R MT A I R Y D R RE D F I E L D R D DA V I S S T WRIGHT ST NEWTON ST PA L M E T T O P L JANICE ST FLORIDA S T GRAY DR TE R I L N BARKLEY ST E 3RD ST PR A T T S T JE N S E N R D M I M O S A R D DEER TRCE GREENCREST LN N N O R T H I N G T O N S T MERRITT LN JEN N A W A Y SUNSET DR BR Y A N S T SH A D O W L N WY N G A T E D R MA R L Y N D R ARROWHEAD DR MCCLAIN DR PATRICK ST CROWS PASS LINA D R DE E D R EC H L I N B L V D ANDERSON ST BENSON ST OLD H W Y 3 1 BO W E N W A Y SU M M I T P K W Y MOSES RD PE C A N A V E PA R K L N CA R V E R S T GE N E V A S T DALE DR TUL L D R TRINA CT DI A N E D R LEWIS ST HA T T Y L N HWY 82 W ±Legend Streets Prattville City Limits 0 31.5 Miles Locations are approximate City Limits of Prattville 2021 xi Financial Section 1 Independent Auditor’s Report The Honorable Mayor and Members of the City Council City of Prattville, Alabama We have audited the accompanying financial statements of the governmental activities, the business-type activities, the discretely presented component units, and each major fund of the City of Prattville, Alabama (the City), as of and for the year ended September 30, 2021, and the related notes to the financial statements, which collectively comprise the City’s basic financial statements as listed in the table of contents. Management’s Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditor’s Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. The financial statements of the Autauga-Prattville Public Library and the Historic Prattville Redevelopment Authority were not audited in accordance with Government Auditing Standards. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor’s judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the City’s preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the City’s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, the discretely presented component units, and each major fund of the City of Prattville, Alabama, as of September 30, 2021, and the respective changes in financial position, and, where applicable, cash flows thereof and the respective budgetary comparison for the General Fund, the Gas Tax Special Revenue Fund, and the Judicial Special Revenue Fund for the year then ended in accordance with accounting principles generally accepted in the United States of America. 2 Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis on pages 3 through 12 and the schedule of changes in net pension liability and related ratios, the schedule of employer contributions, and the schedule of changes in total OPEB liability and related ratios on pages 59 through 61 be presented to supplement the basic financial statements. Such information, although not a required part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Prattville, Alabama’s basic financial statements. The introductory section, other supplementary information section, and statistical section are presented for the purposes of additional analysis and are not a required part of the basic financial statements. The other supplementary information section is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the other supplementary information section is fairly stated in all material respects in relation to the basic financial statements as a whole. The introductory section and statistical section have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated February 18, 2022, on our consideration of the City’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is solely to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the City’s internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City’s internal control over financial reporting and compliance. Montgomery, Alabama February 18, 2022 City of Prattville, Alabama Management’s Discussion and Analysis September 30, 2021 3 As management of the City of Prattville, Alabama (the City), we offer readers of the City’s financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended September 30, 2021. This discussion and analysis is designed to look at the City’s financial performance as a whole. We encourage readers to consider the information presented here in conjunction with the City’s financial statements. Financial Highlights •The City of Prattville, Alabama’s assets and deferred outflows of resources exceeded its liabilities at September 30, 2021, by $91,237,516 (net position). •During the year, the City’s total net position increased by $13,192,327. Revenues of $63,543,161 exceeded expenses of $50,350,834. The increase in revenue over the prior year is due in part to the increase in sales and other taxes received of $5,698,977. Expenses increased by $4,900,873 due primarily to COVID-19 premium pay for employees ($1,212,414) and capital projects (Mac Gray Park). •Under the Government Accounting Standards Board Statement Number 68, Accounting and Financial Reporting for Pensions (GASB 68), the City recognized an expense of $3,056,368 in the current year. •Under the Government Accounting Standards Board Statement Number 75, Accounting and Financial Reporting for Postemployment Benefits Other Than Pensions (GASB 75), the City recognized an expense of $413,319 in the current year. •As of the close of the current fiscal year, the City’s governmental funds reported combined ending fund balances of $24,475,319. There was a decrease of $1,511,759 from the prior year. Overview of the Financial Statements This discussion and analysis is intended to serve as an introduction to the City of Prattville, Alabama’s basic financial statements. The City’s basic financial statements are comprised of three components: (1) government-wide financial statements, (2) fund financial statements, and (3) notes to financial statements. In addition to the basic financial statements, this report contains other supplementary information that will enhance the reader’s understanding of the financial condition of the City. Government-Wide Financial Statements The government-wide financial statements are designed to provide readers with a broad overview of the City of Prattville, Alabama’s finances in a manner similar to a private-sector business. The basic financial statements include two kinds of statements that present different views of the City, a statement of net position and a statement of activities. These statements include the City’s three component units, the Autauga-Prattville Public Library (the Library), the Prattville Airport Authority (the Authority), and the Historic Prattville Redevelopment Authority (HPRA), which are separate legal entities. Although legally separate, these component units are important because the City is financially accountable for them. Complete financial statements of the Library, the Authority, and HPRA can be obtained at their respective administrative offices located in Prattville, Alabama. The statement of net position presents information on all of the City’s assets, deferred outflows of resources, liabilities, and deferred inflows of resources, with the difference between them reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The statement of activities presents information showing how the City’s net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of the related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods. City of Prattville, Alabama Management’s Discussion and Analysis September 30, 2021 4 Both statements distinguish functions of the City that are principally supported by sales taxes, property taxes, and lodging taxes (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities reported in the statements include general government, public safety, public works, and cultural and recreational. The business-type activities of the City include the wastewater and sanitation departments. Fund Financial Statements The fund financial statements provide more detailed information about the City’s most significant activities. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. Like other state and local governments, the City uses fund accounting to ensure and demonstrate compliance with finance-related legal matters. All funds of the City can be divided into two categories: governmental and proprietary funds. Governmental funds - Governmental funds are used to account for those functions reported as governmental activities in the government-wide financial statements. Most of the City’s basic services are accounted for in governmental funds. These funds focus on how assets can readily be converted into cash flow in and out, and what monies are left at year end that will be available for spending in the next year. Governmental funds are reported using an accounting method called modified accrual accounting, which provides a conservative short-term spending focus. As a result, the governmental fund financial statements give the reader a detailed short-term view that helps in determining if there are more or less financial resources available to finance the City’s programs. The relationship between governmental activities in the government-wide financial statements and the governmental funds financial statements is described in a reconciliation that is a part of the fund financial statements. The City maintains five individual governmental funds. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures, and changes in fund balances of the major funds. The City adopts an annual appropriated budget for its General Fund, Capital Projects Fund, Debt Service Fund, Gas Tax Special Revenue Fund, and Judicial Special Revenue Fund. Budgetary comparison statement and schedules have been provided for these funds to demonstrate compliance with these budgets. Proprietary funds - Services for which the City charges customers a fee are generally reported in proprietary funds. The City maintains two types of proprietary funds: enterprise funds and an internal service fund. Enterprise funds are used to report the same functions presented as business-type activities in the entity- wide financial statements. The City uses enterprise funds to account for its wastewater and sanitation departments. Internal service funds are an accounting device used to accumulate and allocate costs internally among the City’s various functions. The City uses an internal service fund to account for its employees’ medical insurance. The internal service fund is presented, in total, in the fund financial statements. Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the wastewater and sanitation departments, which are considered to be major funds of the City. Notes to Financial Statements The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. The notes to the basic financial statements also include information regarding the City’s progress in funding its obligation to provide pension benefits to its employees. The notes are presented on pages 27 through 58 of this report. City of Prattville, Alabama Management’s Discussion and Analysis September 30, 2021 5 Government-Wide Financial Analysis The City’s condensed statement of net position as of September 30, 2021 and 2020 derived from the government-wide statement of net position is presented below. 2021 2020 2021 2020 2021 2020 Current and other assets 27,647,587$ 28,946,611$ 6,850,106$ 6,297,542$ 34,497,693$ 35,244,153$ Restricted assets 2,359,122 3,748,187 1,494,690 3,010,951 3,853,812 6,759,138 Capital assets, net of depreciation 82,595,056 74,476,975 44,625,527 42,128,043 127,220,583 116,605,018 Total assets 112,601,765 107,171,773 52,970,323 51,436,536 165,572,088 158,608,309 Deferred outflows of resources 5,280,012 4,817,449 507,569 414,450 5,787,581 5,231,899 Long-term liabilities 37,286,192 45,056,407 36,032,050 36,688,683 73,318,242 81,745,090 Other liabilities 5,826,534 3,304,497 977,377 506,213 6,803,911 3,810,710 Total liabilities 43,112,726 48,360,904 37,009,427 37,194,896 80,122,153 85,555,800 Deferred inflows of resources 213,262 25,957 239,219 Net position Net investment in capital assets 70,375,541 64,770,445 12,513,145 10,553,041 82,888,686 75,323,486 Restricted 2,848,900 3,949,053 2,848,900 3,949,053 Unrestricted (deficit) 1,544,610 (5,304,442) 3,955,320 4,077,092 5,499,930 (1,227,350) Total net position 74,769,051$ 63,415,056$ 16,468,465$ 14,630,133$ 91,237,516$ 78,045,189$ Governmental Activities Business-Type Activities Totals The largest component of the City’s net position as of September 30, 2021 reflects its investment in capital assets (i.e. land, buildings, vehicles and equipment, infrastructure, etc.); less any related outstanding debt used to acquire those assets. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City’s investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other resources, since the capital assets themselves cannot be used to liquidate these liabilities. The City’s capital assets, net of accumulated depreciation, at September 30, 2021 increased by $10,615,565 from the prior year primarily due to the amount of current year increases in construction in progress, buildings and improvements, and infrastructure. As noted earlier in this discussion, changes in net position over time can be one of the best and most useful indicators of the City’s financial position. The City of Prattville, Alabama’s total assets and deferred outflows of resources exceeded liabilities by $91,237,516. The City’s net position increased by $13,192,327 during the current fiscal year and was affected by increased charges for services, operating grants and contributions, and sales and other taxes revenue, and overall continued control over expenses. The City saw an increase in charges for services of $1,281,740, and increase in operating grants and contributions of $985,060, and an increase in sales and other taxes revenue of $5,698,977. City of Prattville, Alabama Management’s Discussion and Analysis September 30, 2021 6 A portion of net position is restricted, or has restrictions on how they may be used. Governmental activities restricted net position totaled $2,848,900 at September 30, 2021 and is restricted for use in law enforcement, road projects, capital projects, Elmore County district improvements, cultural arts, and debt service. The remaining balance of unrestricted net position generally may be used to meet the City’s ongoing obligations. Governmental activities, at September 30, 2021, reported a balance in unrestricted net position of $1,544,610. Business-type activities reported unrestricted net position of $3,955,320 at September 30, 2021. The following presents the City’s condensed statement of activities for the fiscal years ended September 30, 2021 and 2020 as derived from the government-wide statement of activities. Over time, increases and decreases in net position measure whether the City’s financial position is improving or deteriorating. During the fiscal year, the net position of the primary government increased by $13,192,327. This increase is primarily due to increases in charges for services, operating grants and contributions, and sales and other taxes revenue, as well as continued control over expenses. 2021 2020 2021 2020 2021 2020 Revenues Program revenues Charges for services 9,172,483$ 8,433,965$ 9,342,266$ 8,799,044$ 18,514,749$ 17,233,009$ Operating grants and contributions 2,855,387 1,869,454 873 2,855,387 1,870,327 Capital grants and contributions 799,992 4,218,796 799,992 4,218,796 Total program revenues 12,827,862 14,522,215 9,342,266 8,799,917 22,170,128 23,322,132 General revenues Sales and use taxes 32,422,803 27,588,603 32,422,803 27,588,603 Real and personal property taxes 3,280,632 3,058,007 3,280,632 3,058,007 Lodging taxes 2,380,696 1,970,330 2,380,696 1,970,330 Local gasoline taxes 1,144,666 1,023,810 1,144,666 1,023,810 Alcoholic beverage taxes 478,991 416,068 478,991 416,068 Rental taxes 460,804 406,811 460,804 406,811 Tobacco taxes 120,463 126,449 120,463 126,449 Intergovermental shared revenues 496,879 453,074 496,879 453,074 Investment earnings 56,800 130,579 6,439 24,673 63,239 155,252 Miscellaneous revenue 461,616 309,073 4,097 461,616 313,170 Gain (loss) on disposal of assets 62,244 177,306 217,494 62,244 394,800 Total general revenues 41,366,594 35,660,110 6,439 246,264 41,373,033 35,906,374 Total revenues 54,194,456 50,182,325 9,348,705 9,046,181 63,543,161 59,228,506 Governmental Business-Type Activities Activities Totals City of Prattville, Alabama Management’s Discussion and Analysis September 30, 2021 7 2021 2020 2021 2020 2021 2020 Expenses General government 11,667,746 9,533,096 11,667,746 9,533,096 Public safety 19,266,236 18,361,213 19,266,236 18,361,213 Public works 6,769,825 6,930,579 6,769,825 6,930,579 Cultural and recreational 3,339,664 3,068,326 3,339,664 3,068,326 Interest and fiscal charges 982,040 591,323 982,040 591,323 Wastewater 5,253,005 4,494,416 5,253,005 4,494,416 Sanitation 3,072,318 2,471,008 3,072,318 2,471,008 Total expenses 42,025,511 38,484,537 8,325,323 6,965,424 50,350,834 45,449,961 Excess before transfers 12,168,945 11,697,788 1,023,382 2,080,757 13,192,327 13,778,545 Transfers (814,950) 81,247 814,950 (81,247) Change in net position 11,353,995 11,779,035 1,838,332 1,999,510 13,192,327 13,778,545 Net position - beginning 63,415,056 51,636,021 14,630,133 12,630,623 78,045,189 64,266,644 Net position - ending 74,769,051$ 63,415,056$ 16,468,465$ 14,630,133$ 91,237,516$ 78,045,189$ Governmental Business-Type Activities Activities Totals Expenses and Program Revenues for Governmental Activities Governmental activities increased the City’s net position by $11,353,995 for fiscal year 2021. The key elements of the increase in net position are the increases in revenue from the prior year as follows: •Overall increase in general and program revenues of $4,012,131, including an increase of $1,281,740 in charges for services, and increase of $985,060 in operating grants and contributions, and an increase of $4,834,200 in sales and use taxes. - 5,000,000 10,000,000 15,000,000 20,000,000 25,000,000 Generalgovernment Public safety Public works Cultural andrecreational Interest and fiscalcharges Expenses and Program Revenue -Governmental Activities 2021 Expenses 2021 Revenues 2020 Expenses 2020 Revenues City of Prattville, Alabama Management’s Discussion and Analysis September 30, 2021 8 17% 5% 2% 60% 6% 4% 2%1% 1%0%1%0% 1%0% Revenue By Source -Governmental Activities -FY 2021 Charges for services Operating grants and contributions Capital grants and contributions Sales and use taxes Real and personal property taxes Lodging taxes Local gasoline taxes Alcoholic beverage taxes Rental taxes Tobacco taxes Unrestricted shared revenues Investment earnings Miscellaneous Gain on disposal of assets 17% 4% 9% 55% 6% 4% 2%1%1%0%0%1% 0% Revenues By Source -Govermental Activites -FY 2020 Charges for services Operating grants and contributions Capital grants and contributions Sales and use taxes Real and personal property taxes Lodging taxes Local gasoline taxes Alcoholic beverage taxes Rental taxes Tobacco taxes Investment earnings Miscellaneous Loss on disposal of assets City of Prattville, Alabama Management’s Discussion and Analysis September 30, 2021 9 Expenses and Program Revenues for Business-Type Activities Business-type activities increased the City’s net position by $1,838,332. Key elements of this change in net position are as follows: •Wastewater operating expenses increased by $758,589, primarily due to an increase in depreciation expense. Wastewater operating revenues increased by $359,397, which is due in part to an increase sewer impact fee collections related to continued growth and construction in residential areas of the City. •Sanitation operating expenses increased by $601,310, which is due in part to increases in tipping fees, pension expense, and salaries and benefits related to filling positions. Sanitation operating revenues increased by $183,825, which is due in part to new customers related to the City’s growth and an increase in the sanitation service fee of $1 per month beginning on January 1, 2021. The City has also implemented multiple recyling programs, which decreased the amount of solid waste to be disposed of and increased recycling revenue generated. 0 1,000,000 2,000,000 3,000,000 4,000,000 5,000,000 6,000,000 7,000,000 Wastewater Sanitation Expenses and Program Revenue -Business-Type Activities 2021 Expenses 2021 Revenues Financial Analysis of the City’s Funds As noted earlier, the City uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. Governmental funds - The focus of the City’s governmental funds is to provide information on near-term inflows, outflows, and balances of expendable resources. Governmental fund types include general, debt service, capital projects, and special revenue funds. Such information is useful in assessing the City’s financing requirements. Specifically, unassigned fund balance can be a useful measure of a government’s net resources available for spending at the end of the fiscal year. The general fund is the chief operating fund of the City. City of Prattville, Alabama Management’s Discussion and Analysis September 30, 2021 10 As of September 30, 2021, governmental funds reported a combined ending fund balance of $24,475,319, a decrease of $1,511,759 compared to the prior year. Of this balance, $134,033 is not available for new spending because it is a prepaid item; $2,848,900 is restricted for law enforcement, road projects, capital projects, Elmore County district improvements, cultural arts, and debt service; $999,922 is committed to capital projects, public facilities, infrastructure, parks and recreation, and education; and $8,153,360 is assigned for capital projects, facilities improvements, infrastructure, fire training, capital equipment, economic development reserve, and other purposes. The fund balance of the General Fund decreased $1,912,141 during the current fiscal year after other financing sources and uses. Total revenue increased $8,530,893 as compared to the prior year primarily due to an increase in taxes revenue. Transfers out increased by $11,233,088 due to transfers to the debt service fund to pay off Series 2013-A, 2014, and 2015 warrants. The fund balance of the Capital Projects Fund increased $131,494 during the current fiscal year after other financing sources and uses, primarily due to proceeds from the issuance of long-term debt. The fund balance of the Debt Service Fund decreased $19 during the current fiscal year. The fund balance of the Gas Tax Special Revenue Fund increased $284,737 during the current fiscal year. This increase in the fund balance was the result of an increase in intergovernmental revenues and a decrease in paving project expenditures. The fund balance of the Judicial Special Revenue Fund decreased $15,830 during the current fiscal year after other financing uses and uses. The decrease in the fund balance was primarily the result of decreased revenue due to court closures caused by the coronavirus pandemic. Enterprise funds - The City’s proprietary funds provide the same type of information found in the government-wide financial statements, but in more detail. Unrestricted net position of the enterprise funds at the end of the year amounted to $3,955,320. The Wastewater Fund had an overall increase in net position of $1,224,026, and the Sanitation Fund had an overall increase in net position of $614,306. Internal service fund - Internal service funds are designed to recover the internal costs of government services provided to other funds. At September 30, 2021, the internal service fund reported a deficit of $309,280 for its net position balance. Contributions remained the same as the prior year for all participating funds for the year ended September 30, 2021. For 2021, the Enterprise funds funded the exact allocation of costs. Capital Assets and Long-Term Debt Administration Capital assets - The City’s net investment in capital assets for its governmental and business-type activities as of September 30, 2021 was $82,888,686. This investment in capital assets includes land, construction in progress, buildings and improvements, land improvements, vehicles, equipment, and infrastructure. City of Prattville, Alabama Management’s Discussion and Analysis September 30, 2021 11 Major capital asset additions during the year include: • Increases in construction in progress of $11,599,743, net of $4,817,376 placed in service • Purchases of vehicles of $863,175 • Purchases of office, nonoffice, and computer equipment of $1,251,771 Governmental Business-Type Activities Activities Total Land 2,941,194$ 1,257,019$ 4,198,213$ Construction in progress 8,772,352 4,123,630 12,895,982 Buildings and building improvements 8,221,589 2,925,935 11,147,524 Land improvements 933,222 929,743 1,862,965 Vehicles 2,207,595 847,719 3,055,314 Office, nonoffice, and computer equipment 3,295,766 589,765 3,885,531 Infrastructure 56,223,338 33,951,716 90,175,054 Totals, net of accumulated depreciation 82,595,056$ 44,625,527$ 127,220,583$ Additional information on the City’s capital assets can be found in Note 4 of the financial statements. Long-term debt - As of September 30, 2021, the governmental activities had total debt outstanding of $14,514,291 and the business-type activities had a total debt outstanding of $33,607,072. 2021 2020 Change General obligation warrants 15,548,066$ 29,880,979$ (14,332,913)$ Warrants from direct placements 30,537,248 27,237,766 3,299,482 Capital leases 578,163 687,172 (109,009) Limited obligation warrant 1,457,886 1,470,636 (12,750) Totals 48,121,363$ 59,276,553$ (11,155,190)$ The City of Prattville, Alabama’s total debt outstanding decreased by $11,155,190 during the current fiscal year. During 2021, the City issued General Obligation Warrant, Series 2020-D in the amount of $4,650,000 and General Obligation Warrant, Series 2021-CWSRF-DL in the amount of $315,000. Additional information on the City’s long-term debt can be found in Note 6 of the financial statements. Budgetary Highlights for the Fiscal Year Ending September 30, 2021 Budget to actual statements and schedules are provided in the financial statements for the General Fund, Gas Tax Special Revenue Fund, Judicial Special Revenue Fund, Capital Projects Fund, and Debt Service Fund. Columns are provided for both the original adopted budget as well as the final budget. These budgets are followed by columns for actual expenditures and for variances between the final budget and actual expenditures. As of September 30, 2021, actual revenues for the General Fund were more than the budgeted amount by $4,347,026, or 9.13%. Sales and use taxes were $2,844,394 more than budgeted due to increased sales primarily as a result of an overall improvement in economic conditions. As of September 30, 2021, actual expenditures for the General Fund were less than the budgeted amount by $2,384,740 or 6.26%. City of Prattville, Alabama Management’s Discussion and Analysis September 30, 2021 12 Economic Factors and Year 2022 Budget Economic conditions for the City remain stable in the current environment. • The City relies on taxes, fees, fines, and charges for services to fund their governmental activities. The primary source of revenue is sales and use taxes, which comprised approximately 60% of general fund revenues in fiscal year 2021. In the current economic climate, the City has renewed a one cent sales tax that has been in place since October 2012 and reallocated said tax to be used for general fund reserves, economic development, education, parks and recreation facilities, infrastructure and public facilities. The new allocation will be reflected in the 2022 budget. • The unemployment rate for Autauga County, where the City is primarily located, is currently 2.7%, which is a decrease compared to the prior year. The unemployment rate for the City is 2.6%. The unemployment rate compares favorably to both the state’s current unemployment rate of 3.3% and to the national average rate of 5.3%. • The level of taxes, fees, and charges for services have a direct bearing on the City’s ability to (a) annex additional land into its corporate limits and (b) encourage development (office, retail, residential, and industrial) to choose to be located in the jurisdiction. The City places emphasis on encouraging both annexation and strategic economic development. Requests for Information This financial report is designed to provide our citizens, taxpayers, customers, investors, and creditors with a general overview of the City of Prattville, Alabama’s finances and to demonstrate the City’s accountability and fiscal responsibility. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the City Clerk, 101 West Main Street, Prattville, Alabama 36067. Basic Financial Statements City of Prattville, Alabama Statement of Net Position September 30, 2021 The accompanying notes are an integral part of these financial statements. 13 Autauga-HistoricPrattvillePrattvillePrattvilleGovernmental Business-Type Public Airport Redevelopment Activities Activities Total Library Authority Authority Assets Cash and cash equivalents 23,410,557$ 5,673,058$ 29,083,615$ 339,782$ 249,633$ 103,037$ Interfund balances 131,609 (131,609) Accounts receivable, net 476,490 758,705 1,235,195 4,543 Taxes receivable 3,265,509 3,265,509 Intergovernmental receivables 229,389 525,000 754,389 Inventory 59,256 Prepaid items 134,033 24,952 158,985 11,394 Restricted assets Cash and cash equivalents 1,542,980 377,468 1,920,448 104,749 Other 816,142 1,117,222 1,933,364 Mortgage receivable 200,000 Capital assets, not depreciated 11,713,546 5,380,649 17,094,195 3,374,336 1,076,250 Capital assets, net ofaccumulated depreciation 70,881,510 39,244,878 110,126,388 19,145 4,819,005 2,372,243 Total assets 112,601,765 52,970,323 165,572,088 370,321 8,506,773 3,856,279 Deferred Outflows of Resources Pension related items 4,088,709 507,569 4,596,278 92,835 OPEB related items 1,191,303 1,191,303 Total deferred outflows of resources 5,280,012 507,569 5,787,581 92,835 Liabilities Accounts payable 1,739,233 615,244 2,354,477 207 39,439 13,573 Accrued liabilities 435,457 51,146 486,603 9,427 Accrued interest 41,058 282,906 323,964 10,451 Unearned revenues 3,078,812 3,078,812 48,300 Other liabilities 531,974 28,081 560,055 Long-term liabilitiesPortion due or payable in oneyear Long-term debt 1,002,253 907,250 1,909,503 36,723 120,000 Compensated absences 384,706 165,081 549,787 Portion due or payable after one year Long-term debt 13,512,038 32,699,822 46,211,860 290,521 4,040,153 Compensated absences 1,054,420 110,033 1,164,453 7,641 Net pension liability 17,318,142 2,149,864 19,468,006 161,845 Total OPEB liability 4,014,633 4,014,633 Total liabilities 43,112,726 37,009,427 80,122,153 227,420 366,683 4,184,177 Net Position Net investment in capital assets 70,375,541 12,513,145 82,888,686 19,145 7,866,097 (711,660) Restricted Law enforcement 219,805 219,805 Road projects 485,603 485,603 Capital projects 1,170,245 1,170,245 Elmore County district improvements 930,043 930,043 Cultural arts 41,252 41,252 Debt service 1,952 1,952 104,749 Airport improvements 34,157 Unrestricted 1,544,610 3,955,320 5,499,930 216,591 239,836 279,013 Total net position 74,769,051$ 16,468,465$ 91,237,516$ 235,736$ 8,140,090$ (327,898)$ Component UnitsPrimary Government City of Prattville, Alabama Statement of Activities For the Year Ended September 30, 2021 The accompanying notes are an integral part of these financial statements. 14 Operating Capital Autauga-Prattville Historic PrattvilleCharges for Grants and Grants and Governmental Business-Type Prattville Airport Redevelopment Expenses Services Contributions Contributions Activities Activities Total Public Library Authority Authority Functions/Programs Primary government Governmental activities General government 11,667,746$ 7,481,888$ 2,587,203$ 346,317$ (1,252,338)$ (1,252,338)$ Public safety 19,266,236 1,076,420 268,184 36,750 (17,884,882) (17,884,882) Public works 6,769,825 416,925 (6,352,900) (6,352,900) Cultural and recreational 3,339,664 614,175 (2,725,489) (2,725,489) Interest and fiscal charges 982,040 (982,040) (982,040) Total governmental activities 42,025,511 9,172,483 2,855,387 799,992 (29,197,649) (29,197,649) Business-type activities Wastewater 5,253,005 6,360,143 1,107,138$ 1,107,138 Sanitation 3,072,318 2,982,123 (90,195) (90,195) Total business-type activities 8,325,323 9,342,266 1,016,943 1,016,943 Total primary government 50,350,834$ 18,514,749$ 2,855,387$ 799,992$ (29,197,649) 1,016,943 (28,180,706) Component units Autauga-Prattville Public Library 696,508$ 17,685$ 105,280$ (573,543)$ Prattville Airport Authority 874,190 324,031 153,414$ (396,745)$ Historic Prattville RedevelopmentAuthority 837,694 249,000 (588,694)$ Total component units 2,408,392$ 590,716$ 105,280$ 153,414$ (573,543) (396,745) (588,694) General revenues Sales and use taxes 32,422,803 32,422,803 Real and personal property taxes 3,280,632 3,280,632 Lodging taxes 2,380,696 2,380,696Local gasoline taxes 1,144,666 1,144,666Alcoholic beverage taxes 478,991 478,991 Rental taxes 460,804 460,804 Tobacco taxes 120,463 120,463 Unrestricted shared revenues 496,879 496,879 Investment earnings 56,800 6,439 63,239 193 256 24 Miscellaneous revenue 461,616 461,616City appropriation 320,000 110,000 41,256 County appropriation 205,500 Gain on disposal of assets 62,244 62,244 11,500 Transfers (814,950) 814,950 Total general revenues and transfers 40,551,644 821,389 41,373,033 525,693 110,256 52,780 Change in Net Position 11,353,995 1,838,332 13,192,327 (47,850) (286,489) (535,914) Net Position - Beginning 63,415,056 14,630,133 78,045,189 283,586 8,426,579 208,016 Net Position - Ending 74,769,051$ 16,468,465$ 91,237,516$ 235,736$ 8,140,090$ (327,898)$ Program Revenues Component Units Net (Expense) Revenue and Changes in Net Position Primary Government City of Prattville, Alabama Balance Sheet Governmental Funds September 30, 2021 The accompanying notes are an integral part of these financial statements. 15 Gas Tax Judicial Capital Debt Special Special Total General Projects Service Revenue Revenue Governmental Fund Fund Fund Fund Fund Funds Assets Cash and cash equivalents 18,577,265$ 4,055,851$ 475,321$ 286,037$ 23,394,474$ Accounts receivable, net 365,005 365,005 Taxes receivable 3,218,371 47,138 3,265,509 Intergovernmental receivables 184,777 44,612 229,389 Due from other funds 292,820 1,362 294,182 Prepaid items 133,803 230 134,033 Restricted assets Cash and cash equivalents 1,223,478 317,550 1,952$ 1,542,980 Other 816,142 816,142 Total assets 23,810,742$ 5,422,820$ 1,952$ 519,933$ 286,267$ 30,041,714$ Liabilities Accounts payable 612,884$ 650,410$ 34,330$ 34,953$ 1,332,577$ Accrued liabilities 427,103 8,354 435,457 Other liabilities 266,270 265,704 531,974 Unearned revenues 3,078,812 3,078,812 Due to other funds 112,185 20,195 132,380 Total liabilities 4,385,069 762,595 34,330 329,206 5,511,200 Deferred Inflows of Resources Unavailable revenue 55,195 55,195 Fund Balances Nonspendable Prepaid items 133,803 230 134,033 Restricted Law enforcement 219,805 219,805 Road projects 485,603 485,603 Capital projects 36,553 1,133,692 1,170,245 Elmore County district improvements 930,043 930,043 Cultural arts 41,252 41,252 Debt service 1,952$ 1,952 Committed Capital projects 390,510 390,510 Public facilities 152,353 152,353 Infrastructure 152,353 152,353 Parks and recreation 152,353 152,353 Education 152,353 152,353 Assigned Capital projects 2,043,621 2,043,621 Facilities improvements 370,171 370,171 Infrastructure 771,329 771,329 Fire training 40,917 40,917 Capital equipment reserve 196,353 196,353 Economic development reserve 1,632,094 1,632,094 Other purposes 2,832,997 265,878 3,098,875 Unassigned (deficit)12,382,273 (43,169) 12,339,104 Total fund balances 19,425,673 4,605,030 1,952 485,603 (42,939) 24,475,319 Total liabilities, deferred inflows of resources, and fund balances 23,810,742$ 5,422,820$ 1,952$ 519,933$ 286,267$ 30,041,714$ City of Prattville, Alabama Reconciliation of Balance Sheet of Governmental Funds to Statement of Net Position September 30, 2021 The accompanying notes are an integral part of these financial statements. 16 Differences in amounts reported for governmental activities in the statement of net position: Total fund balances - governmental funds 24,475,319$ Land 2,941,194$ Construction in progress 8,772,352 8,221,589 933,222 2,207,595 Office, nonoffice, and computer equipment, net of $4,998,233 accumulated depreciation 3,295,766 56,223,338 Total capital assets 82,595,056 55,195 (309,281) Pension related deferred outflows 4,088,709 OPEB related deferred outflows 1,191,303 Total deferred outflows and inflows of resources 5,280,012 Accrued interest payable (41,058) Warrants from direct placements (12,478,242) Capital leases (578,163) Limited obligation warrant (1,457,886) Compensated absences (1,439,126) Net pension liability (17,318,142) Total OPEB liability (4,014,633) Total long-term liabilities (37,327,250) Net position of governmental activities 74,769,051$ Internal service funds are used by management to charge the costs of employee medical insurance to individual funds.The assets and liabilities of the internal service fund are included in governmental activities in the statement of net position. Capital assets used in governmental activities are not financial resources and, therefore, are not reported in the governmental funds. Those assets consist of: Deferred outflows and inflows of resources are applicable to future periods and, therefore, are not reported in the governmental funds. Long-term liabilities are not due and payable in the current period and,therefore,are not reported in the governmental funds. Infrastructure, net of $15,996,290 accumulated depreciation Land improvements, net of $4,904,510 accumulated depreciation Buildings and building improvements, net of $2,430,065 accumulated depreciation Vehicles, net of $6,305,099 accumulated depreciation Revenues that are not available to pay for current period expenditures and,therefore, are reported as deferred inflows of resources in the governmental funds. City of Prattville, Alabama Statement of Revenues, Expenditures, and Changes in Fund Balances Governmental Funds For the Year Ended September 30, 2021 The accompanying notes are an integral part of these financial statements. 17 Gas Tax Judicial Capital Debt Special Special Total General Projects Service Revenue Revenue Governmental Fund Fund Fund Fund Fund Funds Revenues Taxes 39,827,998$ 461,057$ 40,289,055$ Licenses and permits 6,709,219 6,709,219 Intergovernmental revenues 3,389,016 3,375,009 485,584$ 7,249,609 Charges for services 1,563,819 1,563,819 Fines and forfeitures 126,776 772,669$ 899,445 Investment earnings 51,385 5,096 2$ 170 56,653 Miscellaneous revenues 275,066 275,066 Total revenues 51,943,279 3,841,162 2 485,754 772,669 57,042,866 Expenditures Current General government 9,007,867 336,603 9,344,470 Public safety 14,907,313 633,887 15,541,200 Public works 5,088,478 170,240 243,740 5,502,458 Cultural and recreational 2,955,058 2,955,058 Capital outlay 1,983,090 8,630,247 11,150 10,624,487 Debt service Principal payments 12,749 14,722,234 14,734,983 Interest and fiscal charges 24,500 993,009 1,017,509 Total expenditures 33,954,555 8,824,987 15,715,243 243,740 981,640 59,720,165 Excess of revenues over (under) expenditures 17,988,724 (4,983,825) (15,715,241) 242,014 (208,971) (2,677,299) Other Financing Sources (Uses) Sale of capital assets 109,834 109,834 Transfers in 685,290 15,715,222 42,723 253,141 16,696,376 Transfers out (20,010,699) (534,971) (60,000) (20,605,670) Issuance of long-term debt 4,965,000 4,965,000 Total other financing sources (uses)(19,900,865) 5,115,319 15,715,222 42,723 193,141 1,165,540 Net Changes in Fund Balances (1,912,141) 131,494 (19) 284,737 (15,830) (1,511,759) Fund Balances - Beginning 21,337,814 4,473,536 1,971 200,866 (27,109) 25,987,078 Fund Balances - Ending 19,425,673$ 4,605,030$ 1,952$ 485,603$ (42,939)$ 24,475,319$ City of Prattville, Alabama Reconciliation of Statement of Revenues, Expenditures, and Changes in Fund Balances of Governmental Funds to Statement of Activities For the Year Ended September 30, 2021 The accompanying notes are an integral part of these financial statements. 18 Differences in amounts reported for governmental activities in the statement of activities: Net change in fund balances - total governmental funds (1,511,759)$ 10,624,487 614,900 (3,073,715) (47,591) Long-term debt proceeds (4,965,000) 14,734,983 Accrued interest payable 106,096$ Compensated absences 21,183 Change in net pension liability and related deferred amounts (1,066,088) Change in total OPEB liability and related deferred amounts (208,412) (1,147,221) (70,626) (3,712,251) (92,212) Change in net position of governmental activities 11,353,995$ Some expenses reported in the statement of activities do not require the use of current financial resources and,therefore,are not reported as expenditures in governmental funds: Governmental funds report the effect of premiums,discounts,and deferred loss on refunding,whereas these amounts are deferred and amortized in the statement of activities. Internal service funds are used by management to charge the costs of employee medical insurance to individual funds.The net income (expense)of certain activities of internal service funds is reported with governmental activities. Revenues are reported in the funds when there is an established claim to the resources and the resources are available to finance current expenditures.Revenues are reported in the statement of activities when there is an established claim with no availability criterion. Capital outlay,reported as expenditures in governmental funds,is shown as capital assets in the statement of net position. Donations of capital assets increase net position in the statement of net position but do not appear in the governmental funds because they are not financial resources. Depreciation expense on governmental capital assets included in the governmental activities in the statement of activities. The net effect of transactions involving the disposal of capital assets is to decrease net position in the statement of net position. Debt proceeds provide current fiscal resources to the governmental funds and thus contribute to the change in fund balance.However,issuing debt increases long-term liabilities in the statement of net position: The repayment of the principal of long-term debt consumes the current financial resources of governmental funds but has no effect on net position. City of Prattville, Alabama Statement of Revenues, Expenditures, and Changes in Fund Balances - Budget to Actual General Fund For the Year Ended September 30, 2021 The accompanying notes are an integral part of these financial statements. 19 Actual Amounts Variance With Original Final Budgetary Basis Final Budget Revenues Taxes Sales and use taxes 27,610,750$ 29,578,409$ 32,422,803$ 2,844,394$ Real and personal property taxes 3,071,500 3,071,500 3,280,632 209,132 Lodging taxes 1,900,000 1,900,000 1,919,639 19,639 Local gasoline taxes 1,050,000 1,050,000 1,144,666 94,666 Alcoholic beverage taxes 395,000 395,000 478,991 83,991 Rental taxes 420,000 420,000 460,804 40,804 Tobacco taxes 125,000 125,000 120,463 (4,537) Total taxes 34,572,250 36,539,909 39,827,998 3,288,089 Licenses and permits Business licenses 5,499,000 5,499,000 5,499,724 724 Franchise fees 550,000 550,000 523,585 (26,415) Building permits and inspection fees 514,250 514,250 684,480 170,230 Yard sale and special event permits 3,800 3,800 1,430 (2,370) Total licenses and permits 6,567,050 6,567,050 6,709,219 142,169 Intergovernmental revenues Shared 250,000 250,000 496,879 246,879 Grants 238,855 2,472,163 2,892,137 419,974 Total intergovernmental revenues 488,855 2,722,163 3,389,016 666,853 Charges for services Ambulance fees 795,000 858,182 942,819 84,637 Fire training tuition 20,000 20,000 6,824 (13,176) Parks and recreation 464,350 464,350 588,189 123,839 Performing and creative arts 57,500 57,500 25,987 (31,513) Total charges and fees for services 1,336,850 1,400,032 1,563,819 163,787 Fines and forfeitures Drug confiscation proceeds 88,071 88,071 Penalties and other fees 57,000 57,000 30,316 (26,684) Accident reports 9,000 9,000 8,389 (611) Total fines and forfeitures 66,000 66,000 126,776 60,776 Investment earnings Interest 125,000 125,000 51,385 (73,615) Miscellaneous revenues Donations 2,000 2,000 16,450 14,450 Insurance proceeds 50,000 50,000 141,967 91,967 Tower rent 21,700 21,700 21,907 207 Miscellaneous income 86,149 102,399 94,742 (7,657) Total miscellaneous revenues 159,849 176,099 275,066 98,967 Total revenues 43,315,854 47,596,253 51,943,279 4,347,026 Budgeted Amounts City of Prattville, Alabama Statement of Revenues, Expenditures, and Changes in Fund Balances - Budget to Actual General Fund For the Year Ended September 30, 2021 The accompanying notes are an integral part of these financial statements. 20 Actual Amounts Variance With Original Final Budgetary Basis Final Budget Expenditures General government Executive 762,815$ 714,450$ 536,058$ 178,392$ Legislative 156,205 156,205 141,303 14,902 Finance 671,545 671,545 636,996 34,549 City clerk 207,326 207,326 196,185 11,141 Human resources 836,569 2,253,243 1,791,163 462,080 Information technology 1,995,686 2,028,186 2,101,049 (72,863) Vehicle maintenance 325,797 325,797 302,145 23,652 Sales tax incentives 1,320,000 1,320,000 1,601,693 (281,693) Building 373,487 373,487 339,627 33,860 City/County services 270,000 270,000 270,000 Community initiatives 611,801 688,601 486,101 202,500 Appropriations 699,000 699,000 722,791 (23,791) Total general government 8,230,231 9,707,840 9,125,111 582,729 Public safety Police 8,191,980 7,891,980 7,566,268 325,712 Fire 7,271,650 7,298,784 7,382,303 (83,519) Total public safety 15,463,630 15,190,764 14,948,571 242,193 Public works General public works 508,932 508,932 470,436 38,496 Planning and development 1,021,540 1,021,540 1,002,239 19,301 Urban management 1,714,842 1,714,842 1,701,586 13,256 Engineering 1,448,504 1,318,653 1,089,640 229,013 Facilities maintenance 665,496 665,496 662,541 2,955 Total public works 5,359,314 5,229,463 4,926,442 303,021 Cultural and recreational Parks and recreation 2,567,032 2,567,032 2,639,119 (72,087) Performing and creative arts 385,755 385,755 314,380 71,375 Other 192,000 192,000 192,000 Total cultural and recreational 3,144,787 3,144,787 2,953,499 191,288 Capital outlay 1,440,829 4,784,489 3,722,731 1,061,758 Debt service Principal payments 16,500 16,500 12,749 3,751 Total expenditures 33,655,291 38,073,843 35,689,103 2,384,740 Excess of revenues over expenditures 9,660,563 9,522,410 16,254,176 6,731,766 Budgeted Amounts City of Prattville, Alabama Statement of Revenues, Expenditures, and Changes in Fund Balances - Budget to Actual General Fund For the Year Ended September 30, 2021 The accompanying notes are an integral part of these financial statements. 21 Actual Amounts Variance With Original Final Budgetary Basis Final Budget Other Financing Sources (Uses) Sale of capital assets 65,000$ 65,000$ 109,834$ 44,834$ Transfers to Wastewater Fund (111,163) (111,163) Transfers to Capital Projects Fund (685,290) (685,290) Transfers to Debt Service Fund (9,343,667) (15,262,417) (15,180,251) 82,166 Transfers to Gas Tax Fund (42,723) (42,723) (42,723) Transfers to Judicial Special Revenue Fund (222,614) (222,614) (253,141) (30,527) Transfers to Sanitation Fund (703,787) (703,787) Transfers to Internal Service Fund (3,030,000) (3,034,344) (3,034,344) Total other financing sources (uses)(12,574,004) (18,497,098) (19,900,865) (1,403,767) Net change in fund balance, budgetary basis (2,913,441)$ (8,974,688)$ (3,646,689) 5,327,999$ Adjustment for reconciling items to adjust from budgetary basis to modified accrual basis Change in encumbrances 1,734,548 Net Change in Fund Balance, Modified Accrual Basis (1,912,141) Fund Balance - Beginning 21,337,814 Fund Balance - Ending 19,425,673$ Budgeted Amounts City of Prattville, Alabama Statement of Revenues, Expenditures, and Changes in Fund Balances - Budget to Actual Gas Tax Special Revenue Fund For the Year Ended September 30, 2021 The accompanying notes are an integral part of these financial statements. 22 Actual Amounts Variance With Original Final Budgetary Basis Final Budget Revenues Intergovernmental revenues State gasoline and lubricating oil excise tax 456,000$ 456,000$ 485,584$ 29,584$ Interest income 200 200 170 (30) Total revenues 456,200 456,200 485,754 29,554 Expenditures Public works 498,923 498,923 243,740 255,183 Excess of revenues under expenditures (42,723) (42,723) 242,014 284,737 Other Financing Sources Transfers from General Fund 42,723 42,723 42,723 Net change in fund balance, budgetary basis -$ -$ 284,737 284,737$ Net Change in Fund Balance, Modified Accrual Basis 284,737 Fund Balance - Beginning 200,866 Fund Balance - Ending 485,603$ Budgeted Amounts City of Prattville, Alabama Statement of Revenues, Expenditures, and Changes in Fund Balances - Budget to Actual Judicial Special Revenue Fund For the Year Ended September 30, 2021 The accompanying notes are an integral part of these financial statements. 23 Actual Amounts Variance With Original Final Budgetary Basis Final Budget Revenues Fines and forfeitures 778,200$ 778,200$ 772,669$ (5,531)$ Expenditures General government Judicial 318,730 318,730 334,659 (15,929) Public safety Police 622,084 622,084 633,887 (11,803) Capital outlay 11,150 (11,150) Total expenditures 940,814 940,814 979,696 (27,732) Excess of revenues over expenditures (162,614) (162,614) (207,027) (33,263) Other Financing Uses Transfers from General Fund 222,614 222,614 253,141 30,527 Transfers to Internal Service Fund (60,000) (60,000) (60,000) Total other financing sources 162,614 162,614 193,141 30,527 Net change in fund balance, budgetary basis -$ -$ (13,886) (2,736)$ Adjustment for reconciling items to adjust from budgetary basis to modified accrual basis Change in encumbrances (1,944) Net Change in Fund Balance, Modified Accrual Basis (15,830) Fund Balance - Beginning (27,109) Fund Balance - Ending (42,939)$ Budgeted Amounts City of Prattville, Alabama Statement of Net Position Proprietary Funds September 30, 2021 The accompanying notes are an integral part of these financial statements. 24 Governmental Activities Total Enterprise Internal Service Wastewater Sanitation Funds Fund Assets Current assets Cash and cash equivalents 5,286,598$ 386,460$ 5,673,058$ 16,083$ Accounts receivables, net 523,489 235,216 758,705 111,485 Intergovernmental receivables 525,000 525,000 Prepaid items 6,029 18,923 24,952 Total current assets 6,341,116 640,599 6,981,715 127,568 Noncurrent assets Restricted assets Cash and cash equivalents 377,468 377,468 Other 1,117,222 1,117,222 Capital assets, not being depreciated 5,041,995 338,654 5,380,649 Capital assets, net of accumulated depreciation 38,589,111 655,767 39,244,878 Total noncurrent assets 45,125,796 994,421 46,120,217 Total assets 51,466,912 1,635,020 53,101,932 127,568 Deferred Outflows of Resources Pension related items 316,552 191,017 507,569 Liabilities Current liabilities Accounts payable 539,788 75,456 615,244 201,126 Accrued liabilities 31,008 20,138 51,146 205,530 Accrued interest 282,906 282,906 Other liabilities 13,274 14,807 28,081 Due to other funds 33,713 97,896 131,609 30,192 Current portion of long-term debt 907,250 907,250 Current portion of compensated absences 165,081 165,081 Total current liabilities 1,973,020 208,297 2,181,317 436,848 Noncurrent liabilities Long-term debt 32,699,822 32,699,822 Compensated absences 55,793 54,240 110,033 Net pension liability 1,340,790 809,074 2,149,864 Total noncurrent liabilities 34,096,405 863,314 34,959,719 Total liabilities 36,069,425 1,071,611 37,141,036 436,848 Net Position Net investment in capital assets 11,518,724 994,421 12,513,145 Unrestricted (deficit)4,195,315 (239,995) 3,955,320 (309,280) Total net position 15,714,039$ 754,426$ 16,468,465$ (309,280)$ Business-Type Activities City of Prattville, Alabama Statement of Revenues, Expenses, and Changes in Net Position Proprietary Funds For the Year Ended September 30, 2021 The accompanying notes are an integral part of these financial statements. 25 Governmental Activities Total Enterprise Internal Service Wastewater Sanitation Funds Fund Operating Revenues Charges and services 6,360,143$ 2,982,123$ 9,342,266$ 1,041,911$ Operating Expenses Cost of sales and services 439,375 917,309 1,356,684 Salaries and benefits 1,754,125 1,309,174 3,063,299 Repairs and maintenance 79,962 217,749 297,711 Utilities 490,237 6,705 496,942 Insurance 95,518 59,063 154,581 Other 53,242 31,035 84,277 566,619 Depreciation 1,190,612 290,234 1,480,846 Benefits paid 4,141,995 Total operating expenses 4,103,071 2,831,269 6,934,340 4,708,614 Operating income (loss)2,257,072 150,854 2,407,926 (3,666,703) Nonoperating Revenues (Expenses) Loss on disposal of assets (2,838) (2,838) Investment earnings 5,726 713 6,439 147 Interest and fiscal charges (907,097) (1,048) (908,145) Total nonoperating revenues (expenses)(904,209) (335) (904,544) 147 Net income (loss) before capital contributions and transfers 1,352,863 150,519 1,503,382 (3,666,556) Transfers in 111,163 703,787 814,950 3,574,344 Transfers out (240,000) (240,000) (480,000) Change in Net Position 1,224,026 614,306 1,838,332 (92,212) Net Position - Beginning 14,490,013 140,120 14,630,133 (217,068) Net Position - Ending 15,714,039$ 754,426$ 16,468,465$ (309,280)$ Business-Type Activities City of Prattville, Alabama Statement of Cash Flows Proprietary Funds For the Year Ended September 30, 2021 The accompanying notes are an integral part of these financial statements. 26 Governmental Activities Total Enterprise Internal Service Wastewater Sanitation Funds Funds Cash Flows From (Used For) Operating Activities Receipts from customers 6,268,450$ 2,987,086$ 9,255,536$ Receipts from interfund services provided 1,105,081$ Payments to suppliers (685,106) (1,231,809) (1,916,915) (4,786,983) Payments to employees (1,638,596) (1,210,019) (2,848,615) Net cash from (used for) operating activities 3,944,748 545,258 4,490,006 (3,681,902) Cash Flows From (Used For) Noncapital Financing Activities Transfers to other funds (240,000) (240,000) (480,000) Transfers from other funds 111,163 703,787 814,950 3,574,344 Net cash payments from (to) other funds (71,443) (550,345) (621,788) 29,988 Net cash from (used for) noncapital financing activities (200,280) (86,558) (286,838) 3,604,332 Cash Flows From (Used For) Capital and Related Financing Activities Acquisition and construction of capital assets (4,005,042) (4,005,042) Principal paid on long-term debt (785,000) (187,294) (972,294) Capital contributions 225,000 225,000 Interest and fiscal charges paid on long-term debt (910,586) (1,048) (911,634) Net cash from (used for) capital and related financing activities (5,475,628) (188,342) (5,663,970) Cash Flows From (Used For) Investing Activities Interest received 5,726 713 6,439 147 Net Increase (Decrease) in Cash and Cash Equivalents (1,725,434) 271,071 (1,454,363) (77,423) Cash and Cash Equivalents - Beginning 8,506,722 115,389 8,622,111 93,506 Cash and Cash Equivalents - Ending 6,781,288$ 386,460$ 7,167,748$ 16,083$ Reconciliation of Cash and Cash Equivalents Cash and cash equivalents 5,286,598$ 386,460$ 5,673,058$ 16,083$ Restricted assets 1,494,690 1,494,690 6,781,288$ 386,460$ 7,167,748$ 16,083$ Reconciliation of Operating Income (Loss) to Net Cash From (Used For) Operating Activities Operating income (loss)2,257,072$ 150,854$ 2,407,926$ (3,666,703)$ Adjustments to reconcile operating income (loss) to net cash from (used for) operations Depreciation expense 1,190,612 290,234 1,480,846 (Increase) decrease in accounts receivable (91,693) 4,963 (86,730) 63,170 Decrease in prepaid items (1,962) (5,186) (7,148) Increase in deferred outflows of resources (48,038) (45,081) (93,119) Increase (decrease) in accounts payable and accrued liabilities 655,574 158,614 814,188 (78,369) Decrease in deferred inflows of resources (16,817) (9,140) (25,957) Net cash from (used for) operating activities 3,944,748$ 545,258$ 4,490,006$ (3,681,902)$ Business-Type Activities City of Prattville, Alabama Notes to Financial Statements September 30, 2021 27 Note 1 - Summary of Significant Accounting Policies Reporting entity - The City of Prattville, Alabama (the City) was incorporated under the laws of the State of Alabama in 1865 and operates under a Mayor-Council form of government. The Mayor is elected at large and all seven council members are elected by districts for concurrent terms of four years. As required by accounting principles generally accepted in the United States of America, the financial statements of the reporting entity include those of the City of Prattville, Alabama (the primary government) and its component units. The component units discussed below are included in the City’s reporting entity because of the significance of its operational or financial relationship with the City. Each discretely presented component unit is reported in a separate column in the government-wide financial statements to emphasize that it is legally separate from the City. The component unit’s column in the combined financial statements includes the financial data of the Autauga-Prattville Public Library (the Library), the Prattville Airport Authority (the Authority), and the Historic Prattville Redevelopment Authority (the HPRA), which are determined to be component units of the City. The Library operates for the benefit of the City and Autauga County residents. The City annually provides significant operating subsidies to the Library and appoints its governing body. Based on these criteria, the Library is included as a component unit of the City for the year ended September 30, 2021. The Library operates on a fiscal year ending September 30. Financial statements of the Library can be obtained at its administrative office located in Prattville, Alabama. The Authority was established for the purpose of acquiring, operating, constructing, and developing airport and industrial facilities. The City appoints the governing body and became obligated under a federal grant initiated by the Authority in September 2000. Based on this criteria, the Authority is included as a component unit of the City for the year ended September 30, 2021. The Authority also operates on a fiscal year ending September 30. Financial statements of the Authority can be obtained at its administrative office located in Prattville, Alabama. The HPRA was formed to promote trade and commerce by inducing commercial enterprises to upgrade, improve, modernize, and expand existing facilities and to locate new facilities to the central business district of Prattville. The City annually provides operating subsidies to the HPRA and appoints its governing body. Based on this criteria, the HPRA is included as a component unit of the City for the year ended September 30, 2021. The HPRA operates on a fiscal year ending September 30. Financial statements of HPRA can be obtained from the City’s finance department in Prattville, Alabama. The City's officials are also responsible for appointing the members of the boards of other organizations, but the City's accountability for these organizations does not extend beyond making the appointments. These organizations would not be considered component units of the City; therefore, their financial information is not reflected in the City’s financial statements. Government-wide and fund financial statements - The basic financial statements consist of the government- wide financial statements and fund financial statements. Both sets of statements distinguish between governmental and business-type activities. Government-wide financial statements are comprised of the statement of net position and the statement of activities. For the most part, the effect of interfund activity has been removed from these statements. The exception to this is interfund services provided and used which are eliminated in the consolidation process. Governmental activities, which normally are supported by taxes, intergovernmental revenues, and other nonexchange transactions, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. City of Prattville, Alabama Notes to Financial Statements September 30, 2021 28 Note 1 - Summary of Significant Accounting Policies (continued) The statement of activities demonstrates the degree to which the direct expenses of the City’s governmental activities are offset by the City’s program revenues. Direct expenses are those that are clearly identifiable with a specific program or function. Program revenues are classified into three categories: (1) fines, fees, and charges, (2) operating grants and contributions, and (3) capital grants and contributions. Charges for services refer to direct recovery from customers for services rendered. Grants and contributions refer to revenues restricted for specific programs whose use may be restricted further to operational or capital items. The general revenues section displays revenue collected that helps support all functions of government and contribute to the change in the net position for the fiscal year. The fund financial statements follow and report additional and detailed information about operations for major funds individually and nonmajor funds in the aggregate for governmental funds. A reconciliation is provided that converts the results of governmental fund accounting to the government-wide presentations. The City reports the following major governmental funds: General Fund - The General Fund is the City’s primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. Capital Projects Fund - The Capital Projects Fund is used to account for financial resources used for the acquisition or construction of major capital facilities. Debt Service Fund - The Debt Service Fund is used to account for the resources accumulated and payments made for principal and interest on general long-term debt. Gas Tax Special Revenue Fund - The Gas Tax Special Revenue Fund is used to account for proceeds from a state gasoline tax. The use of these funds is restricted to expenditures related to construction, improvements, resurfacing, restoration, and rehabilitation of highways, roads, bridges, and streets. Judicial Special Revenue Fund - The Judicial Special Revenue Fund is used to account for all fines and forfeitures as a result of municipal court operations. The use of these funds is restricted and used for the operation of the municipal court and jail. The City reports the following major proprietary funds: Wastewater - The Wastewater Fund accounts for the revenues and costs related to the provision of sanitary sewer and wastewater treatment services in the City. Sanitation - The Sanitation Fund accounts for the revenues and costs related to the provision of sanitation services in the City. Additionally, the City reports the following fund type: Internal Service Fund - The Internal Service Fund accounts for the operations of the self-insured medical insurance plan provided to other departments of the City on a cost reimbursement basis. Measurement focus, basis of accounting, and financial statement presentation Government-wide financial statements - The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of when the related cash flows take place. Nonexchange transactions, in which the City gives (or receives) value without directly receiving (or giving) equal value in exchange, include property taxes, grants, entitlements, and donations. City of Prattville, Alabama Notes to Financial Statements September 30, 2021 29 Note 1 - Summary of Significant Accounting Policies (continued) On an accrual basis, revenue from property taxes associated with the current fiscal period are considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Grants and similar items are recognized as revenue in the fiscal year in which all eligibility requirements imposed by the provider have been met. Governmental fund financial statements - The governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within 90 days after year end. Sales taxes, gasoline taxes, grants, donations, and interest revenue are all considered to be susceptible to accrual. Unearned revenue arises when assets are recognized before revenue recognition criteria have been satisfied. All other revenue items are considered to be measurable and available only when cash is received by the City. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgements, are recorded only when payment is due. Allocations of cost, such as depreciation and amortization, are not recognized in governmental funds. General capital asset acquisitions are reported as expenditures in governmental funds. Proceeds of general long-term debt and acquisitions under capital leases are reported as other financing sources. Under the terms of grant agreements, the City funds certain programs by a combination of specific cost- reimbursement grants, categorical block grants, and general revenues. Thus, when program expenses are incurred, there are both restricted and unrestricted fund balance available to finance the program. It is the City’s policy to first apply cost-reimbursement grant resources to such programs, followed by categorical block grants, and then by general revenues. Proprietary fund financial statements - Proprietary funds are used to account for operations that are (a) financed and operated in a manner similar to private business enterprises - where the intent of the governing body is that the costs (expenses, including depreciation) of providing goods or services to the general public on a continuing basis be financed or recovered primarily through user charges; or (b) where the governing body has decided that periodic determination of revenues earned, expenses incurred and/or net income is appropriate for capital maintenance, public policy, management control, accountability, or other purposes. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund’s principal ongoing operations. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. Cash and cash equivalents - Cash and cash equivalents are considered to be cash on hand, demand deposits, and short-term investments with original maturities of three months or less from the date of acquisition. Property tax calendar - All ad valorem taxes levied by the state, county, and any municipality in Autauga and Elmore Counties are assessed by the Tax Assessors and collected by the Tax Collectors of the counties. The counties’ property tax calendars require the Tax Assessors to assess and attach taxes as enforceable liens on property as of September 30 and taxes are due October 1 through December 31 of the following year. Property taxes that have not been paid by January 1 are considered delinquent. Tax collections received by the County Tax Collectors are remitted to the City on a monthly basis. Receivables - Activity between funds that are representative of lending/borrowing arrangements outstanding at the end of the fiscal year are referred to as either “due to/from other funds” (i.e., the current portion of interfund loans) or “advances to/from other funds” (i.e., the noncurrent portion of interfund loans). City of Prattville, Alabama Notes to Financial Statements September 30, 2021 30 Note 1 - Summary of Significant Accounting Policies (continued) All other outstanding balances between funds are reported as “due to/from other funds”. Any residual balances outstanding between the governmental activities and business-type activities are reported in the government-wide financial statements as “internal balances”. Accounts receivable in governmental funds consist of fees for public services rendered, reimbursable payments paid for the benefit of other governmental entities that are collected on a periodic basis, and grants receivable from other governments. Accounts receivable are stated at the amount management expects to collect from balances outstanding at year end. Based on management’s assessment, it has concluded that realization losses on balances outstanding at year end will be immaterial. Receivables as of year-end are considered fully collectible and are recorded at net realizable value. Accounts receivable in the proprietary funds consist of monthly billings to customers for services provided. The City extends credit to its customers, who are located primarily in Prattville, Alabama. Trade accounts receivable are stated at the amount management expects to collect from balances outstanding at year end. Based on management's assessment of the credit history with customers having outstanding balances and current relationships with them, it has concluded that realization losses on balances outstanding at year end will be immaterial; therefore, no allowance for doubtful accounts has been provided. Prepaid items - Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government-wide and fund financial statements. The cost of prepaid items is recorded as expenditures/expenses when consumed rather than when purchased. Inventory - Governmental fund inventories are reported as an expenditure when purchased rather than capitalized as an asset. The City has no significant inventories as of September 30, 2021; therefore, none are reported on the statement of net position. Inventory of the Prattville Airport Authority, a component unit, consists of aviation fuel and is valued at the lower of cost or market determined on a first-in-first-out basis. Restricted assets - Resources from federal and state grants/loans, appropriations and shared taxes, and drug confiscation proceeds are classified as restricted assets on the statement of net position and the balance sheet. Capital assets - Capital assets, which include property, plant, equipment, and infrastructure assets (e.g. roads, bridges, sidewalks, and similar items), are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. Such assets are recorded at historical cost or estimated historical cost. Donated capital assets are recorded at their estimated acquisition value on the date of donation. Interest incurred during the construction phase of capital assets is not included as part of the capitalized value of the assets constructed. The cost of normal maintenance and repairs that do not add to the value of the asset or materially extend assets’ lives are not capitalized. Capital assets of the primary government are depreciated using the straight-line method over the following estimated useful lives: Asset Class Estimated Useful Lives Capitalization Threshold Buildings and improvements 40 years 25,000$ Land improvements 20 years 25,000 Vehicles 5 - 15 years 5,000 Office, nonoffice, and computer equipment 5 - 20 years 5,000 Infrastructure 50 years 50,000 City of Prattville, Alabama Notes to Financial Statements September 30, 2021 31 Note 1 - Summary of Significant Accounting Policies (continued) Capital assets of the Autauga-Prattville Public Library, a component unit, are depreciated using the straight- line method over the following estimated useful lives: Asset Class Estimated Useful Lives Capitalization Threshold Equipment 3 - 20 years 5,000$ Capital assets of the Prattville Airport Authority, a component unit, are depreciated using the straight-line method over the following estimated useful lives: Asset Class Estimated Useful Lives Capitalization Threshold Land improvements 20 years 5,000$ Buildings and improvements 3 - 40 years 5,000 Furniture and equipment 5 - 20 years 5,000 Runways 8 - 25 years 5,000 Capital assets of the Historic Prattville Redevelopment Authority, a component unit, are depreciated using the straight-line method of depreciation over the following estimated useful lives: Asset Class Estimated Useful Lives Capitalization Threshold Buildings and improvements 40 years 25,000$ Land improvements 20 years 25,000 Machinery and equipment 5 - 10 years 5,000 The City has historical assets including statues and fountains that are not capitalized, in accordance with established criteria. Specifically, the historical assets are held for reasons other than financial gain. The assets are protected, kept unencumbered, cared for and preserved, and are subject to a City policy requiring that sales proceeds from any historical assets be used to acquire similar assets. Deferred outflows of resources - Decreases in net position that apply to future periods are reported as deferred outflows of resources in a separate section of the government-wide statement of net position and/or governmental funds’ balance sheet. The City has deferred outflows of resources that qualify for reporting in this category such as a deferred outflow of resources related to the City’s pension plan (see Note 8) and a deferred outflow of resources for postemployment benefit plans other than pension (OPEB) related items (see Note 9). The Library has a deferred outflow related to its pension plan. Deferred inflows of resources - The City’s governmental funds report unavailable revenue from receivables collected outside of the period of availability. These amounts are deferred and recognized as an inflow of resources in the period that the amounts become available. As of September 30, 2021, the balance in the Capital Projects Fund consisted of capital related grant funds received after the period of availability. Unearned revenue - The City reported American Rescue Plan grant funds received in advance of the underlying event as unearned revenue. City of Prattville, Alabama Notes to Financial Statements September 30, 2021 32 Note 1 - Summary of Significant Accounting Policies (continued) Long-term obligations - In the government-wide financial statements and proprietary fund types in the fund financial statements, long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net position. Bond premiums and discounts are deferred and amortized over the life of the bonds using the effective interest method. Bonds payable are reported net of the applicable bond premium or discount. Bond issuance costs, other than prepaid insurance, are expensed when incurred. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. Lease obligations - Capital lease obligations are stated at the original fair market value of leased assets capitalized, less payments since the inception of the lease discounted at the implicit rate of interest in the lease. Also, in the year an asset is acquired by capital lease, the expenditure for the asset and the offsetting amount of the financing source are reflected in the fund financial statements in the statement of revenues, expenditures, and changes in fund balances. Capital lease obligations of governmental activities in the government-wide financial statements and the cost of assets so acquired are reflected in the accounts of those statements. Capital lease obligations of business-type activities in the government-wide financial statements and proprietary fund type financial statements and the cost of assets so acquired are reflected in the accounts of those funds and statements. Compensated absences - The City allows employees to accumulate vacation and sick leave up to certain limits for use in subsequent periods. Upon termination of employment, an employee receives payment of accumulated vacation hours up to a maximum of 360 hours at current wage rates. Upon retirement, an employee can receive payment of 50% of accumulated sick leave hours up to a maximum of 360 hours at current wage rates. All vacation and sick pay is accrued when incurred in the government-wide financial statements up to certain limits for use in subsequent periods. A liability for these amounts is reported in governmental funds only if they have matured, for example, as a result of employee resignations and retirements. Fund balance - In accordance with Governmental Accounting Standards Board Statement 54, Fund Balance Reporting and Governmental Fund Type Definitions, the City classifies government fund balance as follows: Nonspendable - includes fund balance amounts that cannot be spent either because it is not in spendable form, or for legal or contractual requirements. This would include inventories, deposits, and prepaid items. Restricted - includes fund balance amounts that are constrained for specific purposes which are externally imposed by providers, such as creditors, or amounts constrained due to constitutional provisions or enabling legislation. Committed - includes fund balance amounts that can be used only for the specific purposes that are internally imposed by formal action of the government’s highest level of decision making authority. Commitments may be changed by the government taking the same action that imposed the constraint initially. Contractual obligations are included to the extent that existing resources in the fund have been specifically committed for use in satisfying those contractual obligations. Fund balance is committed by the City Council via ordinance adoption. City of Prattville, Alabama Notes to Financial Statements September 30, 2021 33 Assigned - includes spendable fund balance amounts that are intended to be used for specific purposes that are neither considered restricted or committed. This indicates that resources in these funds are, at a minimum, intended to be used for the purpose of that fund. The City Council, Mayor, Finance Director, or the City Clerk is authorized to assign amounts to a specific purpose. The authorization, which is established by the City Council, is pursuant to the policy of the City Council to delegate such authority. Unassigned - includes residual positive fund balance within the General Fund which has not been classified within the other above mentioned categories. Unassigned fund balance may also include negative balances for any governmental fund if expenditures exceed amounts restricted, committed, or assigned for those specific purposes. The City considers restricted amounts to have been spent when an expenditure is incurred for purposes for which both restricted and unrestricted fund balance is available. The City considers committed, then assigned amounts to have been spent when an expenditure is incurred for purposes for which amounts of unrestricted fund balance is available. The City adopted a General Fund Reserves policy that maintains the greater of $6,000,000 or 20% of the previous years’ audit General Fund revenue in a General Fund Reserves bank account. Pensions - The Employees' Retirement System of Alabama (the Plan) financial statements are prepared using the economic resources measurement focus and accrual basis of accounting. Contributions are recognized as revenues when earned, pursuant to the Plan requirements. Benefits and refunds are recognized when due and payable in accordance with the terms of the Plan. Expenses are recognized when the corresponding liability is incurred, regardless of when the payment is made. Investments are reported at fair value. Financial statements are prepared in accordance with requirements of the Governmental Accounting Standards Board (GASB). Under these requirements, the Plan is considered a component unit of the State of Alabama and is included in the State's Annual Comprehensive Financial Report. Management estimates and assumptions - The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amount of revenues and expenses during the reporting period. Actual results could vary from estimates used. Note 2 - Stewardship, Compliance, and Accountability Budgets and budgetary accounting - The budget is adopted annually at the beginning of each fiscal year for the General Fund, Gas Tax Special Revenue Fund, and Judicial Special Revenue Fund. The Council must approve transfers of appropriations or revisions between and among departments. Management can approve transfers within an individual department only. Actual expenditures should not exceed appropriations in departments. During 2021, general government expenditures exceeded appropriations in the Judicial Special Revenue Fund due to under budgeted salaries and wages. Public safety expenditures exceeded appropriations in the Judicial Special Revenue Fund due to under budgeted jail operating costs. Capital outlay expenditures exceeded appropriations in the Judicial Special Revenue Fund due to under budgeted capital expenditures. Appropriations lapse at the end of the fiscal year unless expended or encumbered. Encumbered appropriations are carried forward. Encumbrances (e.g., purchase orders, contracts) outstanding at year end are reported as assigned fund balance and do not constitute expenditures or liabilities of the fund. City of Prattville, Alabama Notes to Financial Statements September 30, 2021 34 Budgets for the above-mentioned funds are adopted on a basis other than accounting principles generally accepted in the United States of America (GAAP) insofar as encumbrances are included with expenditures. Reconciliation of expenditures reported in accordance with GAAP and those presented in accordance with the non-GAAP budgetary basis are noted below. General Fund Net change in fund balance, modified accrual basis (1,912,141)$ Encumbrances at beginning of the year 1,080,578 Encumbrances at end of the year (2,815,126) Net change in fund balance, budgetary basis (3,646,689)$ Judicial Special Revenue Fund Net change in fund balance, modified accrual basis (15,830)$ Encumbrances at beginning of the year 1,944 Net change in fund balance, budgetary basis (13,886)$ Deficit fund equity - Funds with deficit fund balance or net position are as follows: Deficit Amount Judicial Special Revenue Fund 42,939$ Internal Service Fund 309,280 The deficit in the Judicial Special Revenue Fund is the result of a decrease in revenue due to court closures caused by the coronavirus pandemic. The deficit in the Internal Service Fund is a result of actual costs exceeding the amounts charged to other departments in previous years. The City’s intent is to appropriate funds from the General Fund in order to reduce the deficits and to increase the contribution rates to the Internal Service Fund. Note 3 - Cash, Cash Equivalents, and Investments Deposits - Custodial credit risk - The City’s investment policy requires that bank deposits be fully insured by the Federal Deposit Insurance Corporation or be covered under the Security for Alabama Funds Enhancement (SAFE) Program. The SAFE program is a multiple financial collateral pool administered by the State Treasurer according to State of Alabama statute. City of Prattville, Alabama Notes to Financial Statements September 30, 2021 35 Note 4 - Capital Assets Capital asset activity for the City’s governmental activities for the year ended September 30, 2021 was as follows: Beginning Ending Balances Increases Decreases Balances Capital assets, not being depreciated Land 2,821,406$ 119,788$ 2,941,194$ Construction in progress 5,752,962 7,836,766 4,817,376$ 8,772,352 Total capital assets, not being depreciated 8,574,368 7,956,554 4,817,376 11,713,546 Capital assets, being depreciated Buildings and improvements 6,903,434 3,763,220 15,000 10,651,654 Land improvements 5,837,732 5,837,732 Vehicles 8,473,811 721,486 682,603 8,512,694 Office, nonoffice, and computer equipment 7,196,521 1,175,268 77,790 8,293,999 Infrastructure 69,779,393 2,440,235 72,219,628 Total capital assets, being depreciated 98,190,891 8,100,209 775,393 105,515,707 Less accumulated depreciation Buildings and improvements 2,208,601 231,370 9,906 2,430,065 Land improvements 4,822,896 81,614 4,904,510 Vehicles 6,116,895 832,060 643,856 6,305,099 Office, nonoffice, and computer equipment 4,558,786 513,487 74,040 4,998,233 Infrastructure 14,581,106 1,415,184 15,996,290 Total accumulated depreciation 32,288,284 3,073,715 727,802 34,634,197 Total capital assets, being depreciated, net 65,902,607 5,026,494 47,591 70,881,510 Governmental activities capital assets, net 74,476,975$ 12,983,048$ 4,864,967$ 82,595,056$ City of Prattville, Alabama Notes to Financial Statements September 30, 2021 36 Note 4 - Capital Assets (continued) Capital asset activity for the City’s business-type activities for the year ended September 30, 2021 was as follows: Beginning Ending Balances Increases Decreases Balances Capital assets, not being depreciated Land 1,257,019$ 1,257,019$ Construction in progress 360,653 3,762,977$ 4,123,630 Total capital assets, not being depreciated 1,617,672 3,762,977 5,380,649 Capital assets, being depreciated Buildings and improvements 6,808,032 6,000$ 6,802,032 Land improvements 3,555,242 3,555,242 Vehicles 3,343,021 141,689 3,484,710 Office, nonoffice, and computer equipment 1,493,686 76,503 41,787 1,528,402 Infrastructure 34,644,608 34,644,608 Total capital assets, being depreciated 49,844,589 218,192 47,787 50,014,994 Less accumulated depreciation Buildings and improvements 3,709,134 170,124 3,161 3,876,097 Land improvements 2,502,003 123,496 2,625,499 Vehicles 2,236,324 400,667 2,636,991 Office, nonoffice, and computer equipment 886,757 93,667 41,787 938,637 Infrastructure 692,892 692,892 Total accumulated depreciation 9,334,218 1,480,846 44,948 10,770,116 Total capital assets, being depreciated, net 40,510,371 (1,262,654) 2,839 39,244,878 Business-type activities capital assets, net 42,128,043$ 2,500,323$ 2,839$ 44,625,527$ Depreciation expense was charged to functions/programs of the primary government as follows: Governmental Activities General government 1,505,514$ Public works 516,965 Public safety 854,682 Cultural and recreational 196,554 Total depreciation expense - governmental activities 3,073,715$ Business-Type Activities Wastewater 1,190,612$ Sanitation 290,234 Total depreciation expense - business-type activities 1,480,846$ City of Prattville, Alabama Notes to Financial Statements September 30, 2021 37 Note 4 - Capital Assets (continued) Component units - Capital asset activity for the Autauga-Prattville Public Library for the year ended September 30, 2021 was as follows: Beginning Ending Balances Increases Decreases Balances Capital assets, being depreciated Equipment 120,747$ 120,747$ Accumulated depreciation 100,643 959$ 101,602 Total capital assets, being depreciated, net 20,104$ (959)$ -$ 19,145$ Capital asset activity for the Prattville Airport Authority for the year ended September 30, 2021 was as follows: Beginning Ending Balances Increases Decreases Balances Capital assets, not being depreciated Land 3,389,186$ 14,850$ 3,374,336$ Construction in progress 888,469 888,469 Total capital assets, not being depreciated 4,277,655 903,319 3,374,336 Capital assets, being depreciated Land improvements 1,657,265 1,657,265 Runways 6,708,698 998,881$ 7,707,579 Buildings and improvements 1,431,008 1,431,008 Furniture and equipment 615,816 7,234 623,050 Total capital assets, being depreciated 10,412,787 1,006,115 11,418,902 Less accumulated depreciation Land improvements 1,101,349 82,863 1,184,212 Runways 4,197,232 256,613 4,453,845 Buildings and improvements 653,152 33,289 686,441 Furniture and equipment 237,391 38,008 275,399 Total accumulated depreciation 6,189,124 410,773 6,599,897 Total capital assets, being depreciated, net 4,223,663 595,342 4,819,005 Total capital assets, net 8,501,318$ 595,342$ 903,319$ 8,193,341$ City of Prattville, Alabama Notes to Financial Statements September 30, 2021 38 Capital asset activity for the Historic Prattville Redevelopment Authority for the year ended September 30, 2021 was as follows: Beginning Ending Balances Increases Decreases Balances Capital assets, not being depreciated Land 1,139,750$ 63,500$ 1,076,250$ Capital assets, being depreciated Buildings and improvements 2,629,411 2,629,411 Land improvements 165,499 165,499 Machinery and equipment 23,000 23,000 Total capital assets, being depreciated 2,817,910 2,817,910 Less accumulated depreciation Buildings and improvements 312,195 65,735$ 377,930 Land improvements 36,462 8,275 44,737 Machinery and equipment 23,000 23,000 Total accumulated depreciation 371,657 74,010 445,667 Total capital assets, being depreciated, net 2,446,253 (74,010) 2,372,243 Total capital assets, net 3,586,003$ (74,010)$ 63,500$ 3,448,493$ Note 5 - Interfund Balances Interfund transactions are generally used to meet cash demands necessary to pay operating expenditures. Amounts due to/from other funds should be repaid during the next fiscal year. Amounts reported in the fund financial statements as interfund receivables and payables are eliminated in the entity-wide governmental column of the statement of net position, except for the net residual amounts due between governmental and business-type activities, which are presented as internal balances. The composition of interfund receivables and payables as of September 30, 2021 consisted of the following: Payable Fund Amount Due to/from other funds General Fund Judicial Special Revenue Fund 20,195$ General Fund Wastewater 32,351 General Fund Internal Service Fund 30,192 General Fund Capital Projects Fund 112,185 General Fund Sanitation 97,896 Capital Projects Fund Wastewater 1,362 Total 294,181$ Receivable Fund City of Prattville, Alabama Notes to Financial Statements September 30, 2021 39 The following is a schedule of interfund transfers for the year ended September 30, 2021: Gas Tax Judicial Capital Debt Special Special Internal Projects Service Revenue Revenue Service Fund Fund Fund Fund Wastewater Sanitation Fund Total General Fund 685,290$ 15,180,251$ 42,723$ 253,141$ 111,163$ 703,787$ 3,034,344$ 20,010,699$ Capital Projects Fund 534,971 534,971 Judicial Special Revenue Fund 60,000 60,000 Wastewater 240,000 240,000 Sanitation 240,000 240,000 Totals 685,290$ 15,715,222$ 42,723$ 253,141$ 111,163$ 703,787$ 3,574,344$ 21,085,670$ Transfer Out Transfer In Transfers are used to move revenues from the fund with collection authorization to the debt service fund as debt service principal and interest payments become due, and to move unrestricted general fund revenues to finance various programs that the government must account for in other funds in accordance with budgetary authorizations, including amounts provided as subsidies or matching funds for various grant programs. Note 6 - Long-Term Debt Long-term liability activity for the year ended September 30, 2021 was as follows: Beginning Ending Due Within Balance Additions Reductions Balance One Year Governmental Activities General obligation warrants 13,870,000$ 13,870,000$ Deferred amounts Debt issuance discounts (30,408) (30,408) Debt issuance premiums 436,734 436,734 Total general obligation warrants 14,276,326 14,276,326 Warrants from direct placements 8,256,466 4,965,000$ 743,224 12,478,242$ 891,360$ Capital leases 687,172 109,009 578,163 110,893 Limited obligation warrant 1,470,636 12,750 1,457,886 Total long-term debt 24,690,600 4,965,000 15,141,309 14,514,291 1,002,253 Compensated absences 1,460,309 732,022 753,205 1,439,126 384,706 Governmental activities long-term liabilities 26,150,909 5,697,022 15,894,514 15,953,417 1,386,959 City of Prattville, Alabama Notes to Financial Statements September 30, 2021 40 Note 6 - Long-Term Debt (continued) Beginning Ending Due Within Balance Additions Reductions Balance One Year Business-Type Activities General obligation warrants 15,455,000$ 50,000$ 15,405,000$ 50,000$ Deferred amounts Debt issuance premiums 149,653 6,587 143,066 Total general obligation warrants 15,604,653 56,587 15,548,066 50,000 Warrants from direct placements 18,981,300 922,294 18,059,006 857,250 Total long-term debt 34,585,953 978,881 33,607,072 907,250 Compensated absences 233,816 119,313$ 78,015 275,114 165,081 Business-type activities long-term liabilities 34,819,769 119,313 1,056,896 33,882,186 1,072,331 Total long-term liabilities 60,970,678$ 5,816,335$ 16,951,410$ 49,835,603$ 2,459,290$ General obligation warrants - General obligation warrants at September 30, 2021 consisted of the following: Business-Type Activities 15,405,000$ General Obligation Sewer Warrants, Series 2017-A; principal amount $15,505,000; graduated principal payments are due annually beginning November 1, 2019 and semiannual interest payments due each November 1 and May 1,beginning May 1, 2018;interest rate ranges from 2.0%to 4.0%; rate on current bonds 2.0%; final payment is due November 1, 2047.Proceeds used for wastewater plant expansion project. General obligation warrants constitute general obligations of the City for the payments of which the full faith and credit of the City are irrevocably pledged. Debt service requirements to maturity for general obligation warrants outstanding at September 30, 2021 were as follows: Principal Interest Total 2022 50,000$ 563,910$ 613,910$ 2023 50,000 562,910 612,910 2024 55,000 561,860 616,860 2025 55,000 560,678 615,678 2026 55,000 559,412 614,412 2027 - 2031 295,000 2,775,455 3,070,455 2032 - 2036 345,000 2,727,247 3,072,247 2037 - 2041 3,905,000 2,457,198 6,362,198 2042 - 2046 7,295,000 1,248,625 8,543,625 2047 - 2048 3,300,000 116,550 3,416,550 Totals 15,405,000$ 12,133,845$ 27,538,845$ Business-Type Activities Year Ending September 30 City of Prattville, Alabama Notes to Financial Statements September 30, 2021 41 Note 6 - Long-Term Debt (continued) Debt defeasance - During 2021, the City placed $4,868,625 in an irrevocable trust to retire $4,450,000 of debt in its entirety. The City accumulated resources for this in-substance defeasement from Council enacted sales taxes dedicated for debt retirement. No future cash flows are estimated to be required to service the defeased debt. The defeased debt is secured by essentially risk-free assets that do not allow substitution. In prior years, the City has defeased various bond issues by creating separate irrevocable trust funds. New debt has been issued and the proceeds have been used to purchase United States government securities that were placed in the trust funds. The investments and fixed earnings from the investments are sufficient to fully service the defeased debt until the debt is called or matures. For financial reporting purposes, the debt has been considered defeased and, therefore, removed as a liability from the City’s government-wide financial statements. As of September 2021, there was no defeased debt outstanding related to prior years’ defeasances. As of September 2021, $4,450,000 was outstanding related to the debt defeased in fiscal year 2021. Warrants from direct borrowings and direct placements - Warrants from direct borrowings and direct placements at September 30, 2021 consisted of the following: Governmental Activities 330,000$ 210,000 275,000 General Obligation Warrant, Series 2016-CWSRF-DL Special Authority Loan with Alabama Water Pollution Control Authority and Alabama Department of Environmental Management; principal amount $415,000; graduated principal payments due annually beginning February 15, 2017 and semiannual interest payments due each February 15 and August 15, beginning February 15, 2017; interest rate 1.45% from July 15, 2016 to October 31, 2016 and 2.20% thereafter; final payment is February 15, 2036. Proceeds used for the North Silver Hills Drainage Canal Restoration. General Obligation Warrant, Series 2017-CWSRF-DL Special Authority Loan with Alabama Water Pollution Control Authority and Alabama Department of Environmental Management; principal amount $240,000; graduated principal payments due annually beginning February 15, 2019 and semiannual interest payments due each February 15 and August 15, beginning August 15, 2018; interest rate 1.45% from April 1, 2017 to March 30, 2018 and 2.20% thereafter; final payment is February 15, 2038. Proceeds used for the Woodvale Drainage Project. General Obligation Warrant, Series 2018D-CWSRF-DL Special Authority Loan with Alabama Water Pollution Control Authority and Alabama Department of Environmental Management; principal amount $315,000; graduated principal payments due annually beginning August 15, 2019 and semiannual interest payments due each February 15 and August 15, beginning August 15, 2019; interest rate 1.45% from November 1, 2018 to July 1, 2019 and 2.20% thereafter; final payment is August 15, 2038. Proceeds used for the 10th Street Drainage Project. City of Prattville, Alabama Notes to Financial Statements September 30, 2021 42 Note 6 - Long-Term Debt (continued) 2,561,261$ 2,921,332 1,415,994 4,449,655 315,000 Total governmental activities 12,478,242 Business-Type Activities 15,345,000 General Obligation Warrant, Series 2018-CWSRF-DL Special Authority Loan with Alabama Water Pollution Control Authority and Alabama Department of Environmental Management; principal amount $16,800,000; graduated principal payments due annually beginning February 15, 2020 and semiannual interest payments due each February 15 and August 15,beginning August 15, 2018;interest rate 2.20%; final payment is February 15, 2038.Proceeds used for Pine Creek and Autauga Creek Wastewater Treatment Plant Improvements. General Obligation Warrant, Series 2019 with BB&T; principal amount $3,200,000; principal and interest payments of $92,941 due quarterly beginning on July 30, 2019; interest rate is fixed at 3.01%; final payment is due April 30, 2029. Proceeds used for refunding of the General Obligation Warrant, Series 2018B and for the South Industrial Road and Bridge Project. General Obligation Warrant, Series 2020 with Trustmark National Bank; principal amount $3,130,000; principal and interest payments due quarterly beginning on December 1, 2020; interest rate is fixed at 1.76%; final payment is due September 1, 2035. Proceeds used for construction of the Fire Station No. 4 and Police Annex Building. General Obligation Warrant, Series 2020-CWSRF-DL with Alabama Water Pollution Control Authority and Alabama Department of Environmental Management; principal amount $4,130,000, of which approximately 35% is designated to governmental activities; graduated principal payments due annually beginning February 15, 2022 and semiannual interest payments due each February 15 and August 15, beginning February 15, 2022; interest rate is fixed at 2.20%; final payment is February 15, 2041. Proceeds used for the Washington Street, Easy Street, and Bunche Avenue Sanitary and Storm Sewer Improvements. General Obligation Warrant, Series 2020-D with BBVA Mortgage Corporation; principal amount $4,650,000; principal and interest payments of $90,157 due quarterly beginning on March 1, 2021; interest rate is fixed at 2.04%; final payment is due December 1, 2035. Proceeds used for construction of Mac Gray Park 2.0. General Obligation Warrant, Series 2021-CWSRF-DL with Alabama Water Pollution Control Authority and Alabama Department of Environmental Management; principal amount $315,000; graduated principal payments due annually beginning February 15, 2022 and semiannual interest payments due each February 15 and August 15, beginning February 15, 2022; interest rate is fixed at 2.20%; final payment is February 15, 2041. Proceeds used for the Maple Street Clean Drainage Rehabilitation Project. City of Prattville, Alabama Notes to Financial Statements September 30, 2021 43 Note 6 - Long-Term Debt (continued) 2,714,006$ Total business-type activities 18,059,006 Total warrants from direct placements 30,537,248$ General Obligation Warrant,Series 2020-CWSRF-DL with Alabama Water Pollution Control Authority and Alabama Department of Environmental Management;principal amount $4,130,000,of which approximately 65%is designated to governmental activities;graduated principal payments due annually beginning February 15,2022 and semiannual interest payments due each February 15 and August 15,beginning February 15,2022;interest rate is fixed at 2.20%;final payment is February 15, 2041.Proceeds used for the Washington Street,Easy Street,and Bunche Avenue Sanitary and Storm Sewer Improvements. Warrants from direct placements constitute general obligations of the City for the payments of which the full faith and credit of the City are irrevocably pledged. Debt service requirements to maturity for warrants from direct placements outstanding at September 30, 2021 were as follows: Principal Interest Total 2022 891,360$ 263,794$ 1,155,154$ 2023 912,772 247,187 1,159,959 2024 929,575 225,814 1,155,389 2025 946,780 204,000 1,150,780 2026 962,648 181,753 1,144,401 2027 - 2031 4,240,673 584,260 4,824,933 2032 - 2036 3,037,191 206,055 3,243,246 2037 - 2041 557,243 31,083 588,326 Totals 12,478,242$ 1,943,946$ 14,422,188$ Principal Interest Total 2022 857,250$ 379,837$ 1,237,087$ 2023 880,500 368,104 1,248,604 2024 898,750 348,532 1,247,282 2025 922,000 328,504 1,250,504 2026 937,000 308,055 1,245,055 2027 - 2031 5,028,750 1,217,164 6,245,914 2032 - 2036 5,612,000 632,219 6,244,219 2037 - 2041 2,922,756 90,577 3,013,333 Totals 18,059,006$ 3,672,992$ 21,731,998$ Business-Type Activities Governmental Activities Year Ending September 30 Year Ending September 30 City of Prattville, Alabama Notes to Financial Statements September 30, 2021 44 Note 6 - Long-Term Debt (continued) Principal Interest Total 2022 1,748,610$ 643,631$ 2,392,241$ 2023 1,793,272 615,291 2,408,563 2024 1,828,325 574,346 2,402,671 2025 1,868,780 532,504 2,401,284 2026 1,899,648 489,808 2,389,456 2027 - 2031 9,269,423 1,801,424 11,070,847 2032 - 2036 8,649,191 838,274 9,487,465 2037 - 2041 3,479,999 121,660 3,601,659 Totals 30,537,248$ 5,616,938$ 36,154,186$ Total Annual Requirements Year Ending September 30 The City’s general obligation warrants with the Alabama Water Pollution Control Authority and the Alabama Department of Environmental Management contain provisions that in any event of default resulting from the failure to comply with the applicable requirements of the Davis-Bacon Act or the American Iron and Steel Requirement in connection with the development or construction of projects, due dates are accelerated and the agreements are terminated. Capital leases - The City has entered into lease agreements as lessee for financing the acquisition of property and equipment. These lease agreements qualify as capital leases for accounting purposes and, therefore, have been recorded at the present value of their future minimum lease payments as of the inception date. The assets acquired through capital leases are as follows: Governmental Activities Vehicles 726,905$ Office, nonoffice, and computer equipment 195,464 Less accumulated depreciation 403,003 Total 519,366$ The future minimum lease obligations and the net present value of these minimum lease payments as of September 30, 2021 were as follows: Amount 2022 123,311$ 2023 123,311 2024 123,311 2025 84,218 2026 84,218 2027 84,218 Total minimum lease payments 622,587 Less amount representing interest 44,424 Present value of minimum lease payments 578,163$ Governmental Activities Year Ending September 30 City of Prattville, Alabama Notes to Financial Statements September 30, 2021 45 Note 6 - Long-Term Debt (continued) Limited obligation warrant - The City issued Limited Obligation Warrant, Series 2006B in the amount of $1,594,489 for the construction of infrastructure. The warrant bears a 0% interest rate and matures on August 1, 2036. The warrant was issued pursuant to an agreement with a private entity for the construction of infrastructure. Repayment of the warrant is secured by a pledge of 75% of the sales tax revenue remitted by retail establishments located on the specified property. As of September 30, 2021, the City had redeemed $136,603 of the outstanding warrants. The balance on the warrant at September 30, 2021 is $1,457,886. The Limited Obligation Warrant does not constitute a direct obligation and pledge of the full faith and credit of the City. Other liabilities - governmental activities - Compensated absences, pension benefits, and postemployment benefits other than pensions are generally liquidated by the General Fund. Component units - Long-term liability activity for the Prattville Airport Authority for the year ended September 30, 2021 was as follows: Beginning Ending Due Within Balance Additions Reductions Balance One Year Bond from direct placement 362,265$ -$ 35,021$ 327,244$ 36,723$ The Prattville Airport Authority issued Revenue Bond, Series 2014 in the amount of $551,266 for the purpose of refunding the Series 2008 Revenue and Grant Anticipation Bond. Principal and interest payments are due monthly beginning May 22, 2014. The bond bears a 4.69% interest rate and matures on April 1, 2029. The bond is secured by a pledge of unrestricted grant funds and revenues derived from the operation of the Airport. In the event of default, the outstanding balance becomes immediately due and payable. The balance on the bond at September 30, 2021 was $327,244. Debt service requirements on the bond from direct placement at September 30, 2021 were as follows: Principal Interest Total 2022 36,723$ 14,764$ 51,487$ 2023 38,507 12,980 51,487 2024 40,347 11,140 51,487 2025 42,340 9,147 51,487 2026 44,398 7,089 51,487 2027 - 2029 124,929 8,067 132,996 Totals 327,244$ 63,187$ 390,431$ Prattville Airport Authority Year Ending September 30 Long-term debt activity for the Historic Prattville Redevelopment Authority for the year ended September 30, 2021 was as follows: Beginning Ending Due Within Balance Additions Reductions Balance One Year Redevelopment bonds 4,325,000$ 120,000$ 4,205,000$ 120,000$ Deferred amounts Debt issuance discount (47,781) (2,934) (44,847) Total long-term debt 4,277,219$ -$ 117,066$ 4,160,153$ 120,000$ City of Prattville, Alabama Notes to Financial Statements September 30, 2021 46 Redevelopment bonds - Redevelopment bonds at September 30, 2021 consisted of the following: 4,205,000$ Redevelopment Bonds,Series 2016;principal amount of $4,780,000;graduated principal payments due annually beginning March 1,2017 and semiannual interest payments due each March 1 and September 1,beginning September 1,2016;interest rate ranges from 1.700%to 3.625%;final payment is due March 1,2046.Proceeds were used to redeem an outstanding loan of $1,755,250 and to renovate the Public Safety Building, which is leased to the City. Redevelopment bonds of the Historic Prattville Redevelopment Authority are payable solely from lease payments received from the City. The obligation of the City to pay its lease payments is a general obligation of the City. Debt service requirements to maturity for redevelopment bonds outstanding at September 30, 2021 were as follows: Principal Interest Total 2022 120,000$ 124,396$ 244,396$ 2023 125,000 122,314 247,314 2024 125,000 120,001 245,001 2025 130,000 117,451 247,451 2026 130,000 114,754 244,754 2027 - 2031 710,000 525,955 1,235,955 2032 - 2036 800,000 425,425 1,225,425 2037 - 2041 940,000 288,081 1,228,081 2042 - 2046 1,125,000 104,853 1,229,853 Totals 4,205,000$ 1,943,230$ 6,148,230$ Historic Prattville Redevelopment Authority Year Ending September 30 Covenants and limitations - State statute limits the amount of long-term debt the City can incur. The amount of debt applicable to this limit during a year can be no greater than 20% of the assessed value of taxable property as of the beginning of the fiscal year. As of September 30, 2021, the debt limit was $89,832,556 and the net debt applicable to the limit was $11,033,459. Note 7 - Short-Term Debt On August 3, 2021, the City issued General Obligation Revenue Warrants, Series 2021B and 2021C. Series 2021B was issued in the amount $1,000,000 to be used as a line of credit for short-term financing needs. Series 2021C was issued in the amount of $3,000,000 to be used as a line of credit for economic development projects. Both lines of credit bear an interest rate of 1.09%, with interest due monthly. The maturity dates are June 30, 2022 and July 31, 2022, respectively. At September 30, 2021, the balances of the warrants were $0, resulting in unused lines of credit of $4,000,000. There was no short-term debt activity for the year ended September 30, 2021. City of Prattville, Alabama Notes to Financial Statements September 30, 2021 47 Note 8 - Pension Plan Plan description - The Employees' Retirement System of Alabama (the Plan or ERS), an agent multiple- employer public employee retirement plan, was established as of October 1, 1945, pursuant to the Code of Alabama 1975, Title 36, Chapter 27 (Act 515 of the Legislature of 1945). The purpose of the ERS is to provide retirement allowances and other specified benefits for state employees, State Police, and, on an elective basis, to all cities, counties, towns, and quasi-public organizations. The responsibility for the general administration and operation of ERS is vested in its Board of Control which consists of 13 trustees. The Plan is administered by the Retirement Systems of Alabama (RSA). The Code of Alabama 1975, Title 36, Chapter 27 grants the authority to establish and amend the benefit terms to the ERS Board of Control. The Plan issues a publicly available financial report that can be obtained at www.rsa-al.gov. The ERS Board of Control consists of 13 trustees as follows: 1) The Governor, ex officio. 2) The State Treasurer, ex officio. 3) The State Personnel Director, ex officio. 4) The State Director of Finance, ex officio. 5) Three vested members of ERS appointed by the Governor for a term of four years, no two of whom are from the same department of state government nor from any department of which an ex officio trustee is the head. 6) Six members of ERS who are elected by members from the same category of ERS for a term of four years as follows: a. Two retired members with one from the ranks of retired state employees and one from the ranks of retired employees of a city, county, or a public agency each of whom is an active beneficiary of ERS. b. Two vested active state employees. c. Two vested active employees of an employer participating in ERS pursuant to the Code of Alabama 1975, Section 36-27-6. Benefits provided - State law establishes retirement benefits as well as death and disability benefits and any ad hoc increase in postretirement benefits for the ERS. Benefits for ERS members vest after 10 years of creditable service. State employees who retire after age 60 (52 for State Police) with 10 years or more of creditable service or with 25 years of service (regardless of age) are entitled to an annual retirement benefit, payable monthly for life. Local employees who retire after age 60 with 10 years or more of creditable service or with 25 or 30 years of service (regardless of age), depending on the particular entity's election, are entitled to an annual retirement benefit, payable monthly for life. Service and disability retirement benefits are based on a guaranteed minimum or a formula method, with the member receiving payment under the method that yields the highest monthly benefit. Under the formula method, members of the ERS (except State Police) are allowed 2.0125% of their average final compensation (highest 3 of the last 10 years) for each year of service. State Police are allowed 2.875% for each year of State Police service in computing the formula method. City of Prattville, Alabama Notes to Financial Statements September 30, 2021 48 Note 8 - Pension Plan (continued) Act 377 of the Legislature of 2012 established a new tier of benefits (Tier 2) for members hired on or after January 1, 2013. Tier 2 ERS members are eligible for retirement after age 62 (56 for State Police) with 10 years or more of creditable service and are entitled to an annual retirement benefit, payable monthly for life. Service and disability retirement benefits are based on a guaranteed minimum or a formula method, with the member receiving payment under the method that yields the highest monthly benefit. Under the formula method, Tier 2 members of the ERS (except State Police) are allowed 1.65% of their average final compensation (highest 5 of the last 10 years) for each year of service. State Police are allowed 2.375% for each year of State Police service in computing the formula method. Members are eligible for disability retirement if they have 10 years of credible service, are currently in- service, and determined by the RSA Medical Board to be permanently incapacitated from further performance of duty. Preretirement death benefits equal to the annual earnable compensation of the member as reported to the Plan for the preceding year ending September 30 are paid to the beneficiary. Act 132 of the Legislature of 2019 allowed employers who participated in the ERS pursuant to Code of Alabama 1975, Section 36-27-6 to provide Tier 1 retirement benefits to their Tier 2 members. Tier 2 members of employers adopting Act 2019-132 will contribute 7.5% of earnable compensation for regular employees and 8.5% for firefighters and law enforcement officers. A total of 590 employers adopted Act 2019-132. The City elected to provide Tier 1 retirement benefits to their Tier 2 members. The ERS serves approximately 853 local participating employers. The ERS membership includes approximately 101,245 participants and the City’s membership includes 517 participants. As of September 30, 2020, membership consisted of: ERS City Retirees and beneficiaries currently receiving benefits 28,672 145 Terminated employees entitled to but not yet receiving benefits 1,974 6 Terminated employees not entitled to a benefit 14,133 38 Active members 56,369 328 Post DROP participants who are still in active service 97 Totals 101,245 517 Contributions - Covered members of the ERS contributed 5% of earnable compensation to the ERS as required by statute until September 30, 2011. From October 1, 2011, to September 30, 2012, covered members of the ERS were required by statute to contribute 7.25% of earnable compensation. Effective October 1, 2012, covered members of the ERS are required by statute to contribute 7.5% of earnable compensation. Certified law enforcement, correctional officers, and firefighters of the ERS contributed 6% of earnable compensation as required by statute until September 30, 2011. From October 1, 2011 to September 30, 2012, certified law enforcement, correctional officers, and firefighters of the ERS were required by statute to contribute 8.25% of earnable compensation. Effective October 1, 2012, certified law enforcement, correctional officers, and firefighters of the ERS are required by statute to contribute 8.5% of earnable compensation. State Police of the ERS contribute 10% of earnable compensation. Tier 2 covered members of the ERS contribute 6% of earnable compensation to the ERS as required by statute. Tier 2 certified law enforcement, correctional officers, and firefighters of the ERS are required by statute to contribute 7% of earnable compensation. Tier 2 State Police members of the ERS contribute 10% of earnable compensation. These contributions rates are the same for Tier 2 covered members of ERS local participating employers. City of Prattville, Alabama Notes to Financial Statements September 30, 2021 49 Note 8 - Pension Plan (continued) The ERS establishes rates based upon an actuarially determined rate recommended by an independent actuary. The actuarially determined rate is the estimated amount necessary to finance the costs of benefits earned by employees during the year with additional amounts to finance any unfunded accrued liability, the preretirement death benefit, and administrative expenses of the Plan. For the year ended September 30, 2021, the City’s active employee contribution rate was 6.59% of covered payroll, and the City’s average contribution rate to fund the normal and accrued liability costs was 10.53% of pensionable payroll. The City’s contractually required contribution rate for the year ended September 30, 2021 was 11.36% of pensionable pay for Tier 1 employees, and 9.40% of pensionable pay for Tier 2 employees. These required contribution rates are based upon the actuarial valuation as of September 30, 2018, a percent of annual pensionable payroll, and actuarially determined as an amount that, when combined with member contributions, is expected to finance the costs of benefits earned by members during the year, with an additional amount to finance any unfunded accrued liability. Total employer contributions to the pension plan from the City were $1,828,406 for the year ended September 30, 2021. Net pension liability - The City’s net pension liability was measured as of September 30, 2020, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as September 30, 2019, rolled forward to September 30, 2020, using standard roll-forward techniques as shown in the following table: Actual Before Actual After Expected Act 2019-132 Act 2019-132 Total pension liability as of September 30, 2019 (a)67,006,450$ 67,268,755$ 68,182,166$ Discount rate (b)7.70%7.70%7.70% Entry age normal cost for the period October 1, 2019 - September 30, 2020 (c)1,290,908 1,290,908 1,458,970 Transfers among employers (d)(167,361) (167,361) Actual benefit payments and refunds for the period October 1, 2019 - September 30, 2020 (e)(3,809,446) (3,809,446) (3,809,446) Total pension liability as of September 30, 2020 [(a) x (1 + (b))] + (c) + (d) + [(e) x (1 + 0.5*(b))]69,500,745$ 69,615,887$ 70,767,692$ Difference between expected and actual (f)115,142$ Less liability transferred for immediate recognition (g)(167,361) Experience (gain)/loss = (f) - (g)282,503$ Difference between actual before and after Act 2019-132 - benefit change (gain)/loss 1,151,805$ Actuarial assumptions - The total pension liability as of September 30, 2020 was determined based on the annual actuarial funding valuation report prepared as of September 30, 2019. The key actuarial assumptions are summarized below: Inflation 2.75% Salary increases 3.25% - 5.00% Investment rate of return *7.70% * Net of pension plan investment expense, including inflation City of Prattville, Alabama Notes to Financial Statements September 30, 2021 50 Note 8 - Pension Plan (continued) Mortality rates were based on the sex distinct RP-2000 Blue Collar Mortality Table Projected with Scale BB to 2020 with an adjustment of 125% at all ages for males and 120% for females ages 78 and older. The rates of mortality for the period after disability retirement are according to the sex distinct RP-2000 Disabled Retiree Mortality Table Projected with Scale BB to 2020 with an adjustment of 130% at all ages for females. The actuarial assumptions used in the actuarial valuation as of September 30, 2018 were based on the results of an investigation of the economic and demographic experience for the ERS based upon participant data as of September 30, 2015. The Board of Control accepted and approved these changes in September 2016, which became effective at the beginning of fiscal year 2016. The long-term expected rate of return on pension plan investments was determined using a log-normal distribution analysis in which best-estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expense and inflation) are developed for each major asset class. These ranges are combined to produce the long-term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. The target asset allocation and best estimates of geometric real rates of return for each major asset class are as follows: Long-Term Expected Target Allocation Rate of Return * Fixed income 17.0%4.4% U.S. large stocks 32.0%8.0% U.S. mid stocks 9.0%10.0% U.S. small stocks 4.0%11.0% International developed market stocks 12.0%9.5% International emerging market stocks 3.0%11.0% Alternatives 10.0%10.1% Real estate 10.0%7.5% Cash equivalents 3.0%1.5% Total 100.0% *Includes assumed rate of inflation of 2.50% Asset Class Discount rate - The discount rate used to measure the total pension liability was the long-term rate of return, 7.70%. The projection of cash flows used to determine the discount rate assumed that plan member contributions will be made at the current contribution rate and that the employer contributions will be made in accordance with the funding policy adopted by the ERS Board of Control. Based on those assumptions, components of the pension plan’s fiduciary net position were projected to be available to make all projected future benefit payments of current plan members. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. City of Prattville, Alabama Notes to Financial Statements September 30, 2021 51 Note 8 - Pension Plan (continued) Change in net pension liability Total Pension Plan Fiduciary Net Pension Liability (a)Net Position (b)Liability (a)-(b) Balances at September 30, 2019 67,006,450$ 49,782,272$ 17,224,178$ Changes for the year Service cost 1,290,908 1,290,908 Interest 5,012,833 5,012,833 Changes of benefit terms 1,151,805 1,151,805 Difference between expected and actual experience 282,503 282,503 Contributions - employer 1,567,593 (1,567,593) Contributions - employee 1,118,799 (1,118,799) Net investment income 2,807,829 (2,807,829) Benefit payments, including refunds of employee contributions (3,809,446) (3,809,446) Transfers among employers (167,361) (167,361) Net changes 3,761,242 1,517,414 2,243,828 Balances at September 30, 2020 70,767,692$ 51,299,686$ 19,468,006$ Sensitivity of the net pension liability to changes in the discount rate - The following table presents the City’s net pension liability calculated using the discount rate of 7.70%, as well as what the City’s proportionate share of the net pension liability would be if it were calculated using a discount rate that is 1-percentage point lower (6.70%) or 1-percentage point higher (8.70%) than the current rate: 1.00% Decrease Current Discount 1.00% Increase (6.70%)Rate (7.70%)(8.70%) City's net pension liability 27,966,982$ 19,468,006$ 12,315,638$ Pension plan fiduciary net position - Detailed information about the pension plan's fiduciary net position is available in the separately issued RSA Comprehensive Annual Report for the fiscal year ended September 30, 2020. The supporting actuarial information is included in the GASB Statement No. 68 Report for the ERS prepared as of September 30, 2020. The auditor's report on the schedule of changes in fiduciary net position by employer and accompanying notes detail by employer and in aggregate additional information needed to comply with GASB 68. The additional financial and actuarial information is available at www.rsa-al.gov. Pension expense and deferred outflows of resources related to pensions - For the year ended September 30, 2021, the City recognized pension expense of $3,056,368. At September 30, 2021, the City reported deferred outflows of resources related to pensions of the following sources: Deferred Outflows of Resources Differences between expected and actual experience 35,019$ Changes of assumptions 1,134,403 Net difference between projected and actual earnings on plan investments 1,598,450 Employer contributions subsequent to the measurement date 1,828,406 Totals 4,596,278$ City of Prattville, Alabama Notes to Financial Statements September 30, 2021 52 The $1,828,406 of deferred outflows of resources resulting from the City’s contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability in the year ending September 30, 2022. Other amounts reported as deferred outflows of resources to pensions will be recognized in pension expense as follows: Year Ending September 30 Amount 2022 607,139$ 2023 1,079,119 2024 877,260 2025 121,988 2026 58,399 Thereafter 23,967 Note 9 - Postemployment Benefits Other Than Pensions (OPEB) Plan description - The City provides certain continuing health care and life insurance benefits for its retired employees. The City’s plan is a single-employer defined benefit OPEB plan administered by the City. The authority to establish and/or amend the obligation of the employer, employees, and retirees rests with the City. No assets are accumulated in a trust that meets the criteria in Governmental Accounting Standards Board (GASB) Codification Section P52, Postemployment Benefits Other Than Pensions-Reporting For Benefits Not Provided Through Trusts That Meet Specified Criteria-Defined Benefit. Benefits provided - Medical benefits are provided through a comprehensive medical plan and are made available to employees upon actual retirement. The employees are covered by the Retirement System of Alabama and must meet the eligibility provisions adopted by resolution to receive retiree medical benefits. The earliest retirement eligibility provisions are as follows: 25 years of service at any age; or, age 60 and 10 years of service (called "Tier I members). Employees hired on and after January 1, 2013 (called "Tier II" members) are eligible to retire only after attainment of age 62 or later completion of 10 years of service. Employees covered by benefit terms - At September 30, 2021, the following employees were covered by the benefit terms: City Active employees 341 Inactive employees currently receiving benefit payments 27 Total 368 The City’s total OPEB liability of $4,014,633 was measured as of September 30, 2021, and was determined by an actuarial valuation as of that date. Actuarial assumptions and other inputs - The total OPEB liability in the September 30, 2021 actuarial valuation was determined using the following actuarial assumptions and other inputs, applied to all periods included in the measurement, unless otherwise specified: Inflation 2.5% Salary increases, including inflation 4.0% Healthcare cost trend rates 5.5% annually until year 2030, then 4.5% The discount rate was based on the Bond Buyers' 20 Year General Obligation municipal bond index as of September 30, 2021, the end of the applicable measurement period. Mortality rates were based on the RP-Combined Mortality Table for Males or Females, as appropriate. City of Prattville, Alabama Notes to Financial Statements September 30, 2021 53 Note 9 - Postemployment Benefits Other Than Pensions (OPEB) (continued) The actuarial assumptions used in the September 30, 2021 valuation were based on the results of ongoing evaluations of the assumptions from October 1, 2009 to September 30, 2021. Total OPEB Liability Balance at September 30, 2020 3,550,234$ Changes for the year Service cost 110,550 Interest 76,196 Differences between expected and actual experience 217,312 Changes of assumptions 265,248 Benefit payments (204,907) Net changes 464,399 Balance at September 30, 2021 4,014,633$ Changes of assumptions and other inputs reflect a change in the discount rate from 2.21% in 2020 to 2.15% in 2021. Sensitivity of the total OPEB liability to changes in the discount rate - The following presents the total OPEB liability of the City, as well as what the City’s total OPEB liability would be if it were calculated using a discount rate that is 1-percentage-point lower (1.15%) or 1-percentage-point higher (3.15%) than the current discount rate: 1.00% Decrease Current Discount 1.00% Increase (1.21%)Rate (2.21%)(3.21%) City's total OPEB liability 4,851,898$ 4,014,633$ 3,368,372$ Sensitivity of the total OPEB liability to changes in the healthcare cost trend rates - The following presents the total OPEB liability of the City, as well as what the City’s total OPEB liability would be if it were calculated using healthcare cost trend rates that are 1-percentage-point lower (4.5%) or 1-percentage-point higher (6.5%) than the current healthcare trend rates: 1.00% Decrease Current Trend 1.00% Increase (4.5%)Rate (5.5%)(6.5%) City's total OPEB liability 3,449,665$ 4,014,633$ 4,753,227$ For the year ended September 30, 2021, the City recognized OPEB expense of $413,319. At September 30, 2021, the City reported deferred outflows of resources related to OPEB from the following sources: Deferred Outflows of Resources Differences between expected and actual experience 477,537$ Changes of assumptions 713,766 Total 1,191,303$ City of Prattville, Alabama Notes to Financial Statements September 30, 2021 54 Amounts reported as deferred outflows of resources related to OPEB will be recognized in OPEB expense as follows: Year Ending September 30 Amount 2022 226,573$ 2023 226,573 2024 226,573 2025 226,573 2026 107,039 Thereafter 177,972 Note 10 - Contingent Liabilities The City has received federal and state grants for specific purposes which are subject to review and audit by the grantor agencies. Such audits could produce requests for reimbursements to the grantor agencies due to the disallowance of expenditures pursuant to the terms of the grant. It is the opinion of the City that such disallowances, if any, would not be material. The City is a defendant in various lawsuits. Although the outcome of these lawsuits is not presently determinable, in the opinion of the City’s counsel, the resolution of these matters will not have a material adverse effect on the financial condition of the City. Note 11 - Risk Management The City is exposed to various risks of loss related to tort; theft of, damage to, and destruction of assets; errors and omissions; natural disasters; injuries to employees; and self-insured employee health. The City purchases commercial insurance for property, general liability claims, and title insurance and has effectively managed risk through various employee education and prevention programs. All risk management activities are accounted for in the General Fund. The City has estimated that the amount of actual or potential claims against the City as of September 30, 2021, will not materially affect the financial condition of the City. Settlement amounts have not exceeded insurance coverage for the current year or the three previous years. Employees’ medical insurance fund - The City maintains the employees’ medical insurance fund (an internal service fund) to account for and finance its uninsured risks of loss. Liabilities of the fund are reported when it is probable that a loss has occurred and the amount of the loss can be reasonably estimated. Liabilities include an amount for claims that have been incurred but not reported (IBNRs). The result of the process to estimate the claims liability is not an exact amount, as it depends on many complex factors. The estimate of the claims liability includes amounts for incremental claim adjustments related to specific claims and other claim adjustments regardless of whether they are allocated to specific claims. Estimated recoveries are another component of the claims liability estimate. An excess coverage insurance policy covers individual claims in excess of $125,000. Changes in the balances of claims liabilities during the past two years are as follows: 2021 2020 Unpaid claims, beginning of fiscal year 237,200$ 162,100$ Incurred claims (including IBNRs)4,141,995 4,217,980 Claim payments (4,173,695) (4,142,880) Unpaid claims, end of fiscal year 205,500$ 237,200$ Employee Medical Insurance Fund City of Prattville, Alabama Notes to Financial Statements September 30, 2021 55 Note 12 - Related Party Transactions The City Council appoints members of the Water Works Board of the City of Prattville, Alabama (PWWB). The City utilizes the PWWB as the collection agent for the sewer and sanitation services. The City recognizes revenue for services when billed by the PWWB. The receivable from the PWWB for sewer and sanitation collection fees at September 30, 2021 was $596,962. The City imposes a 3% license fee on gross water receipts. The 3% fees are collected by the PWWB from charges to water customers on their monthly water bill and remitted to the City annually on January 1. The receivable from the PWWB for license fees at September 30, 2021 was $142,233. Total collection fees retained by the PWWB for the services described above were $425,995 for the year ended September 30, 2021. The City paid rent for fire hydrants to the PWWB. The amount paid to the Board was $48,891 for the year ended September 30, 2021. On March 1, 2016, the City entered into a lease agreement with the HPRA for a building to be used by the police, fire, and information technology departments. The lease agreement is for 30 years with annual payments of $249,000. The City intends to fund the payment through lodging taxes. The lease revenue is used as security on the $4,780,000 Series 2016 bonds issued by the HPRA. For the fiscal year ended September 30, 2021, the City remitted $252,520 to the HPRA, which included lease payments and additional appropriations. The City appropriated $320,000 to the Library and $110,000 to the Airport Authority, component units, during the fiscal year ended September 30, 2021. These appropriations made were, or will be used, as operating and capital subsidies. Note 13 - Funding Agreements On September 1, 2006, the City entered into a funding agreement with the Cooperative District of the City of Prattville (the District), a public corporation, simultaneously with the District’s issuance of Limited Obligation Taxable Economic Development Bonds (Bass Pro Project), Series 2006 which were used to finance the acquisition, construction, and installation of a retail shopping center and related improvements in the City of Prattville, Alabama. The funding agreement provides that the City agrees to collect certain taxes on persons, firms, and corporations which sell at retail certain tangible personal property (excluding automotive vehicles) in the area owned by the District. Pursuant to the funding agreement, the City will collect and remit to First Commercial Bank, the trustee of the District’s bond indenture, an amount equal to 2.5% of the gross proceeds of such sales through the earlier date of September 2026 or full payment of bonds. The Limited Obligation Taxable Economic Development Bonds (Bass Pro Project), Series 2006 do not constitute an obligation of the City of Prattville, Alabama. In December 2008, the City entered into a funding agreement with The Exchange Cooperative District (the District), a public corporation to provide assistance in connection with proposed financing, construction, and installation of a retail shopping facility and related improvements in the City (the Project). The funding agreement provides that the City agrees to collect Project sales tax revenues and remit 50% of the City’s actual receipts from the businesses located within the Project to fund the indebtedness of The Exchange Cooperative District. Payments under the agreement shall be made directly to the Trustee for the account of the District, if requested by the District; otherwise, all payments shall be made to the District or to the District Director. The maximum amount shall be the aggregate amount necessary to amortize $9,000,000 over 30 years at an average yield. The average yield is the annual cost of any credit enhancement or remarketing fees expressed as a percentage, plus the average yield of the District’s tax-exempt indebtedness, if any, or if no tax-exempt indebtedness is outstanding, the average yield of all of the indebtedness of the District, in the event the indebtedness is refinanced or fully satisfied. City of Prattville, Alabama Notes to Financial Statements September 30, 2021 56 The City shall have no obligation to make any payment from any other sources. Any indebtedness issued by The Exchange Cooperative District does not constitute an obligation of the City. Note 14 - Commitments The City has a contractual commitment with the Autauga County Commission for the funding of the metro jail facility. The contract provides for quarterly payments of $40,000 for facility rental, 20% of the total salary and benefit costs of all jail employees, 33% of the total operational costs of the jail, and 40% of all budgeted inmate medical costs. The City paid a total of $793,887 during the fiscal year ended September 30, 2021. The City entered an agreement to support the indebtedness incurred to finance property of the Historic Prattville Redevelopment Authority with an annual allocation in the event that the lease arrangements on the financed property prove not to be financially viable. The initial loan balance on the property totaled $252,200. The loan balance as of September 30, 2021 was $0. As of September 30, 2021, commitments to contractors on capital projects were as follows: Commitments 15,307,975$ Spent-to-date (11,069,379) Remaining commitments 4,238,596$ Note 15 - Economic Development Incentive Obligations - Tax Abatements The City, in conjunction with the Industrial Development Board of the City of Prattville and the Commercial Development Authority of the City of Prattville, enters into economic development incentive agreements with entities that propose to locate businesses within the City, or expand businesses within the City, which are expected to provide stimulus to the City’s economy. These agreements provide for full or partial abatement of sales, use and/or property taxes, as well as other financial commitments. Property taxes are abated through reductions of assessed values. Sales and use taxes are abated either through exemptions granted on purchases for specified construction or equipment-purchase purposes or through tax rebate arrangements. The agreements have limited terms of duration and/or maximum abatement thresholds. As a result of these agreements the City expects to receive economic benefits including but not limited to increased revenue, job creation and job retention. These incentive agreements require approval by the Mayor and City Council and are pursuant to Chapter 54A of Title 11 of the Code of Alabama 1975, as amended and Chapter 9B of Title 40 of the Code of Alabama 1975, as amended. Some agreements provide for the repayment to the City of abated amounts if the entity ceases to operate its business for a certain length of time, fails to produce and maintain a certain level of employment or fails to complete construction within a certain length of time. The City does not collect property taxes. The Revenue Commissioner of Autauga County and the Revenue Commissioner of Elmore County are responsible for such collections for the areas of the City falling within their respective county. Sales and use taxes abated - fiscal year 2021 1,485,608$ Property taxes abated - fiscal year 2021 276,068$ City of Prattville, Alabama Notes to Financial Statements September 30, 2021 57 Commitments other than tax abatements are included at times in the City’s economic development agreements. The value of such commitments paid during fiscal year 2021 totaled $1,012,941. In the case of sales and use tax abatements on construction materials, the taxes abated are not received by the City, nor is there currently a reporting mechanism for the City to receive such information. The State Department of Revenue provides a Purchasing Agent appointment letter to subject entities so that they can purchase material tax-exempt. The City will take action to require this reporting in all future abatement agreements. Note 16 - Mortgage Receivable HPRA held a mortgage receivable of $800,000. Interest on the mortgage receivable accrues at a fixed rate of 1.52% per annum on $300,000 of the mortgage receivable balance. The remaining $500,000 of the mortgage receivable is noninterest bearing. Principal and accrued interest on the mortgage became due December 31, 2019. In fiscal year 2021, the mortgage receivable was reduced from $800,000 to $200,000 as passed by HPRA via a resolution. Note 17 - Effect of New Pronouncements Management has not currently determined what, if any, impact implementation of the following statements may have on the financial statements of the City. GASB Statement No. 87, Leases, requires recognition of certain lease assets and liabilities for leases that previously were classified as operating leases and recognized as inflows of resources or outflows of resources based on the payment provisions of the contract. It establishes a single model for lease accounting based on the foundational principle that leases are financings of the right to use an underlying asset. Under this Statement, a lessee is required to recognize a lease liability and an intangible right-to- use lease asset, and a lessor is required to recognize a lease receivable and a deferred inflow of resources, thereby enhancing the relevance and consistency of information about governments’ leasing activities. The requirements of this Statement are effective for fiscal years beginning after June 15, 2021, which would be the City’s fiscal year ending September 30, 2022. GASB Statement No. 96, Subscription-Based Information Technology Arrangements, provides guidance on the accounting and financial reporting for subscription-based information technology arrangements (SBITAs). Under this Statement, a government generally should recognize a right-to-use subscription asset, an intangible asset, and a corresponding subscription liability. The subscription liability should be initially measured at the present value of subscripiton payments expected to be made during the subscription term. Future subscription payments should be discounted using the interest rate the SBITA vendor charges the government or the government’s incremental borrowing rate if the interest rate is not readily determinable. A government should recognize amortization of the discount on the subscription liability as an outflow of resources (for example, interest expense) in subsequent financial reporting periods. The requirments of this Statement are effective for fiscal years beginning after June 15, 2022, which would be the City’s fiscal year ending September 30, 2023. Note 18 - Subsequent Events The City has evaluated subsequent events through February 18, 2022, which is the date these financial statements were available to be issued. All subsequent events requiring recognition as of September 30, 2021, have been incorporated into these financial statements. City of Prattville, Alabama Notes to Financial Statements September 30, 2021 58 Note 19 - Coronavirus Impact On January 30, 2020, the World Health Organization declared the coronavirus outbreak a “Public Health Emergency of International Concern” and on March 10, 2020, declared it to be a pandemic. On March 20, 2020, the City passed a resolution to declare the existence of local emergency conditions for the City due to the coronavirus. Actions taken to help mitigate the spread of the coronavirus include restrictions on travel, and quarantines in certain areas, and forced closures for certain types of public places and businesses. The coronavirus and actions taken to mitigate it have had and are expected to continue to have an adverse impact on the economies and financial markets in the City’s geographical area. Management is actively monitoring the global situation and its effect on the financial condition, liquidity, operations, suppliers, industry, and workforce. The City is dependent on its employees to operate the City government. Social distancing and shelter-in-place directives have impacted the City’s closures and caused a decrease in charges for service revenue. The coronavirus outbreak has not had a significant negative impact on the City. The American Rescue Plan Act of 2021, enacted on March 11, 2021, provides funding to cover costs directly related to the coronavirus outbreak. The City was awarded $8,539,146 and received $4,269,573 in fiscal year 2021 under this Act for certain reimbursable expenses. The City incurred $1,369,308 in reimbursable costs in fiscal year 2021. $2,900,265 of the awarded amount is included in unearned revenue as of September 30, 2021. Required Supplementary Information City of Prattville, Alabama Required Supplementary Information Schedule of Changes in Net Pension Liability and Related Ratios Last 10 Fiscal Years Ended September 30 59 2020 2019 2018 2017 2016 2015 2014 Total Pension Liability Service cost 1,290,908$ 1,310,711$ 1,284,302$ 1,313,612$ 1,252,658$ 1,212,096$ 1,171,241$ Interest 5,012,833 4,795,699 4,707,021 4,429,332 4,058,682 3,888,707 3,680,319 Change in benefit terms 1,151,805 Differences between expected and actual experience 282,503 227,237 (1,581,197) 870,621 832,419 (581,675) Changes of assumptions 352,614 2,954,211 Benefit payments, including refunds of employee contributions (3,809,446) (3,416,753) (2,996,078)(2,816,326) (2,473,697) (2,315,181) (2,178,239) Transfers among employers (167,361) 99,369 (10,272)(124,282) (33,807) Net change in total pension liability 3,761,242 3,016,263 1,756,390 3,672,957 6,590,466 2,203,947 2,673,321 Total pension liability - beginning 67,006,450 63,990,187 62,233,797 58,560,840 51,970,374 49,766,427 47,093,106 Total pension liability - ending (a)70,767,692$ 67,006,450$ 63,990,187$ 62,233,797$ 58,560,840$ 51,970,374$ 49,766,427$ Plan Fiduciary Net Position Contributions - employer 1,567,593$ 1,472,118$ 1,343,080$ 1,243,058$ 1,381,338$ 1,209,263$ 1,157,444$ Contributions - member 1,118,799 901,330 880,032 859,821 902,821 806,208 755,114 Net investment income 2,807,829 1,258,126 4,223,503 5,272,028 3,854,740 447,754 4,089,766 Benefit payments, including refunds of employee contributions (3,809,446) (3,416,753) (2,996,078)(2,816,326) (2,473,697) (2,315,181) (2,178,239) Transfers among employers (167,361) 99,369 (10,271) (124,282) (33,807) (153,992) (148,504) Net change in plan fiduciary net position 1,517,414 314,190 3,440,266 4,434,299 3,631,395 (5,948) 3,675,581 Plan net position - beginning 49,782,272 49,468,082 46,027,816 41,593,517 37,962,122 37,968,070 34,292,489 Plan net position - ending (b)51,299,686$ 49,782,272$ 49,468,082$ 46,027,816$ 41,593,517$ 37,962,122$ 37,968,070$ Net pension liability - ending (a) - (b)19,468,006$ 17,224,178$ 14,522,105$ 16,205,981$ 16,967,323$ 14,008,252$ 11,798,357$ Plan fiduciary net position as a percentage of the total pension liability 72.49%74.29%77.31%73.96%71.03%73.05%76.29% Covered payroll 16,637,399$ 15,254,334$ 14,978,179$ 14,565,066$ 15,059,971$ 14,118,970$ 13,328,666$ Net pension liability as a percentage of covered payroll 117.01%112.91%96.96%111.27%112.67%99.22%88.52% This schedule is prepared to illustrate the requirement to show information for 10 years.However,until a full 10 year trend is available,the City will present information for those years for which information is available. City of Prattville, Alabama Required Supplementary Information Schedule of Employer Contributions Last 10 Fiscal Years 60 2021 2020 2019 2018 2017 2016 2015 Actuarially determined contribution 1,828,406$ 1,628,972$ 1,528,265$ 1,331,931$ 1,296,995$ 1,436,237$ 1,258,700$ Contributions in relation to the actuarially determined contribution 1,828,406 1,628,972 1,528,265 1,331,931 1,296,995 1,436,237 1,258,700 $ - $ - $ - -$ -$ -$ -$ 17,371,706$ 16,637,399$ 15,254,334$ $ 14,978,179 14,565,066$ 15,059,971$ 14,118,970$ Contributions as a percentage of covered payroll 10.53%9.79%10.02%8.89%8.90%9.54%8.91% Notes to Schedule Methods and assumptions used to determine the contribution rates for the October 1, 2020 to September 30, 2021 Actuarial cost method Entry age Amortization method Level percent closed Remaining amortization period 25.0 years Asset valuation method Five year smoothed market Inflation 2.75% Salary increases 3.25 - 5.00%, including inflation Investment rate of return 7.70%, net of pension plan investment expense, including inflation This schedule is prepared to illustrate the requirement to show information for 10 years.However,until a full 10 year trend is compiled,the City will present information for those years for which information is available. Covered payroll Contribution deficit (excess) Actuarially determined contribution rates are calculated as of September 30,three years prior to the end of the fiscal year in which contributions are reported. Contributions for fiscal year 2021 were based on the September 30, 2018 actuarial valuation. City of Prattville, Alabama Required Supplementary Information Schedule of Changes in Total OPEB Liability and Related Ratios Last 10 Fiscal Years Ended September 30 61 2021 2020 2019 2018 Total OPEB Liability Service cost 110,550$ 98,274$ 55,465$ 60,832$ Interest 76,196 73,522 92,566 81,711 Difference between expected and actual experience 217,312 331,826 106,044 (12,564) Changes of assumptions 265,248 385,378 417,628 (128,538) Benefit payments (204,907) (205,502) (38,938) (36,908) Net change in total OPEB liability 464,399 683,498 632,765 (35,467) Total OPEB liability - beginning 3,550,234 2,866,736 2,233,971 2,269,438 Total OPEB liability - ending 4,014,633$ 3,550,234$ 2,866,736$ 2,233,971$ Covered payroll 16,453,345$ 15,820,524$ 15,115,616$ 14,534,246$ Total OPEB liability as a percentage of covered payroll 24.40%22.44%18.97%15.37% Notes to Schedule Benefit changes - there were no changes of benefits for the year ended September 30, 2021. Changes of assumptions -the discount rate changed from 2.21%as of September 30,2020 to 2.15%as of September 30, 2021. This schedule is prepared to illustrate the requirement to show information for 10 years.However,until a full 10 year trend is compiled, the City will present information for those years for which information is available. Other Supplementary Information City of Prattville, Alabama Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget to Actual Capital Projects Fund For the Year Ended September 30, 2021 See accompanying notes to schedules of revenues, expenditures, and changes in fund balance - budget to actual. 62 Actual Amounts Variance With Original Final Budgetary Basis Final Budget Revenues Lodging taxes 465,000$ 465,000$ 461,057$ (3,943)$ Intergovernmental revenues 2,163,060 2,163,060 3,375,009 1,211,949 Investment earnings 12,000 12,000 5,096 (6,904) Total revenues 2,640,060 2,640,060 3,841,162 1,201,102 Expenditures Public works General public works 124,606 (124,606) Street department 155,600 155,600 45,633 109,967 Capital outlay 12,455,774 12,645,674 8,612,183 4,033,491 Debt service Interest and fiscal charges 24,500 (24,500) Total expenditures 12,611,374 12,801,274 8,806,922 3,994,352 Excess of revenues under expenditures (9,971,314) (10,161,214) (4,965,760) 5,195,454 Other Financing Sources (Uses) Transfers from General Fund 685,290 685,290 Transfers to Debt Service Fund (646,197) (646,197) (534,971) 111,226 Issuance of long-term debt 5,863,125 5,863,125 4,965,000 (898,125) Total other financing sources (uses) 5,216,928 5,216,928 5,115,319 (101,609) Net change in fund balance, budgetary basis (4,754,386)$ (4,944,286)$ 149,559 5,093,845$ Adjustment for reconciling items to adjust from budgetary basis to modified accrual basis Change in encumbrances (18,065) Net Change in Fund Balance, Modified Accrual Basis 131,494 Fund Balance - Beginning 4,473,536 Fund Balance - Ending 4,605,030$ Budgeted Amounts City of Prattville, Alabama Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget to Actual Debt Service Fund For the Year Ended September 30, 2021 See accompanying notes to schedules of revenues, expenditures, and changes in fund balance - budget to actual. 63 Actual Amounts Variance With Original Final Budgetary Basis Final Budget Revenues Investment earnings 2$ 2$ Expenditures Debt service Principal payments 9,286,888$ 14,766,888$ 14,722,234 44,654 Interest and fiscal charges 702,977 1,141,727 993,009 148,718 Total expenditures 9,989,865 15,908,615 15,715,243 193,372 Excess of revenues under expenditures (9,989,865) (15,908,615) (15,715,241) 193,374 Other Financing Sources Transfers from General Fund 9,989,865 15,908,615 15,715,222 (193,393) Net change in fund balance, budgetary basis -$ -$ (19) (19)$ Net Change in Fund Balance, Modified Accrual Basis (19) Fund Balance - Beginning 1,971 Fund Balance - Ending 1,952$ Budgeted Amounts City of Prattville, Alabama Notes to Schedules of Revenues, Expenditures, and Changes in Fund Balance - Budget to Actual September 30, 2021 64 Budgets and budgetary accounting - The budget is adopted annually at the beginning of each fiscal year for the Capital Projects Fund and Debt Service Fund. The Council must approve transfers of appropriations or revisions between and among departments. Management can approve transfers within an individual department only. Actual expenditures should not exceed appropriations in departments. During 2021, public works expenditures exceeded appropriations in the Capital Projects Fund due to under budgeted contract services. Debt service expenditures exceeded appropriations in the Capital Projects Fund due to under budgeted debt issuance costs. Appropriations lapse at the end of the fiscal year unless expended or encumbered. Encumbered appropriations are carried forward. Encumbrances (e.g., purchase orders, contracts) outstanding at year end are reported as assigned fund balance and do not constitute expenditures or liabilities of the fund. Budgets for the above-mentioned funds are adopted on a basis other than accounting principles generally accepted in the United States of America (GAAP) insofar as encumbrances are included with expenditures. Reconciliation of expenditures reported in accordance with GAAP and those presented in accordance with the non-GAAP budgetary basis are noted below. Capital Projects Fund Net change in fund balance, modified accrual basis 131,494$ Encumbrances at beginning of the year 18,065 Net change in fund balance, budgetary basis 149,559$ Statistical Section Statistical Section Page Financial Trends 65 - 69 Revenue Capacity 70 - 73 Debt Capacity 74 - 77 Demographic and Economic Information 78 - 79 Operating Information 80 - 82 These schedules offer demographic and economic indicators to help the reader understand the environment within which the City's financial activities take place and to help make comparisons over time and with other governments. These schedules contain information about the City's operations and resources to help the reader understand how the City's financial information relates to the services the City provides and the activities it performs. Sources:Unless otherwise noted,the information in these schedules is derived from the annual comprehensive financial reports. This part of the City of Prattville,Alabama's comprehensive annual financial report presents detailed information as a context for understanding what the information in the financial statements,note disclosures, and required supplementary information says about the City's overall financial health. These schedules contain trend information to help the reader understand how the City's financial performance and well-being have changed over time. These schedules contain information to help the reader assess the factors affecting the City's ability to generate its sales taxes. These schedules present information to help the reader assess the affordability of the City's current levels of outstanding debt and the City's ability to issue additional debt in the future. City of Prattville, Alabama Schedule 1 Net Position by Component (accrual basis of accounting) 65 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 Governmental Activities Net investment in capital assets 31,400,291$ 36,021,544$ 36,578,653$ 39,468,399$ 43,629,725$ 50,777,504$ 56,746,210$ 61,250,307$ 64,770,445$ 70,375,541$ Restricted 803,180 901,190 975,467 1,568,412 1,800,916 1,756,318 1,345,927 1,679,172 3,949,053 2,848,900 Unrestricted (35,254,724) (30,215,385) (24,140,154) (28,898,955) (24,934,891) (22,656,464) (17,754,839) (11,293,458) (5,304,442) 1,544,610 Total governmental activities net position (3,051,253)$ 6,707,349$ 13,413,966$ 12,137,856$ 20,495,750$ 29,877,358$ 40,337,298$ 51,636,021$ 63,415,056$ 74,769,051$ Business-Type Activities Net investment in capital assets 3,751,152$ 4,236,099$ 4,402,643$ 6,384,146$ 7,367,599$ 9,544,408$ 8,171,026$ 9,330,909$ 10,553,041$ 12,513,145$ Unrestricted 1,467,034 2,446,415 3,281,842 838,425 666,650 1,767 2,399,394 3,299,714 4,077,092 3,955,320 Total business-type activities net position 5,218,186$ 6,682,514$ 7,684,485$ 7,222,571$ 8,034,249$ 9,546,175$ 10,570,420$ 12,630,623$ 14,630,133$ 16,468,465$ Primary Government Net investment in capital assets 35,151,443$ 40,257,643$ 40,981,296$ 45,852,545$ 50,997,324$ 60,321,912$ 64,917,236$ 70,581,216$ 75,323,486$ 82,888,686$ Restricted 803,180 901,190 975,467 1,568,412 1,800,916 1,756,318 1,345,927 1,679,172 3,949,053 2,848,900 Unrestricted (33,787,690) (27,768,970) (20,858,312) (28,060,530) (24,268,241) (22,654,697) (15,355,445) (7,993,744) (1,227,350) 5,499,930 Total primary government activities net position 2,166,933$ 13,389,863$ 21,098,451$ 19,360,427$ 28,529,999$ 39,423,533$ 50,907,718$ 64,266,644$ 78,045,189$ 91,237,516$ Note: Periods prior to 2013 have not been retroactively restated for the impact of Statement No. 65 of the Governmental Accounting Standards Board, Items Previously Reported as Assets and Liabilities. Note: Periods prior to 2015 have not been retroactively restated for the impact of Statement No. 68 of the Governmental Accounting Standards Board, Accounting and Financial Reporting for Pensions or for the impact of Statement No. 71 of the Governmental Accounting Standards Board, Pension Transition for Contributions Made Subsequent to the Measurement Date . Note: Periods prior to 2018 have not been retroactively restated for the impact of Statement No. 75 of the Governmental Accounting Standards Board, Accounting and Financial Reporting for Postemployment Benefits Other Than Pensions . City of Prattville, Alabama Schedule 2 Changes in Net Position (accrual basis of accounting) 66 Governmental Activities 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 Expenses Governmental activities General government 6,868,707$ 6,649,800$ 7,250,279$ 7,619,638$ 8,280,428$ 8,592,901$ 8,677,745$ 9,675,034$ 9,533,096$ 11,667,746$ Public safety 12,918,701 14,115,911 14,094,661 15,125,945 16,385,499 16,801,682 16,611,555 16,509,683 18,361,213 19,266,236 Public works 3,518,015 3,703,761 5,180,698 6,019,336 6,451,296 5,288,183 5,872,825 6,719,792 6,930,579 6,769,825 Cultural and recreational 1,766,958 1,830,376 1,980,775 2,021,877 2,204,798 2,096,394 2,314,090 2,872,314 3,068,326 3,339,664 Economic development 1,828,093 Interest and fiscal charges 2,195,048 1,971,907 1,727,232 917,762 943,460 853,853 589,467 565,292 591,323 982,040 Total governmental activities expenses 27,267,429 28,271,755 30,233,645 31,704,558 34,265,481 33,633,013 35,893,775 36,342,115 38,484,537 42,025,511 Program Revenues Governmental activities Charges for services General government 5,351,940 5,525,847 5,499,156 5,973,943 5,971,164 5,942,996 6,238,858 6,219,359 7,115,222 7,481,888 Public safety 1,517,963 1,661,549 1,709,921 1,411,107 1,104,211 1,276,310 1,537,335 1,643,355 924,914 1,076,420 Public works 264,744 Cultural and recreational 234,899 209,031 251,562 257,548 289,834 296,242 306,400 494,584 393,829 614,175 Operating grants and contributions 112,012 224,060 71,025 17,820 135,291 31,943 231,359 219,891 1,869,454 2,855,387 Capital grants and contributions 2,658,548 4,641,690 1,417,033 3,953,219 4,596,515 4,581,613 4,226,472 4,814,309 4,218,796 799,992 Total governmental activities program revenues 10,140,106 12,262,177 8,948,697 11,613,637 12,097,015 12,129,104 12,540,424 13,391,498 14,522,215 12,827,862 Total governmental activities net expense (17,127,323) (16,009,578) (21,284,948) (20,090,921) (22,168,466) (21,503,909) (23,353,351) (22,950,617) (23,962,322) (29,197,649) General Revenues and Other Changes in Net Position Governmental activities Sales and use taxes 19,736,422 20,602,498 21,221,765 22,112,831 23,261,064 23,336,649 24,496,182 26,195,592 27,588,603 32,422,803 Real and personal property taxes 2,688,777 2,651,051 2,690,055 2,614,090 2,812,535 2,796,943 2,903,635 2,683,078 3,058,007 3,280,632 Lodging taxes 1,025,328 1,201,424 1,647,626 1,804,447 1,898,959 2,028,437 2,288,773 2,476,053 1,970,330 2,380,696 Local gasoline taxes 898,009 906,939 941,261 970,304 1,015,531 1,034,599 1,070,850 1,175,500 1,023,810 1,144,666 Alcoholic beverage taxes 295,533 311,045 408,900 273,579 356,953 378,800 374,545 390,690 416,068 478,991 Rental taxes 326,620 315,191 346,089 377,964 388,975 378,341 393,905 484,343 406,811 460,804 Tobacco taxes 155,396 142,723 134,656 136,220 121,636 117,974 140,400 126,962 126,449 120,463 Excise taxes 18,749 70,817 65,949 79,780 77,436 175,042 146,943 222,161 Unrestricted shared revenues 286,883 453,074 496,879 Investment earnings 26,685 69,467 164,964 62,586 93,022 94,168 79,558 90,186 130,579 56,800 Miscellaneous revenue 476,471 625,501 359,099 460,002 500,249 491,229 602,010 366,270 309,073 461,616 Gain (loss) on disposal of assets 54,747 36,300 3,320 (46,495) 177,306 62,244 Transfers (3,374,093)(200,000)50,015 85,000 81,247 (814,950) Total governmental activities general revenues and other changes in net position 22,560,780 26,696,656 28,035,111 28,928,103 30,526,360 30,885,517 32,496,801 34,249,340 35,741,357 40,551,644 Total governmental activities change in net position 5,433,457$ 10,687,078$ 6,750,163$ 8,837,182$ 8,357,894$ 9,381,608$ 9,143,450$ 11,298,723$ 11,779,035$ 11,353,995$ City of Prattville, Alabama Schedule 2 Changes in Net Position (accrual basis of accounting) 67 Business-Type Activities 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 Expenses Wastewater 2,515,354$ 2,770,077$ 2,763,675$ 2,852,233$ 2,869,892$ 2,826,180$ 3,989,631$ 4,193,126$ 4,494,416$ 5,253,005$ Sanitation 2,069,318 2,230,497 2,463,315 2,539,325 2,886,650 3,019,998 2,994,426 2,789,159 2,471,008 3,072,318 Total business-type activities expenses 4,584,672 5,000,574 5,226,990 5,391,558 5,756,542 5,846,178 6,984,057 6,982,285 6,965,424$ 8,325,323$ Revenues Charges for services Wastewater 3,874,248 3,851,668 3,729,267 3,911,891 3,994,729 4,506,215 5,008,762 5,448,276 6,000,746 6,360,143 Sanitation 2,392,771 2,447,844 2,452,098 2,457,400 2,550,392 2,601,138 2,644,530 2,753,354 2,798,298 2,982,123 Operating grants and contributions Wastewater 873 Capital grants and contributions Wastewater 160,324 30,401 224,640 805,763 Total business-type activities revenues 6,427,343 6,329,913 6,181,365 6,369,291 6,545,121 7,107,353 7,877,932 9,007,393 8,799,917 9,342,266 Total business-type activities net program revenue 1,842,671 1,329,339 954,375 977,733 788,579 1,261,175 893,875 2,025,108 1,834,493 1,016,943 Other Changes in Net Position Investment earnings 99,721 79,095 24,673 6,439 Miscellaneous revenue 1,422 3,448 5,055 4,382 4,852 7,760 27,261 4,097 Gain on disposal of assets 42,306 18,247 293,006 3,388 41,000 217,494 Transfers 3,374,093 200,000 (50,015)(85,000) (81,247) 814,950 Total business-type activities other changes in net position 3,375,515 203,448 5,055 46,688 23,099 250,751 130,370 35,095 165,017 821,389 Total business-type activities change in net position 5,218,186$ 1,532,787$ 959,430$ 1,024,421$ 811,678$ 1,511,926$ 1,024,245$ 2,060,203$ 1,999,510$ 1,838,332$ Total primary government change in net position 10,651,643$ 12,219,865$ 7,709,593$ 9,861,603$ 9,169,572$ 10,893,534$ 10,167,695$ 13,358,926$ 13,778,545$ 13,192,327$ Note:Periods prior to 2013 have not been retroactively restated for the impact of Statement No.65 of the Governmental Accounting Standards Board,Items Previously Reported as Assets and Liabilities. Note:Periods prior to 2015 have not been retroactively restated for the impact of Statement No.68 of the Governmental Accounting Standards Board,Accounting and Financial Reporting for Pensions or for the impact of Statement No. 71 of the Governmental Accounting Standards Board, Pension Transition for Contributions Made Subsequent to the Measurement Date . Note:Periods prior to 2018 have not been retroactively restated for the impact of Statement No.75 of the Governmental Accounting Standards Board,Accounting and Financial Reporting for Postemployment Benefits Other Than Pensions . City of Prattville, Alabama Schedule 3 Fund Balances of Governmental Funds (modified accrual basis of accounting) 68 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 General Fund Nonspendable 98,908$ 102,322$ 114,704$ 136,566$ 166,583$ 146,829$ 145,829$ 900,379$ 741,470$ 133,803$ Restricted 204,694 280,424 348,192 517,624 619,222 806,185 402,981 603,026 1,005,025 1,227,653 Committed 2,567,260 3,381,590 4,555,104 4,567,189 6,115,868 6,253,712 4,168,004 3,634,602 7,195,582 609,412 Assigned 1,235,310 261,383 468,838 792,720 822,832 1,184,299 1,793,517 999,672 1,559,260 5,072,532 Unassigned 1,099,168 3,053,554 5,643,011 6,555,450 7,056,740 7,713,688 9,487,554 10,022,167 10,836,477 12,382,273 Total general fund 5,205,340$ 7,079,273$ 11,129,849$ 12,569,549$ 14,781,245$ 16,104,713$ 15,997,885$ 16,159,846$ 21,337,814$ 19,425,673$ All Other Governmental Funds Nonspendable 2,299$ 377$ 283$ 254$ 169$ 288$ 188$ 230$ Restricted 598,486$ 620,766$ 670,828 1,050,795 1,181,744 729,012 946,556 1,076,146 2,944,028 1,621,247 Committed 20,573 305,771 601,804 913,792 200,806 104,129 460,313 452,076 390,510 Assigned 503,290 801,506 2,554,059 3,449,408 3,367,433 1,089,122 1,090,179 1,280,269 3,080,828 Unassigned 1 (14,167)(44,029) (27,297) (43,169) Total all other governmental funds 598,486$ 1,144,630$ 1,780,404$ 4,207,035$ 5,531,060$ 4,253,476$ 2,139,976$ 2,626,926$ 4,649,264$ 5,049,646$ City of Prattville, Alabama Schedule 4 Changes in Fund Balances of Governmental Funds (modified accrual basis of accounting) 69 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 Revenues Taxes 25,144,834$ 26,201,688$ 27,456,301$ 28,369,215$ 29,933,089$ 30,246,785$ 31,815,233$ 33,754,379$ 34,590,078$ 40,289,055$ Licenses and permits 5,351,940 5,525,847 5,499,156 5,973,943 5,971,164 5,942,996 6,238,858 6,219,359 6,437,271 6,709,219 Intergovernmental revenues 548,280 1,103,096 1,428,058 2,220,039 1,461,037 1,131,325 1,414,775 3,617,042 3,221,766 7,249,609 Charges and fees for services 1,223,888 1,284,750 1,392,556 1,077,656 875,957 945,962 1,030,643 1,203,582 1,191,216 1,563,819 Fines and forfeitures 532,321 630,728 614,714 590,999 518,090 626,590 813,092 934,357 805,478 899,445 Investment earnings 26,685 67,371 164,250 62,162 92,888 94,079 79,384 90,001 130,450 56,653 Miscellaneous revenues 1,067,962 1,030,355 356,984 422,314 386,370 378,870 275,290 286,797 145,736 275,066 Total revenues 33,895,910 35,843,835 36,912,019 38,716,328 39,238,595 39,366,607 41,667,275 46,105,517 46,521,995$ 57,042,866$ Expenditures Current General government 5,757,564 5,039,571 5,931,830 5,875,170 6,178,913 6,353,357 6,662,283 7,572,226 7,288,457 9,344,470 Public safety 12,346,346 11,852,136 11,731,292 12,413,193 13,352,908 13,436,701 13,437,695 13,523,445 14,762,262 15,541,200 Public works 3,332,207 3,210,261 4,184,523 6,068,130 6,864,620 4,221,491 4,817,045 5,654,222 5,724,473 5,502,458 Cultural and recreational 1,434,309 1,436,057 1,565,707 1,627,648 1,904,284 1,825,309 2,042,279 2,572,479 2,683,320 2,955,058 Economic development 1,828,093 Capital outlay 379,900 1,769,645 1,709,945 1,267,128 1,653,020 5,252,535 3,535,892 9,316,213 6,391,293 10,624,487 Debt service Principal payments 4,070,296 4,011,121 2,941,830 4,548,721 2,988,986 5,182,594 7,778,395 6,916,637 3,422,491 14,734,983 Interest and fiscal charges 2,230,996 2,165,133 1,750,499 1,192,171 1,209,120 1,099,060 911,226 750,908 623,270 993,009 Bond issuance costs 83,464 93,782 139,216 27,000 13,500 24,500 Total expenditures 29,551,618 29,567,388 29,909,408 33,131,377 34,151,851 37,371,047 41,012,908 46,333,130 40,909,066 59,720,165 Excess of revenues over (under) expenditures 4,344,292 6,276,447 7,002,611 5,584,951 5,086,744 1,995,560 654,367 (227,613) 5,612,929 (2,677,299) Other Financing Sources (Uses) Insurance proceeds 37,685 113,875 112,359 174,379 63,688 Sale of capital assets 46,779 24,192 40,906 2,891 43,913 290,137 109,834 Transfers in 4,610,138 5,215,833 4,896,087 7,642,691 5,605,437 6,823,288 9,793,872 8,714,200 5,620,582 16,696,376 Transfers out (4,699,055) (9,361,585) (7,064,464) (9,884,991) (8,377,837) (9,893,134) (12,846,372) (11,655,204) (8,869,336) (20,605,670) Issuance of long-term debt 825,000 240,000 3,515,000 4,545,994 4,965,000 Issuance of refunding bonds 9,815,000 9,955,000 12,280,000 Proceeds from capital lease 258,310 726,905 195,464 Payment to refunded bonds escrow agent (9,434,619) (10,067,843) (13,445,879) Bond premium (discount)(90,999) 206,625 1,305,095 Total other financing sources (uses)(88,917) (3,856,370) (2,074,595) (2,018,620) (1,551,023) (1,949,676) (2,875,230) 877,061 1,587,377 1,165,540 Net change in fund balance 4,255,375$ 2,420,077$ 4,928,016$ 3,566,331$ 3,535,721$ 45,884$ (2,220,863)$ 649,448$ 7,200,306$ (1,511,759)$ Debt service as a percentage of noncapital expenditures 21.61%22.37%16.70%18.70%13.58%19.56%23.19%20.71%11.76%32.09% City of Prattville, Alabama Schedule 5 Net Taxable Sales by Category 70 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 Apparel stores 78,698,228$ 78,722,449$ 78,062,472$ 81,324,939$ 83,018,889$ 79,853,655$ 78,935,483$ 80,355,585$ 75,191,518$ 88,142,154$ Food stores 76,108,625 77,168,242 80,331,913 83,355,426 84,503,834 85,828,743 85,742,536 94,239,183 107,465,358 108,929,609 Automotive 62,669,770 68,449,774 72,277,636 97,027,886 108,971,570 114,691,542 123,070,580 120,718,622 131,555,912 166,304,094 Manufacturing machine 1,855,136 2,025,097 16,665,875 6,477,693 3,872,261 3,774,408 3,387,747 2,428,539 3,560,793 8,934,215 Restaurants 72,159,819 83,073,365 99,976,397 104,080,558 107,071,561 112,935,379 111,626,351 118,488,337 113,172,363 140,189,393 Home furnishings and appliances 17,145,730 16,256,815 15,752,779 16,854,830 17,716,288 16,190,266 16,581,833 15,700,675 4,648,683 4,333,113 Building materials 40,414,350 42,467,529 42,313,771 45,417,305 49,249,400 55,631,517 53,463,408 55,650,242 68,816,166 80,144,285 Service stations 15,120,821 19,967,285 17,757,144 17,840,129 18,850,543 19,178,452 20,140,152 22,612,745 24,584,319 25,513,187 Other retail stores 253,682,787 259,689,798 256,775,123 266,688,466 287,794,171 280,178,657 315,093,693 343,652,800 374,810,657 453,441,857 Totals 617,855,266$ 647,820,354$ 679,913,110$ 719,067,232$ 761,048,517$ 768,262,619$ 808,041,783$ 853,846,728$ 903,805,770$ 1,075,931,907$ City direct sales tax rate 3.50%3.50%3.50%3.50%3.50%3.50%3.50%3.50%3.50%3.50% Source: City's Finance Department. City of Prattville, Alabama Schedule 6 Sales Tax Revenue Payers by Category 71 Percent of Percent of Percent of Percentage Tax Remitted Percentage Tax Remitted Percentage Tax Remitted Number of Total Tax by Top 10 Number of Total Tax by Top 10 Number of Total Tax by Top 10 of Filers Tax Liability Liability Taxpayers of Filers Tax Liability Liability Taxpayers of Filers Tax Liability Liability Taxpayers Apparel stores 21 2,811,745$ 10.73%4.69%18 2,631,703$ 9.54%4.26%21 3,084,975$ 9.51%3.96% Food stores 7 3,298,371 12.59%10.72%7 3,761,288 13.63%11.70%7 3,812,536 11.76%10.32% Automotive 25 603,593 2.30%28 657,780 2.38%33 831,520 2.56% Machine 31 18,214 0.07%27 26,706 0.10%28 67,007 0.21% Restaurants 110 4,147,092 15.83%116 3,961,033 14.36%1.02%122 4,906,629 15.13%1.04% Home furnishings and appliances 10 549,524 2.10%1.39%11 162,704 0.59%11 151,659 0.47% Building materials 7 1,947,758 7.44%6.46%8 2,408,566 8.73%7.73%8 2,805,050 8.65%7.75% Service stations 25 791,446 3.02%25 860,451 3.12%25 892,962 2.75% Other retail stores 1,582 12,027,849 45.92%8.74%1,542 13,118,373 47.55%9.07%1,584 15,870,465 48.96%10.13% Totals 1,818 26,195,592$ 100.00%1,782 27,588,604$ 100.00%1,839 32,422,803$ 100.00% Percent of Percent of Percent of Percentage Tax Remitted Percentage Tax Remitted Percentage Tax Remitted Number of Total Tax by Top 10 Number of Total Tax by Top 10 Number of Total Tax by Top 10 of Filers Tax Liability Liability Taxpayers of Filers Tax Liability Liability Taxpayers of Filers Tax Liability Liability Taxpayers Apparel stores 26 2,905,661$ 12.50%7.40%26 2,784,878$ 11.92%5.04%20 2,762,742$ 11.28%4.82% Food stores 8 2,957,634 12.71%11.40%8 3,004,006 12.88%11.52%7 3,000,989 12.25%10.89% Automotive 27 544,858 2.34%25 573,458 2.46%27 615,353 2.51% Machine 25 29,042 0.12%26 20,308 0.09%28 25,408 0.10% Restaurants 108 3,747,505 16.11%113 3,952,738 16.95%118 3,906,922 15.95% Home furnishings and appliances 11 620,070 2.67%1.80%10 566,659 2.43%1.65%10 580,364 2.37%1.64% Building materials 7 1,723,729 7.41%6.60%7 1,947,103 8.35%6.83%7 1,871,219 7.64%6.64% Service stations 23 659,769 2.84%24 671,246 2.88%24 704,905 2.88% Other retail stores 1,383 10,072,796 43.30%7.50%1,632 9,806,253 42.04%9.33%1,579 11,028,280 45.02%8.95% Totals 1,618 23,261,064$ 100.00%1,871 23,326,649$ 100.00%1,820 24,496,182$ 100.00% 2019 2016 2017 2020 2021 2018 City of Prattville, Alabama Schedule 6 Sales Tax Revenue Payers by Category 72 Percent of Percent of Percent of Percentage Tax Remitted Percentage Tax Remitted Percentage Tax Remitted Number of Total Tax by Top 10 Number of Total Tax by Top 10 Number of Total Tax by Top 10 of Filers Tax Liability Liability Taxpayers of Filers Tax Liability Liability Taxpayers of Filers Tax Liability Liability Taxpayers Apparel stores 22 2,755,286$ 13.40%8.90%22 2,732,187$ 12.90%5.49%22 2,846,373$ 12.89%7.70% Food stores 8 2,700,888 13.13%11.50%8 2,811,617 13.28%11.62%8 2,917,440 13.21%11.70% Automotive 23 342,249 1.66%22 361,388 1.71%24 485,139 2.20% Machine 22 15,188 0.07%23 124,994 0.59%22 48,583 0.22% Restaurants 85 2,907,568 14.14%107 3,499,174 16.53%104 3,642,820 16.50% Home furnishings and appliances 12 568,989 2.77% 2.00%11 551,347 2.60% 1.81%12 589,919 2.67% 1.80% Building materials 8 1,486,364 7.23% 6.30%8 1,480,982 7.00% 6.06%8 1,589,606 7.20% 6.40% Service stations 25 698,855 3.40%25 621,500 2.94%25 624,405 2.83% Other retail stores 931 9,089,143 44.20% 9.10% 1,181 8,987,129 42.45% 10.50% 1,261 9,334,096 42.28% 8.25% Totals 1,136 20,564,530$ 100.00%1,407 21,170,318$ 100.00%1,486 22,078,381$ 100.00% Percent of Percentage Tax Remitted Number of Total Tax by Top 10 of Filers Tax Liability Liability Taxpayers Apparel stores 20 2,754,438$ 13.99% 10.30% Food stores 8 2,663,802 13.53% 12.14% Automotive 23 313,349 1.59% Machine 21 13,913 0.07% Restaurants 81 2,525,594 12.82% Home furnishings and appliances 12 600,101 3.05% 2.33% Building materials 8 1,414,502 7.18% 6.41% Service stations 25 529,229 2.69% Other retail stores 931 8,878,898 45.08% 6.15% Totals 1,129 19,693,826$ 100.00% 2012 2013 2014 2015 Note: Due to confidentiality issues, the names of the 10 largest revenue payers are not available. The categories presented are intended to provide alternative information regarding the sources of the City's revenue. City of Prattville, Alabama Schedule 7 Direct and Overlapping Sales Tax Rates 73 City Direct Autauga State of Total Sales Fiscal Year Rate County District Tax Alabama Tax 2012 3.5%2.0%4.0%9.5% 2013 3.5%2.0%4.0%9.5% 2014 3.5%2.0%4.0%9.5% 2015 3.5%2.0%4.0%9.5% 2016 3.5%2.0%4.0%9.5% 2017 3.5%2.0%4.0%9.5% 2018 3.5%2.0%4.0%9.5% 2019 3.5%2.0%4.0%9.5% 2020 3.5%2.0%4.0%9.5% 2021 3.5%2.0%4.0%9.5% City Direct Elmore State of Total Sales Fiscal Year Rate County District Tax Alabama Tax 2012 3.5%1.0%1.0%4.0%9.5% 2013 3.5%1.0%1.0%4.0%9.5% 2014 3.5%1.0%1.0%4.0%9.5% 2015 3.5%1.0%1.0%4.0%9.5% 2016 3.5%1.0%1.0%4.0%9.5% 2017 3.5%1.0%1.0%4.0%9.5% 2018 3.5%1.0%1.0%4.0%9.5% 2019 3.5%1.0%1.0%4.0%9.5% 2020 3.5%1.0%1.0%4.0%9.5% 2021 3.5%1.0%1.0%4.0%9.5% Sources:City Finance Department,Autauga County Revenue Commissioner's Office,and Elmore County Department of Finance. City of Prattville, Alabama Schedule 8 Ratios of Outstanding Debt by Type 74 Limited Total Percentage Percentage Fiscal Warrants Obligation Capital Outstanding of Taxable of Personal Per Capita Year Payable Term Loan Warrant Lease Debt Sales (1)Income (2)(2) 2012 49,212,046$ 701,035$ 1,580,851$ 88,562$ 51,582,494$ 8.35%2.73%929 2013 47,027,064 1,567,775 48,594,839 7.50%2.49%880 2014 44,415,437 1,558,312 45,973,749 6.76%2.28%830 2015 40,610,621 1,546,258 42,156,879 5.86%2.02%762 2016 38,304,803 1,529,406 206,620 40,040,829 5.26%1.82%723 2017 32,766,245 1,513,174 882,163 35,161,582 4.58%1.56%633 2018 24,860,717 1,496,981 769,961 27,127,659 3.36%1.17%488 2019 21,398,071 1,482,244 847,388 23,727,703 2.78%0.97%425 2020 22,532,792 1,470,636 687,172 24,690,600 2.73%0.94%440 2021 12,478,242 1,457,886 578,163 14,514,291 1.35%** Limited Total Percentage Percentage Fiscal Warrants Obligation Capital Outstanding of Taxable of Personal Per Capita Year Payable Term Loan Warrant Lease Debt Sales (1)Income (2)(2) 2012 2,490,000$ 238,074$ 2,728,074$ 0.44%0.14%49 2013 3,095,767 9,334 3,105,101 0.48%0.16%56 2014 2,695,120 2,695,120 0.40%0.13%49 2015 1,056,794 1,056,794 0.15%0.05%19 2016 1,783,718 1,783,718 0.23%0.08%32 2017 1,400,411 1,400,411 0.18%0.06%25 2018 33,466,817 33,466,817 4.14%1.45%602 2019 33,053,094 33,053,094 3.87%1.35%592 2020 34,585,953 34,585,953 3.83%1.32%616 2021 33,607,072 33,607,072 3.12%** Limited Total Percentage Percentage Fiscal Warrants Obligation Capital Outstanding of Taxable of Personal Per Capita Year Payable Term Loan Warrant Lease Debt Sales (1)Income (2)(2) 2012 51,702,046$ 701,035$ 1,580,851$ 326,636$ 54,310,568$ 8.79%2.87%978 2013 50,122,831 1,567,775 9,334 51,699,940 7.98%2.65%936 2014 47,110,557 1,558,312 48,668,869 7.16%2.41%879 2015 41,667,415 1,546,258 43,213,673 6.01%2.07%781 2016 40,088,521 1,529,406 206,620 41,824,547 5.50%1.90%755 2017 34,166,656 1,513,174 882,163 36,561,993 4.76%1.63%659 2018 58,327,534 1,496,981 769,961 60,594,476 7.50%2.62%1,090 2019 54,451,165 1,482,244 847,388 56,780,797 6.65%2.31%1,016 2020 57,118,745 1,470,636 687,172 59,276,553 6.56%2.26%1,056 2021 46,085,314 1,457,886 578,163 48,121,363 4.47%** Notes: Details regarding the City's outstanding debt can be found in the notes to the financial statements. (1) See the Net Taxable Sales by Category on page 70 for net taxable sales data. (2) Population data can be found in the schedule of Demographics and Economic Statistics on page 78. * Information not available. Governmental Activities Business-Type Activities Primary Government City of Prattville, Alabama Schedule 9 Ratios of Net General Bonded Debt Outstanding 75 General Less Amounts Percentage of Fiscal Obligation Available in Debt Net Taxable Per Year Bonds (1) Service Fund (2) Total Sales (3) Capita (4) 2012 51,702,046$ 10$ 51,702,036$ 8.37%931 2013 50,122,831 203,627 49,919,204 7.71%904 2014 47,110,557 7 47,110,550 6.93%850 2015 41,667,415 7 41,667,408 5.79%753 2016 40,088,521 50 40,088,471 5.27%723 2017 34,166,656 1,879 34,164,777 4.45%616 2018 58,327,534 3,610 58,323,924 7.22%1,049 2019 54,451,165 7,756 54,443,409 6.38%974 2020 57,118,745 1,971 57,116,774 6.32%1,017 2021 46,085,314 1,952 46,083,362 4.28%* * Information not available. Note: Details regarding the City's outstanding debt can be found in the notes to the financial statements. (1)This is the general bonded debt of both governmental and business-type activities, net of original issuance discounts and premiums. (2)This is the amount restricted for debt service principal payments. (3)See the Net Taxable Sales by Category on page 70 for net taxable sales data. (4)Population data can be found in the schedule of Demographics and Economic Statistics on page 78. City of Prattville, Alabama Schedule 10 Direct and Overlapping Governmental Activities Debt As September 30, 2021 76 Estimated Estimated Share Debt Percentage of Direct and Governmental Unit Outstanding Applicable (a) Overlapping Debt Debt repaid with property taxes: Autauga County 9,406,208$ 46.75%4,397,402$ Debt repaid with property taxes: Elmore County 14,898,809 6.09%907,337 Subtotal, overlapping debt 19,940,427 City of Prattville, Alabama direct debt 14,514,291 Total direct and overlapping debt 34,454,718$ Sources: Assessed value data used to estimate applicable percentages provided by the Autauga County Revenue Commissioner and Elmore County Revenue Commissioner. Debt outstanding data provided by the County. Notes: Overlapping governments are those that coincide, at least in part, with the geographic boundaries of the City. This schedule estimates the portion of the outstanding debt of those overlapping governments that is borne by the residents and businesses of the City of Prattville, Alabama. This process recognizes that, when considering the City's ability to issue and repay long-term debt, the entire debt burden borne by the residents and businesses should be taken into account. However, this does not imply that every taxpayer is a resident, and therefore responsible for repaying the debt, of each overlapping government. (a) The percentage of overlapping debt applicable is estimated using taxable assessed property values. Applicable percentages were estimated by determining the portion of the City's taxable assessed value that is within the County's boundaries and dividing it by the County's total taxable assessed value. City of Prattville, Alabama Schedule 11 Legal Debt Margin Information 77 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 Net assessed value of taxable property 356,934,340$ 352,040,720$ 348,362,480$ 358,817,560$ 367,841,220$ 378,906,500$ 399,540,960$ 406,361,740$ 419,195,680$ 449,162,780$ Debt limit 71,386,868 70,408,144 69,672,496 71,763,512 73,568,244 75,781,300 79,908,192 81,272,348 83,839,136 89,832,556 Total net debt applicable to limit 9,818,857 18,697,026 26,501,875 37,095,437 36,416,570 31,990,284 24,241,351 21,587,614 24,241,351 11,033,458 Legal debt margin 61,568,011$ 51,711,118$ 43,170,621$ 34,668,075$ 37,151,674$ 43,791,016$ 55,666,841$ 59,684,734$ 59,597,785$ 78,799,098$ Total net debt applicable to the limit as a percentage of debt limit 13.75%26.56%38.04%51.69%49.50%42.21%30.34%26.56%28.91%12.28% Legal Debt Margin Calculation for Fiscal Year 2021 Assessed value 449,162,780$ Debt limit (20% of total assessed value)89,832,556$ Debt applicable to limit General obligation warrants 10,457,247 Capital leases 578,163 Less amount set aside for repayment of general obligation debt 1,952 Total net debt applicable to limit 11,033,458 Legal debt margin 78,799,098$ Note:Under state law,the City of Prattville,Alabama's outstanding general obligation debt should not exceed 20%of total assessed property value.By law,the general obligation debt subject to the limitation may be offset by amounts set aside for repaying general obligation bonds. City of Prattville, Alabama Schedule 12 Demographic and Economic Statistics 78 Personal Income Per Capita School Autauga County Calendar Year Population (Thousands of Dollars)Personal Income Median Age Enrollment Unemployment Rate 2012 55,514 1,889,867$ 34,043$ 37.00 9,825 (11-12)6.80% 2013 55,246 1,951,123 35,317 36.00 9,642 (12-13)5.90% 2014 55,395 2,017,431 36,419 35.10 9,737 (13-14)5.40% 2015 55,347 2,090,622 37,773 36.20 9,665 (14-15)5.20% 2016 55,416 2,201,179 39,721 37.70 9,643 (15-16)5.20% 2017 55,504 2,247,024 40,484 37.80 9,620 (16-17)4.10% 2018 55,601 2,314,002 41,618 37.80 9,184 (17-18)3.90% 2019 55,869 2,453,599 43,917 38.20 9,040 (18-19)2.80% 2020 56,145 2,628,372 46,814 38.20 8,976 (19-20)5.30% 2021 ****8,908 (20-21)2.80% * Unavailable Note:Population and median age information are based on surveys conducted during the last quarter of the calendar year.Personal income information is a total for the year.Unemployment rate information is an adjusted yearly average.School enrollment obtained from the local Board of Education is based on the census at the start of the school year. City of Prattville, Alabama Schedule 13 Principal Employers 79 Percentage of Percentage of Percentage of Percentage of Percentage of Total City Total City Total City Total City Total City Employer Employees Employment Employees Employment Employees Employment Employees Employment Employees Employment Autauga County Board of Education 1,120 7.30%1,120 7.35%1,091 7.05%1,091 6.95%1,100 6.90% International Paper 550 3.59%550 3.61%550 3.55%550 3.55%584 3.67% Prattville Baptist Hospital 250 1.63%275 1.80%350 2.26%350 2.23%365 2.29% Kinedyne 95 0.62%70 0.46%**74 0.47%166 1.04% City of Prattville, Alabama 311 2.51%315 2.23%336 2.40%354 2.37%347 2.42% Walmart 480 3.13%348 2.28%330 2.13%330 2.10%340 2.13% YMCA ********105 0.66% Autauga County 200 1.30%200 1.31%202 1.31%202 1.29%190 1.19% Prattville Health and Rehabilitation 151 0.98%200 1.31%200 1.29%187 1.19%155 0.97% Bass Pro Shops ********212 1.33% Central Alabama Electric Cooperative ********120 0.75% Fras-Le ****156 1.01%147 0.94%96 0.60% Kasai North America, Inc. (M-Tek, Inc through 2015)80 0.52%128 0.84%138 0.89%138 0.88%110 0.69% LoneStar Plastics 87 0.57%80 0.52%91 0.59%91 0.58%84 0.53% Totals 3,324 22.15%3,286 21.71%3,444 22.48%3,514 22.55%3,974 25.17% Percentage of Percentage of Percentage of Percentage of Percentage of Total City Total City Total City Total City Total City Employer Employees Employment Employees Employment Employees Employment Employees Employment Employees Employment Autauga County Board of Education 1,076 6.64%1,097 6.60%1,078 6.35%1,213 7.64%1,310 7.98% International Paper 600 3.70%636 3.83%636 3.74%636 4.01%600 3.65% Prattville Baptist Hospital 399 2.46%397 2.39%500 2.94%500 3.15%649 3.95% Kinedyne 184 1.14%221 1.33%415 2.44%415 2.61%210 1.28% City of Prattville, Alabama 349 2.38%377 2.22%358 2.27%383 2.41%411 2.50% Walmart 320 1.97%320 1.93%312 1.84%375 2.36%** YMCA 133 0.82%112 0.67%200 1.18%218 1.37%243 1.48% Autauga County 190 1.17%210 1.26%210 1.24%200 1.26%200 1.22% Medline ******160 1.01%260 1.58% Prattville Health and Rehabilitation 155 0.96%193 1.16%185 1.09%150 0.94%200 1.22% Bass Pro Shops 260 1.60%182 1.10%176 1.04%150 0.94%166 1.01% Central Alabama Electric Cooperative 120 0.74%120 0.72%128 0.75%130 0.82%140 0.85% Target ******119 0.75%119 0.72% Long Lewis 83 0.51%120 0.72%100 0.59%100 0.63%78 0.48% James Hardie Building Products ******98 0.62%230 1.40% Fras-Le 80 0.49%73 0.44%80 0.47%62 0.39%60 0.37% Kasai North America, Inc. (M-Tek, Inc through 2015)112 0.69%****60 0.38%60 0.37% Alabama Baptist State Board of Missions **90 0.54%90 0.53%60 0.38%67 0.41% LoneStar Plastics ********** Totals 4,061 25.27%4,148 24.91%4,468 26.47%5,029 31.67%5,003 30.47% Source: Prattville Area Chamber of Commerce. Average number employed in the City for 2021 was 16,421 per www2.labor.alabama.gov/LAUS/LAUScities.pdf. http://www2.labor.alabama.gov/Laus/CLF/AllCity.aspx#Prattville * Unavailable 20162012201320142015 2017 2018 2019 2020 2021 City of Prattville, Alabama Schedule 14 Full-Time Equivalent City Government Employees by Function 80 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 Function/Program General government Executive 2 3 3 3 3 4 5 5 6 6 Legislative 7 7 7 7 7 7 7 7 7 7 Finance 6 5 6 7 7 7 7 7 6 7 City clerk 3 3 3 3 3 3 4 3 3 2 Human resources 4 4 3 4 4 4 5 5 5 5 Judicial 6 6 6 6 6 6 6 7 7 7 Information technology 1 1 2 3 3 3 3 3 3 3 Vehicle maintenance 6 6 5 6 6 6 6 4 5 5 Public safety Police Officers 81 81 82 82 82 82 89 84 87 95 Civilians 8 9 9 10 10 10 8 8 8 7 Fire Officers 81 79 83 83 83 83 83 82 82 87 Civilians 7 7 2 2 2 3 3 3 3 3 Building division 4 6 6 6 6 4 4 4 Public works Public works 4 4 5 6 6 6 6 Engineering 9 10 9 9 9 8 10 9 11 11 Facilities maintenance 4 8 8 8 11 10 10 10 Planning and development 7 4 4 5 5 4 5 6 7 7 Sanitation 28 32 34 36 34 28 25 21 23 24 Wastewater 23 23 25 25 21 23 28 22 25 24 Urban management 19 23 30 30 29 34 38 28 30 32 Cultural and recreational Parks and recreation 12 12 14 14 14 13 20 31 42 56 Performing and creative arts 1 1 1 1 2 2 3 3 3 Totals 311 315 336 354 347 349 377 358 383 411 Source: Human Resources. Note: This report includes regular full-time employees, regular part-time employees (based on full-time equivalent employment calculated by dividing labor hours by 2,080 hours), elected and appointed officials as of September 30 each year. City of Prattville, Alabama Schedule 15 Operating Indicators by Function/Program 81 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 Function/Program General government Building permits issued Residential 128 120 131 161 165 189 185 242 332 299 Residential remodel 392 327 343 333 147 203 295 264 339 262 Commercial 8 8 12 17 10 12 23 19 8 12 Commercial buildout, remodel, addition 43 49 56 74 71 41 61 49 48 60 Building inspections conducted 3,512 4,506 5,688 4,148 4,830 4,767 5,260 5,927 7,387 8,142 Building plan reviews 212 181 441 659 650 873 808 921 908 738 Public safety Police Physical arrests 2,208 2,128 2,757 2,342 2,829 2,146 2,287 3,952 3,594 3,603 Parking violations 259 122 86 98 28 8 14 43 Traffic violations 4,460 4,782 4,897 4,418 5,701 8,163 8,367 5,884 3,298 3,759 Fire Emergency responses 5,673 5,786 5,893 5,118 4,874 5,394 5,405 5,447 5,857 6,390 Fires extinguished 75 101 113 105 113 43 104 103 101 110 Inspections 2,846 2,846 2,775 2,791 2,500 3,477 2,603 2,564 2,605 2,249 Public works Potholes repaired 1,500 1,750 2,000 2,500 2,500 2,000 2,550 2,750 1,750 2,000 Street resurfacing (miles)2 7 5 8 1 8 22 Wastewater Average daily sewage treatment (millions of gallons) Autauga Creek 1.72 1.92 1.62 1.47 1.54 1.66 1.79 1.81 2.00 2.89 Pine Creek 1.90 2.01 1.88 1.81 1.96 2.08 2.13 2.45 2.43 2.02 Refuse collection Garbage (tons per day)38.5 36.33 45.00 44.60 49.60 43.33 45.47 46.04 Trash (yards per day)189 260 220 61 28 204 287 290 Recyclables (tons per day)1 1 1 1 1 1 2 1 Sources: Various City departments. City of Prattville, Alabama Schedule 16 Capital Asset Statistics by Function/Program 82 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 Function/Program Public safety Police Stations 1 1 1 1 1 1 1 1 1 1 Patrol cars 84 84 81 84 78 80 95 95 95 93 Motorcycles 9 9 10 10 10 10 10 9 9 Fire Stations 3 3 3 3 3 3 3 3 3 4 Fire engines 5 5 5 5 5 5 5 5 5 5 Ladder trucks 1 1 1 1 1 2 2 2 2 2 Heavy rescue 1 1 1 1 1 1 1 1 1 1 Ambulances 7 7 7 7 6 6 6 6 6 6 Refuse collection Trash trucks 6 6 6 6 6 6 6 6 4 6 Garbage trucks 9 8 8 8 9 7 7 7 5 7 Parkan truck 1 1 1 1 1 1 1 Public works Streets (miles)209 212 212 217 220 223 228 230 232 234 Highways (miles)23 23 23 23 23 23 23 23 23 23 Streetlights 2,450 2,450 2,450 2,475 2,510 2,525 2,550 2,575 2,600 2,650 Traffic signal heads 270 270 270 270 286 286 286 286 286 287 Cultural and recreational Acreage 354 354 354 354 354 354 354 357 357 357 Playgrounds 10 10 10 10 10 10 10 10 10 10 Baseball/softball diamonds 16 16 16 16 16 16 16 16 16 16 Soccer fields 9 9 9 9 9 9 9 9 9 9 Community centers 2 2 2 2 2 2 2 2 2 2 Senior citizens center 1 1 1 1 1 1 1 1 1 1 Sources: Various City departments. Note: No capital asset indicators are available for the general government.